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S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameS.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

S.T. NESWOLD & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:S.T. NESWOLD & ASSOCIATES, INC.
Employer identification number (EIN):363058698
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-03-01STEWART T NESWOLD JR2024-12-13 STEWART T NESWOLD JR2024-12-13
0012022-03-01STEWART T NESWOLD JR2023-12-07 STEWART T NESWOLD JR2023-12-07
0012021-03-01STEWART T NESWOLD JR2022-12-09 STEWART T NESWOLD JR2022-12-09
0012020-03-01STEWART T NESWOLD JR2021-09-22 STEWART T NESWOLD JR2021-09-22
0012019-03-01STEWART T NESWOLD JR2020-12-04 STEWART T NESWOLD JR2020-12-04
0012018-03-01MARY NESWOLD2019-12-06 MARY NESWOLD2019-12-06
0012017-03-01MARY NESWOLD2018-12-07 MARY NESWOLD2018-12-07
0012016-03-01STEWART T NESWOLD JR2017-11-16 STEWART T NESWOLD JR2017-11-16
0012015-03-01MARY NESWOLD2016-12-14 MARY NESWOLD2016-12-14
0012014-03-01MARY NESWOLD MARY NESWOLD2015-12-07
0012013-03-01MARY E NESWOLD MARY E NESWOLD2014-12-04
0012012-03-01MARY E NESWOLD MARY E NESWOLD2013-12-04
0012011-03-01MARY E NESWOLD MARY E NESWOLD2012-11-14
0012009-03-01STEWART T NESWOLD, JR STEWART T NESWOLD, JR2010-12-07

Plan Statistics for S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-11-205
Total number of particpants at end of year2025-11-205
Number of Participants With Account Balances2025-11-205
2024: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-12-135
Total number of particpants at end of year2024-12-135
Number of Participants With Account Balances2024-12-135
2022: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-12-097
Total number of particpants at end of year2022-12-095
Number of Participants With Account Balances2022-12-095
2014: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-03-018
Total number of active participants reported on line 7a of the Form 55002014-03-018
Number of retired or separated participants receiving benefits2014-03-010
Number of other retired or separated participants entitled to future benefits2014-03-010
Total of all active and inactive participants2014-03-018
Total participants2014-03-018
Number of participants with account balances2014-03-018
2013: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-03-017
Total number of active participants reported on line 7a of the Form 55002013-03-017
Total of all active and inactive participants2013-03-017
Total participants2013-03-017
Number of participants with account balances2013-03-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-03-010
2012: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-03-017
Total number of active participants reported on line 7a of the Form 55002012-03-017
Total of all active and inactive participants2012-03-017
Total participants2012-03-017
Number of participants with account balances2012-03-017
2011: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-03-016
Total number of active participants reported on line 7a of the Form 55002011-03-017
Total of all active and inactive participants2011-03-017
Total participants2011-03-017
Number of participants with account balances2011-03-016
2009: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-03-016
Total number of active participants reported on line 7a of the Form 55002009-03-016
Total of all active and inactive participants2009-03-016
Total participants2009-03-016
Number of participants with account balances2009-03-016

