THE CALDWELL GROUP, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2025 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2025 401k financial data |
|---|
| Total liabilities as of the end of the plan year | 2025-06-04 | 0 |
| Total expenses incurred by plan in this plan year | 2025-06-04 | 270336 |
| Net assets as of the end of the plan year | 2025-06-04 | 5537350 |
| Total assets as of the beginning of the plan year | 2025-06-04 | 4834529 |
| Value of plan covered by a fidelity bond | 2025-06-04 | 1000000 |
| Participant contributions to plan in this plan year | 2025-06-04 | 399420 |
| Value of participant loans at end of plan year | 2025-06-04 | 46191 |
| Other expenses paid from plan in this plan year | 2025-06-04 | 0 |
| Other contributions to plan in this plan year | 2025-06-04 | 0 |
| Other income to plan in this plan year | 2025-06-04 | 573437 |
| Plan net income in this plan year | 2025-06-04 | 702821 |
| Net assets as of the end of the plan year | 2025-06-04 | 5537350 |
| Net assets as of the beginning of the plan year | 2025-06-04 | 4834529 |
| Employer contributions to plan in this plan year | 2025-06-04 | 300 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2025-06-04 | 46004 |
| 2024 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2024 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2024-06-04 | 429362 |
| Net assets as of the end of the plan year | 2024-06-04 | 4834529 |
| Total assets as of the beginning of the plan year | 2024-06-04 | 4263241 |
| Value of plan covered by a fidelity bond | 2024-06-04 | 1000000 |
| Participant contributions to plan in this plan year | 2024-06-04 | 321071 |
| Value of participant loans at end of plan year | 2024-06-04 | 69617 |
| Other contributions to plan in this plan year | 2024-06-04 | 50188 |
| Other income to plan in this plan year | 2024-06-04 | 629391 |
| Plan net income in this plan year | 2024-06-04 | 571288 |
| Net assets as of the end of the plan year | 2024-06-04 | 4834529 |
| Net assets as of the beginning of the plan year | 2024-06-04 | 4263241 |
| Value of contributions failed to transmitted timely | 2024-06-04 | 41526 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2024-06-04 | 39125 |
| 2022 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-251,150 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $870,739 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $829,274 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $350,824 |
| Value of total assets at end of year | 2022-12-31 | $4,263,241 |
| Value of total assets at beginning of year | 2022-12-31 | $5,385,130 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $41,465 |
| Total interest from all sources | 2022-12-31 | $682 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $133,074 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $133,074 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $238,848 |
| Participant contributions at end of year | 2022-12-31 | $57,534 |
| Participant contributions at beginning of year | 2022-12-31 | $74,117 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $111,976 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,121,889 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $4,263,241 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,385,130 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $32,169 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $4,205,707 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $5,311,013 |
| Interest on participant loans | 2022-12-31 | $682 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-735,730 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $829,274 |
| Contract administrator fees | 2022-12-31 | $9,296 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2022-12-31 | 300003878 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-251,150 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $870,739 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $829,274 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $350,824 |
| Value of total assets at end of year | 2022-01-01 | $4,263,241 |
| Value of total assets at beginning of year | 2022-01-01 | $5,385,130 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $41,465 |
| Total interest from all sources | 2022-01-01 | $682 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $133,074 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $133,074 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $238,848 |
| Participant contributions at end of year | 2022-01-01 | $57,534 |
| Participant contributions at beginning of year | 2022-01-01 | $74,117 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $111,976 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-1,121,889 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $4,263,241 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $5,385,130 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $32,169 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $4,205,707 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $5,311,013 |
| Interest on participant loans | 2022-01-01 | $682 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-735,730 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $829,274 |
| Contract administrator fees | 2022-01-01 | $9,296 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2022-01-01 | 300003878 |
| 2021 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $2,153,052 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $203,117 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $169,203 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,645,667 |
| Value of total assets at end of year | 2021-12-31 | $5,385,130 |
| Value of total assets at beginning of year | 2021-12-31 | $3,435,195 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $33,914 |
| Total interest from all sources | 2021-12-31 | $5,665 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $125,930 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $125,930 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $220,542 |
| Participant contributions at end of year | 2021-12-31 | $74,117 |
| Participant contributions at beginning of year | 2021-12-31 | $97,113 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,423,326 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,949,935 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $5,385,130 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,435,195 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $25,343 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $5,311,013 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,338,082 |
| Income. Interest from loans (other than to participants) | 2021-12-31 | $5,665 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $375,790 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $1,799 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $169,203 |
| Contract administrator fees | 2021-12-31 | $8,571 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2021-12-31 | 300003878 |
| 2020 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $423,461 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $246,913 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $215,426 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $196,269 |
| Value of total assets at end of year | 2020-12-31 | $3,435,195 |
| Value of total assets at beginning of year | 2020-12-31 | $3,258,647 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $31,487 |
| Total interest from all sources | 2020-12-31 | $7,433 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $58,245 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $58,245 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $196,269 |
| Participant contributions at end of year | 2020-12-31 | $97,113 |
| Participant contributions at beginning of year | 2020-12-31 | $137,576 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $176,548 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $3,435,195 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,258,647 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $21,294 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,338,082 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,121,071 |
| Interest on participant loans | 2020-12-31 | $7,433 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $161,514 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $215,426 |
| Contract administrator fees | 2020-12-31 | $10,193 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2020-12-31 | 300003878 |
| 2019 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $763,507 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $159,328 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $128,635 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $259,879 |
| Value of total assets at end of year | 2019-12-31 | $3,258,647 |
| Value of total assets at beginning of year | 2019-12-31 | $2,654,468 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $30,693 |
| Total interest from all sources | 2019-12-31 | $7,218 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $100,204 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $100,204 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $259,879 |
| Participant contributions at end of year | 2019-12-31 | $137,576 |
