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ABB INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameABB INC. RETIREMENT SAVINGS PLAN
Plan identification number 302

ABB INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ABB INC. has sponsored the creation of one or more 401k plans.

Company Name:ABB INC.
Employer identification number (EIN):363100018
NAIC Classification:335900

Additional information about ABB INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0902559

More information about ABB INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ABB INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3022022-01-01
3022021-01-01
3022020-01-01
3022019-01-01
3022018-01-01
3022017-01-01DANIEL HAGMANN
3022016-01-01DANIEL HAGMANN JAN ALLDE2017-10-11
3022015-01-01DANIEL HAGMANN JAN ALLDE2016-10-14
3022014-01-01DANIEL HAGMANN JAN ALLDE2015-10-07
3022013-01-01DANIEL HAGMANN JAN ALLDE2014-10-06
3022012-01-01DANIEL HAGMANN JAN ALLDE2013-10-09
3022011-01-01DANIEL HAGMANN E. BARRY LYON2012-10-14
3022009-01-01JOHN W. CUTLER, JR. PHILIP L. LLOYD2010-09-17

Plan Statistics for ABB INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ABB INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2022: ABB INC. RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0122,268
Total number of active participants reported on line 7a of the Form 55002022-01-0113,653
Number of retired or separated participants receiving benefits2022-01-0169
Number of other retired or separated participants entitled to future benefits2022-01-017,265
Total of all active and inactive participants2022-01-0120,987
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0186
Total participants2022-01-0121,073
Number of participants with account balances2022-01-0120,924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: ABB INC. RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0123,441
Total number of active participants reported on line 7a of the Form 55002021-01-0113,861
Number of retired or separated participants receiving benefits2021-01-0172
Number of other retired or separated participants entitled to future benefits2021-01-017,504
Total of all active and inactive participants2021-01-0121,437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0132
Total participants2021-01-0121,469
Number of participants with account balances2021-01-0121,308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0132
2020: ABB INC. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0134,445
Total number of active participants reported on line 7a of the Form 55002020-01-0125,562
Number of retired or separated participants receiving benefits2020-01-01985
Number of other retired or separated participants entitled to future benefits2020-01-016,041
Total of all active and inactive participants2020-01-0132,588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01200
Total participants2020-01-0132,788
Number of participants with account balances2020-01-0122,029
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0175
2019: ABB INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0135,028
Total number of active participants reported on line 7a of the Form 55002019-01-0126,916
Number of retired or separated participants receiving benefits2019-01-01804
Number of other retired or separated participants entitled to future benefits2019-01-016,553
Total of all active and inactive participants2019-01-0134,273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01172
Total participants2019-01-0134,445
Number of participants with account balances2019-01-0127,235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01282
2018: ABB INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0118,483
Total number of active participants reported on line 7a of the Form 55002018-01-0127,806
Number of retired or separated participants receiving benefits2018-01-01588
Number of other retired or separated participants entitled to future benefits2018-01-016,465
Total of all active and inactive participants2018-01-0134,859
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01144
Total participants2018-01-0135,003
Number of participants with account balances2018-01-0127,693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01629
2017: ABB INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0112,296
Total number of active participants reported on line 7a of the Form 55002017-01-018,112
Number of retired or separated participants receiving benefits2017-01-01335
Number of other retired or separated participants entitled to future benefits2017-01-014,080
Total of all active and inactive participants2017-01-0112,527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0185
Total participants2017-01-0112,612
Number of participants with account balances2017-01-0112,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01176
2016: ABB INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0112,653
Total number of active participants reported on line 7a of the Form 55002016-01-017,850
Number of retired or separated participants receiving benefits2016-01-01307
Number of other retired or separated participants entitled to future benefits2016-01-014,054
Total of all active and inactive participants2016-01-0112,211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0185
Total participants2016-01-0112,296
Number of participants with account balances2016-01-0111,934
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01225
2015: ABB INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0112,432
Total number of active participants reported on line 7a of the Form 55002015-01-018,259
Number of retired or separated participants receiving benefits2015-01-0151
Number of other retired or separated participants entitled to future benefits2015-01-014,289
Total of all active and inactive participants2015-01-0112,599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0154
Total participants2015-01-0112,653
Number of participants with account balances2015-01-0112,440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01439
2014: ABB INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0114,644
Total number of active participants reported on line 7a of the Form 55002014-01-018,289
Number of retired or separated participants receiving benefits2014-01-0164
Number of other retired or separated participants entitled to future benefits2014-01-014,030
Total of all active and inactive participants2014-01-0112,383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0149
Total participants2014-01-0112,432
Number of participants with account balances2014-01-0112,150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01384
2013: ABB INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0114,483
Total number of active participants reported on line 7a of the Form 55002013-01-019,470
Number of retired or separated participants receiving benefits2013-01-01382
Number of other retired or separated participants entitled to future benefits2013-01-014,750
Total of all active and inactive participants2013-01-0114,602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0142
Total participants2013-01-0114,644
Number of participants with account balances2013-01-0112,804
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01301
2012: ABB INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0114,687
Total number of active participants reported on line 7a of the Form 55002012-01-019,370
Number of retired or separated participants receiving benefits2012-01-01460
Number of other retired or separated participants entitled to future benefits2012-01-014,629
Total of all active and inactive participants2012-01-0114,459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0124
Total participants2012-01-0114,483
Number of participants with account balances2012-01-0112,348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01155
2011: ABB INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0113,422
Total number of active participants reported on line 7a of the Form 55002011-01-019,241
Number of retired or separated participants receiving benefits2011-01-01445
Number of other retired or separated participants entitled to future benefits2011-01-014,901
Total of all active and inactive participants2011-01-0114,587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01100
Total participants2011-01-0114,687
Number of participants with account balances2011-01-0112,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01201
2009: ABB INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0115,186
Total number of active participants reported on line 7a of the Form 55002009-01-018,787
Number of retired or separated participants receiving benefits2009-01-01411
Number of other retired or separated participants entitled to future benefits2009-01-015,006
Total of all active and inactive participants2009-01-0114,204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01102
Total participants2009-01-0114,306
Number of participants with account balances2009-01-0112,091
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0189