Financial Data on S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-11-2063681
Net assets as of the end of the plan year2025-11-201503730
Total assets as of the beginning of the plan year2025-11-201395442
Value of plan covered by a fidelity bond2025-11-20150000
Participant contributions to plan in this plan year2025-11-2055455
Value of participant loans at end of plan year2025-11-2023350
Other income to plan in this plan year2025-11-2099458
Plan net income in this plan year2025-11-20108288
Net assets as of the end of the plan year2025-11-201503730
Net assets as of the beginning of the plan year2025-11-201395442
Value of contributions failed to transmitted timely2025-11-209890
Employer contributions to plan in this plan year2025-11-2017056
Fees paid to broker by Benefit Provider2025-11-204174
Expensese paid to adminstrative service provicers from plan in this plan year2025-11-20300
2024 : S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-12-1362186
Net assets as of the end of the plan year2024-12-131395442
Total assets as of the beginning of the plan year2024-12-131281490
Value of plan covered by a fidelity bond2024-12-13150000
Participant contributions to plan in this plan year2024-12-1326875
Value of participant loans at end of plan year2024-12-1339323
Other income to plan in this plan year2024-12-13135861
Plan net income in this plan year2024-12-13113952
Net assets as of the end of the plan year2024-12-131395442
Net assets as of the beginning of the plan year2024-12-131281490
Value of contributions failed to transmitted timely2024-12-1342862
Employer contributions to plan in this plan year2024-12-1313402
Expensese paid to adminstrative service provicers from plan in this plan year2024-12-13150
2022 : S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-12-09206543
Net assets as of the end of the plan year2022-12-091571105
Total assets as of the beginning of the plan year2022-12-091640180
Value of plan covered by a fidelity bond2022-12-09150000
Participant contributions to plan in this plan year2022-12-0966105
Value of participant loans at end of plan year2022-12-0967507
Other income to plan in this plan year2022-12-0956847
Plan net income in this plan year2022-12-09-69075
Net assets as of the end of the plan year2022-12-091571105
Net assets as of the beginning of the plan year2022-12-091640180
Value of contributions failed to transmitted timely2022-12-093172
Employer contributions to plan in this plan year2022-12-0914516
Fees paid to broker by Benefit Provider2022-12-094478
Expensese paid to adminstrative service provicers from plan in this plan year2022-12-09635
2015 : S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-02-28$103,827
Expenses. Total of all expenses incurred2015-02-28$91,878
Benefits paid (including direct rollovers)2015-02-28$91,618
Total plan assets at end of year2015-02-28$1,415,801
Total plan assets at beginning of year2015-02-28$1,403,852
Value of fidelity bond covering the plan2015-02-28$150,000
Total contributions received or receivable from participants2015-02-28$19,623
Other income received2015-02-28$70,820
Net income (gross income less expenses)2015-02-28$11,949
Net plan assets at end of year (total assets less liabilities)2015-02-28$1,415,801
Net plan assets at beginning of year (total assets less liabilities)2015-02-28$1,403,852
Assets. Value of participant loans2015-02-28$14,565
Total contributions received or receivable from employer(s)2015-02-28$13,384
Value of certain deemed distributions of participant loans2015-02-28$260
2014 : S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-02-28$166,472
Expenses. Total of all expenses incurred2014-02-28$40,805
Benefits paid (including direct rollovers)2014-02-28$40,605
Total plan assets at end of year2014-02-28$1,403,852
Total plan assets at beginning of year2014-02-28$1,278,185
Value of fidelity bond covering the plan2014-02-28$150,000
Total contributions received or receivable from participants2014-02-28$48,390
Other income received2014-02-28$105,627
Noncash contributions received2014-02-28$0
Net income (gross income less expenses)2014-02-28$125,667
Net plan assets at end of year (total assets less liabilities)2014-02-28$1,403,852
Net plan assets at beginning of year (total assets less liabilities)2014-02-28$1,278,185
Assets. Value of participant loans2014-02-28$31,464
Total contributions received or receivable from employer(s)2014-02-28$12,455
Expenses. Administrative service providers (salaries,fees and commissions)2014-02-28$200
2013 : S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-02-28$132,858
Expenses. Total of all expenses incurred2013-02-28$33,941
Benefits paid (including direct rollovers)2013-02-28$33,841
Total plan assets at end of year2013-02-28$1,278,185
Total plan assets at beginning of year2013-02-28$1,179,268
Value of fidelity bond covering the plan2013-02-28$100,000
Total contributions received or receivable from participants2013-02-28$61,861
Other income received2013-02-28$57,478
Net income (gross income less expenses)2013-02-28$98,917
Net plan assets at end of year (total assets less liabilities)2013-02-28$1,278,185
Net plan assets at beginning of year (total assets less liabilities)2013-02-28$1,179,268
Assets. Value of participant loans2013-02-28$47,660
Total contributions received or receivable from employer(s)2013-02-28$13,519
Expenses. Administrative service providers (salaries,fees and commissions)2013-02-28$100
2012 : S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-02-29$104,596
Expenses. Total of all expenses incurred2012-02-29$19,050
Benefits paid (including direct rollovers)2012-02-29$19,000
Total plan assets at end of year2012-02-29$1,179,268
Total plan assets at beginning of year2012-02-29$1,093,722
Value of fidelity bond covering the plan2012-02-29$100,000
Total contributions received or receivable from participants2012-02-29$62,035
Other income received2012-02-29$28,978
Net income (gross income less expenses)2012-02-29$85,546
Net plan assets at end of year (total assets less liabilities)2012-02-29$1,179,268
Net plan assets at beginning of year (total assets less liabilities)2012-02-29$1,093,722
Assets. Value of participant loans2012-02-29$33,749
Total contributions received or receivable from employer(s)2012-02-29$13,583
Expenses. Administrative service providers (salaries,fees and commissions)2012-02-29$50
2011 : S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-02-28$151,983
Expenses. Total of all expenses incurred2011-02-28$9,100
Benefits paid (including direct rollovers)2011-02-28$9,000
Total plan assets at end of year2011-02-28$1,093,722
Total plan assets at beginning of year2011-02-28$950,839
Value of fidelity bond covering the plan2011-02-28$100,000
Total contributions received or receivable from participants2011-02-28$68,187
Expenses. Other expenses not covered elsewhere2011-02-28$100
Other income received2011-02-28$68,348
Net income (gross income less expenses)2011-02-28$142,883
Net plan assets at end of year (total assets less liabilities)2011-02-28$1,093,722
Net plan assets at beginning of year (total assets less liabilities)2011-02-28$950,839
Assets. Value of participant loans2011-02-28$42,884
Total contributions received or receivable from employer(s)2011-02-28$15,448