| Participant contributions at beginning of year | 2019-12-31 | $113,421 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $604,179 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,258,647 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,654,468 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $20,631 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,121,071 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,541,047 |
| Interest on participant loans | 2019-12-31 | $7,218 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $396,206 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $128,635 |
| Contract administrator fees | 2019-12-31 | $10,062 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2019-12-31 | 300003878 |
| 2018 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $-15,395 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $208,487 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $178,274 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $206,688 |
| Value of total assets at end of year | 2018-12-31 | $2,654,468 |
| Value of total assets at beginning of year | 2018-12-31 | $2,878,350 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $30,213 |
| Total interest from all sources | 2018-12-31 | $5,127 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $110,400 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $110,400 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $206,688 |
| Participant contributions at end of year | 2018-12-31 | $113,421 |
| Participant contributions at beginning of year | 2018-12-31 | $136,121 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-223,882 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,654,468 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,878,350 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $20,429 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,541,047 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $2,742,229 |
| Income. Interest from loans (other than to participants) | 2018-12-31 | $5,127 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-337,610 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $178,274 |
| Contract administrator fees | 2018-12-31 | $9,784 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2018-12-31 | 300003878 |
| 2017 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $600,905 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $337,023 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $301,238 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $212,668 |
| Value of total assets at end of year | 2017-12-31 | $2,878,350 |
| Value of total assets at beginning of year | 2017-12-31 | $2,614,468 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $35,785 |
| Total interest from all sources | 2017-12-31 | $5,014 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $103,307 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $103,307 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $210,128 |
| Participant contributions at end of year | 2017-12-31 | $136,121 |
| Participant contributions at beginning of year | 2017-12-31 | $111,681 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $2,540 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $263,882 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $2,878,350 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,614,468 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $20,272 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $2,742,229 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,502,654 |
| Interest on participant loans | 2017-12-31 | $5,014 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $133 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $279,916 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $301,238 |
| Contract administrator fees | 2017-12-31 | $15,513 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2017-12-31 | 300003878 |
| 2016 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $570,785 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $241,663 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $205,596 |
| Value of total corrective distributions | 2016-12-31 | $5,928 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $315,865 |
| Value of total assets at end of year | 2016-12-31 | $2,614,468 |
| Value of total assets at beginning of year | 2016-12-31 | $2,285,346 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $30,139 |
| Total interest from all sources | 2016-12-31 | $6,211 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $72,023 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $72,023 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $235,890 |
| Participant contributions at end of year | 2016-12-31 | $111,681 |
| Participant contributions at beginning of year | 2016-12-31 | $86,338 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $79,975 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $329,122 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,614,468 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,285,346 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $23,055 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,502,654 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,199,008 |
| Interest on participant loans | 2016-12-31 | $4,532 |
| Interest earned on other investments | 2016-12-31 | $1,679 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $133 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $176,686 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $205,596 |
| Contract administrator fees | 2016-12-31 | $7,084 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2016-12-31 | 300003878 |
| 2015 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $181,504 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $426,178 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $386,738 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $7,546 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $230,708 |
| Value of total assets at end of year | 2015-12-31 | $2,285,346 |
| Value of total assets at beginning of year | 2015-12-31 | $2,530,020 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $31,894 |
| Total interest from all sources | 2015-12-31 | $3,084 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $230,708 |
| Participant contributions at end of year | 2015-12-31 | $86,338 |
| Participant contributions at beginning of year | 2015-12-31 | $70,398 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-244,674 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,285,346 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,530,020 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $20,318 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,199,008 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,459,139 |
| Interest on participant loans | 2015-12-31 | $2,923 |
| Interest earned on other investments | 2015-12-31 | $161 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $483 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $483 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-52,288 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $386,738 |
| Contract administrator fees | 2015-12-31 | $11,576 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2015-12-31 | 300003878 |
| 2014 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2014-12-31 | $15,852 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $15,852 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $821,206 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $289,439 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $235,053 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $22,063 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $706,193 |
| Value of total assets at end of year | 2014-12-31 | $2,530,020 |
| Value of total assets at beginning of year | 2014-12-31 | $1,998,253 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $32,323 |
| Total interest from all sources | 2014-12-31 | $11,440 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $87,721 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $87,721 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $214,994 |
| Participant contributions at end of year | 2014-12-31 | $70,398 |
| Participant contributions at beginning of year | 2014-12-31 | $65,817 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $491,199 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $531,767 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,530,020 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,998,253 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $21,905 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,459,139 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $1,932,433 |
| Interest on participant loans | 2014-12-31 | $2,609 |
| Interest earned on other investments | 2014-12-31 | $8,831 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $483 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $3 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $3 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $235,053 |
| Contract administrator fees | 2014-12-31 | $10,418 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BENNING GROUP, LLC |
| Accountancy firm EIN | 2014-12-31 | 300003878 |
| 2009 : THE CALDWELL GROUP, INC. RETIREMENT SAVINGS PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
