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CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameCHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST
Plan identification number 003

CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CHICAGO EYE INSTITUTE has sponsored the creation of one or more 401k plans.

Company Name:CHICAGO EYE INSTITUTE
Employer identification number (EIN):362842478
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-01-01
0032020-01-01
0032019-01-01DAVID J. TRESLEY2020-10-14 DAVID J. TRESLEY2020-10-14
0032018-01-01DAVID J. TRESLEY2019-10-14 DAVID J. TRESLEY2019-10-14
0032017-01-01
0032017-01-01DAVID J. TRESLEY2019-11-04 DAVID J. TRESLEY2019-11-04
0032016-01-01
0032015-01-01
0032014-01-01
0032013-01-01
0032012-01-01DAVID J. TRESLEY
0032011-01-01DAVID J. TRESLEY
0032009-01-01DAVID J. TRESLEY

Plan Statistics for CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST

Measure Date Value
2019: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-0148
Total number of active participants reported on line 7a of the Form 55002019-01-0141
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-019
Total of all active and inactive participants2019-01-0150
Total participants2019-01-0150
Number of participants with account balances2019-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-0150
Total number of active participants reported on line 7a of the Form 55002018-01-0148
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0148
Number of participants with account balances2018-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0148
Total number of active participants reported on line 7a of the Form 55002017-01-0150
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-0150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0150
Number of participants with account balances2017-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2012: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0156
Total number of active participants reported on line 7a of the Form 55002012-01-0147
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-019
Total of all active and inactive participants2012-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0156
Number of participants with account balances2012-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0153
Total number of active participants reported on line 7a of the Form 55002011-01-0146
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-017
Total of all active and inactive participants2011-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0153
Number of participants with account balances2011-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0149
Total number of active participants reported on line 7a of the Form 55002009-01-0143
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-016
Total of all active and inactive participants2009-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0149
Number of participants with account balances2009-01-0149

Financial Data on CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST

Measure Date Value
2019 : CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total income from all sources2019-12-31$2,184,727
Expenses. Total of all expenses incurred2019-12-31$337,749
Benefits paid (including direct rollovers)2019-12-31$326,010
Total plan assets at end of year2019-12-31$10,306,795
Total plan assets at beginning of year2019-12-31$8,459,817
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$150,012
Other income received2019-12-31$1,782,050
Net income (gross income less expenses)2019-12-31$1,846,978
Net plan assets at end of year (total assets less liabilities)2019-12-31$10,306,795
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$8,459,817
Assets. Value of participant loans2019-12-31$65,048
Total contributions received or receivable from employer(s)2019-12-31$252,665
Value of certain deemed distributions of participant loans2019-12-31$3,773
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$7,966
2018 : CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total income from all sources2018-12-31$-123,725
Expenses. Total of all expenses incurred2018-12-31$878,671
Benefits paid (including direct rollovers)2018-12-31$867,183
Total plan assets at end of year2018-12-31$8,459,817
Total plan assets at beginning of year2018-12-31$9,462,213
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$159,425
Other income received2018-12-31$-549,332
Net income (gross income less expenses)2018-12-31$-1,002,396
Net plan assets at end of year (total assets less liabilities)2018-12-31$8,459,817
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$9,462,213
Assets. Value of participant loans2018-12-31$85,154
Total contributions received or receivable from employer(s)2018-12-31$266,182
Value of certain deemed distributions of participant loans2018-12-31$2,909
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$8,579
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources2017-12-31$1,521,201
Expenses. Total of all expenses incurred2017-12-31$221,252
Benefits paid (including direct rollovers)2017-12-31$213,420
Total plan assets at end of year2017-12-31$9,482,213
Total plan assets at beginning of year2017-12-31$8,182,264
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$154,251
Other income received2017-12-31$1,098,941
Net income (gross income less expenses)2017-12-31$1,299,949
Net plan assets at end of year (total assets less liabilities)2017-12-31$9,482,213
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$8,182,264
Assets. Value of participant loans2017-12-31$103,765
Total contributions received or receivable from employer(s)2017-12-31$268,009
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$7,832
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2012 : CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total income from all sources2012-12-31$736,591
Expenses. Total of all expenses incurred2012-12-31$165,622
Benefits paid (including direct rollovers)2012-12-31$139,473
Total plan assets at end of year2012-12-31$7,026,695
Total plan assets at beginning of year2012-12-31$6,455,726
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$141,978
Expenses. Other expenses not covered elsewhere2012-12-31$26,149
Other income received2012-12-31$433,559
Net income (gross income less expenses)2012-12-31$570,969
Net plan assets at end of year (total assets less liabilities)2012-12-31$7,026,695
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$6,455,726
Assets. Value of participant loans2012-12-31$6,000
Total contributions received or receivable from employer(s)2012-12-31$161,054
2011 : CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total income from all sources2011-12-31$311,860
Expenses. Total of all expenses incurred2011-12-31$23,337
Total plan assets at end of year2011-12-31$6,455,726
Total plan assets at beginning of year2011-12-31$6,167,203
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$121,625
Expenses. Other expenses not covered elsewhere2011-12-31$23,337
Other income received2011-12-31$-61,007
Net income (gross income less expenses)2011-12-31$288,523
Net plan assets at end of year (total assets less liabilities)2011-12-31$6,455,726
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$6,167,203
Total contributions received or receivable from employer(s)2011-12-31$251,242
2010 : CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total income from all sources2010-12-31$650,057
Expenses. Total of all expenses incurred2010-12-31$21,628
Total plan assets at end of year2010-12-31$6,167,203
Total plan assets at beginning of year2010-12-31$5,538,774
Value of fidelity bond covering the plan2010-12-31$500,000
Expenses. Other expenses not covered elsewhere2010-12-31$21,628
Other income received2010-12-31$294,458
Net income (gross income less expenses)2010-12-31$628,429
Net plan assets at end of year (total assets less liabilities)2010-12-31$6,167,203
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$5,538,774
Total contributions received or receivable from employer(s)2010-12-31$355,599

Form 5500 Responses for CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST

2019: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2012: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CHICAGO EYE INSTITUTE CASH OR DEFERRED PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number343065-000
Policy instance 1
Insurance contract or identification number343065-000
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $2,499
Total amount of fees paid to insurance companyUSD $5,066
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5066
Insurance broker organization code?5
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number343065-000
Policy instance 1
Insurance contract or identification number343065-000
Number of Individuals Covered43
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,988
Total amount of fees paid to insurance companyUSD $6,010
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees6010
Insurance broker organization code?5
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number343065-000
Policy instance 1
Insurance contract or identification number343065-000
Number of Individuals Covered45
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,223
Total amount of fees paid to insurance companyUSD $5,609
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5609
Insurance broker organization code?5
Insurance broker nameSBHU LIFE AGENCY INC

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