Financial Data on ABB INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : ABB INC. RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$8,324,061
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-275,135,168
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$303,873,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$302,779,660
Expenses. Certain deemed distributions of participant loans2022-12-31$-625
Value of total corrective distributions2022-12-31$2,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$201,405,486
Value of total assets at end of year2022-12-31$2,539,680,859
Value of total assets at beginning of year2022-12-31$3,127,013,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,091,704
Total interest from all sources2022-12-31$1,514,438
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,307,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,307,527
Administrative expenses professional fees incurred2022-12-31$74,320
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$99,007,182
Participant contributions at end of year2022-12-31$33,696,613
Participant contributions at beginning of year2022-12-31$32,938,442
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$11,716,527
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$31,549
Other income not declared elsewhere2022-12-31$876,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-579,008,785
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,539,680,859
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,127,013,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$686,247,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$923,535,329
Interest on participant loans2022-12-31$1,514,438
Value of interest in common/collective trusts at end of year2022-12-31$1,397,079,168
Value of interest in common/collective trusts at beginning of year2022-12-31$1,753,907,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$402,986,263
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$392,919,999
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-192,736,955
Net investment gain or loss from common/collective trusts2022-12-31$-294,502,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$90,681,777
Employer contributions (assets) at end of year2022-12-31$19,671,330
Employer contributions (assets) at beginning of year2022-12-31$23,712,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$302,748,111
Contract administrator fees2022-12-31$1,017,384
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GRANT THORNTON LLP
Accountancy firm EIN2022-12-31366055558
2021 : ABB INC. RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$1,584,366
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$589,964,401
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$357,541,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$356,500,808
Value of total corrective distributions2021-12-31$973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$227,782,171
Value of total assets at end of year2021-12-31$3,127,013,705
Value of total assets at beginning of year2021-12-31$2,893,006,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,039,738
Total interest from all sources2021-12-31$8,141,174
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$10,628,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$10,628,976
Administrative expenses professional fees incurred2021-12-31$138,163
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$20,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$100,342,271
Participant contributions at end of year2021-12-31$32,938,442
Participant contributions at beginning of year2021-12-31$34,904,210
Participant contributions at beginning of year2021-12-31$2,876,000
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$25,072,455
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$2,488
Other income not declared elsewhere2021-12-31$231,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$232,422,882
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,127,013,705
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,893,006,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$923,535,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,255,494
Interest on participant loans2021-12-31$1,780,181
Interest earned on other investments2021-12-31$6,360,993
Value of interest in master investment trust accounts at beginning of year2021-12-31$2,825,328,000
Value of interest in common/collective trusts at end of year2021-12-31$1,753,907,334
Value of interest in common/collective trusts at beginning of year2021-12-31$6,917,533
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$262,220
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$262,220
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$392,919,999
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$135,262,060
Net investment gain or loss from common/collective trusts2021-12-31$225,940,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$102,367,445
Employer contributions (assets) at end of year2021-12-31$23,712,601
Employer contributions (assets) at beginning of year2021-12-31$18,463,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$356,498,320
Contract administrator fees2021-12-31$901,575
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRANT THORNTON LLP
Accountancy firm EIN2021-12-31366055558
2020 : ABB INC. RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$522,398,239
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$537,484,230
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$516,718,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$515,364,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$215,160,375
Value of total assets at end of year2020-12-31$2,893,006,457
Value of total assets at beginning of year2020-12-31$3,394,639,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,354,537
Total interest from all sources2020-12-31$2,166,855
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$40,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$104,116,995
Participant contributions at end of year2020-12-31$34,904,210