Form 5500 Responses for S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2014: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-03-01Type of plan entitySingle employer plan
2014-03-01Submission has been amendedNo
2014-03-01This submission is the final filingNo
2014-03-01This return/report is a short plan year return/report (less than 12 months)No
2014-03-01Plan is a collectively bargained planNo
2014-03-01Plan funding arrangement – InsuranceYes
2014-03-01Plan funding arrangement – TrustYes
2014-03-01Plan benefit arrangement – InsuranceYes
2014-03-01Plan benefit arrangement - TrustYes
2013: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-03-01Type of plan entitySingle employer plan
2013-03-01Submission has been amendedNo
2013-03-01This submission is the final filingNo
2013-03-01This return/report is a short plan year return/report (less than 12 months)No
2013-03-01Plan is a collectively bargained planNo
2013-03-01Plan funding arrangement – InsuranceYes
2013-03-01Plan funding arrangement – TrustYes
2013-03-01Plan benefit arrangement – InsuranceYes
2013-03-01Plan benefit arrangement - TrustYes
2012: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-03-01Type of plan entitySingle employer plan
2012-03-01Submission has been amendedNo
2012-03-01This submission is the final filingNo
2012-03-01This return/report is a short plan year return/report (less than 12 months)No
2012-03-01Plan is a collectively bargained planNo
2012-03-01Plan funding arrangement – InsuranceYes
2012-03-01Plan funding arrangement – TrustYes
2012-03-01Plan benefit arrangement – InsuranceYes
2012-03-01Plan benefit arrangement - TrustYes
2011: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-03-01Type of plan entitySingle employer plan
2011-03-01Submission has been amendedNo
2011-03-01This submission is the final filingNo
2011-03-01This return/report is a short plan year return/report (less than 12 months)No
2011-03-01Plan is a collectively bargained planNo
2011-03-01Plan funding arrangement – InsuranceYes
2011-03-01Plan funding arrangement – TrustYes
2011-03-01Plan benefit arrangement – InsuranceYes
2011-03-01Plan benefit arrangement - TrustYes
2009: S.T. NESWOLD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-03-01Type of plan entitySingle employer plan
2009-03-01Submission has been amendedNo
2009-03-01This submission is the final filingNo
2009-03-01This return/report is a short plan year return/report (less than 12 months)No
2009-03-01Plan is a collectively bargained planNo
2009-03-01Plan funding arrangement – InsuranceYes
2009-03-01Plan funding arrangement – TrustYes
2009-03-01Plan benefit arrangement – InsuranceYes
2009-03-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4684
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4684
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4684
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4684
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4684
Policy instance 1

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