Participant contributions at beginning of year2020-12-31$39,233,733
Participant contributions at end of year2020-12-31$2,876,000
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$11,644,380
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$10,305,000
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Administrative expenses (other) incurred2020-12-31$1,354,537
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$20,765,431
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,893,006,457
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,394,639,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,255,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,080,493
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$1,912,855
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$2,825,328,000
Value of interest in master investment trust accounts at beginning of year2020-12-31$3,315,514,000
Value of interest in common/collective trusts at end of year2020-12-31$6,917,533
Value of interest in common/collective trusts at beginning of year2020-12-31$6,898,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$262,220
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$257,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$257,825
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$254,000
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from pooled separate accounts2020-12-31$1,244,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Contributions received in cash from employer2020-12-31$99,399,000
Employer contributions (assets) at end of year2020-12-31$18,463,000
Employer contributions (assets) at beginning of year2020-12-31$18,350,000
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$515,364,262
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON LLP
Accountancy firm EIN2020-12-31366055558
2019 : ABB INC. RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$841,928,643
Total income from all sources (including contributions)2019-12-31$841,928,643
Total loss/gain on sale of assets2019-12-31$4
Total loss/gain on sale of assets2019-12-31$4
Total of all expenses incurred2019-12-31$345,227,378
Total of all expenses incurred2019-12-31$345,227,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$343,127,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$343,127,164
Expenses. Certain deemed distributions of participant loans2019-12-31$673,779
Expenses. Certain deemed distributions of participant loans2019-12-31$673,779
Value of total corrective distributions2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$292,540,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$292,540,148
Value of total assets at end of year2019-12-31$3,394,639,265
Value of total assets at end of year2019-12-31$3,394,639,265
Value of total assets at beginning of year2019-12-31$2,897,938,000
Value of total assets at beginning of year2019-12-31$2,897,938,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,426,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,426,435
Total interest from all sources2019-12-31$2,514,847
Total interest from all sources2019-12-31$2,514,847
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$293,978
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$293,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$293,978
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$293,978
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$40,000,000
Value of fidelity bond cover2019-12-31$40,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$129,785,040
Contributions received from participants2019-12-31$129,785,040
Participant contributions at end of year2019-12-31$39,233,733
Participant contributions at end of year2019-12-31$39,233,733
Participant contributions at beginning of year2019-12-31$48,017,000
Participant contributions at beginning of year2019-12-31$48,017,000
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$9,252,000
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$9,252,000
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$22,228,689
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$22,228,689
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$10,305,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$10,305,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$1,426,435
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$10,305,000
Income. Non cash contributions2019-12-31$10,305,000
Value of net income/loss2019-12-31$496,701,265
Value of net income/loss2019-12-31$496,701,265
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,394,639,265
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,394,639,265
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,897,938,000
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,897,938,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,080,493
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,080,493
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$2,483,967
Interest on participant loans2019-12-31$2,483,967
Interest earned on other investments2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$3,315,514,000
Value of interest in master investment trust accounts at end of year2019-12-31$3,315,514,000
Value of interest in master investment trust accounts at beginning of year2019-12-31$2,823,169,000
Value of interest in master investment trust accounts at beginning of year2019-12-31$2,823,169,000
Value of interest in common/collective trusts at end of year2019-12-31$6,898,214
Value of interest in common/collective trusts at end of year2019-12-31$6,898,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$257,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$257,825
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$30,880
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$30,880
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$615,754
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$615,754
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$1,124,912
Net investment gain or loss from common/collective trusts2019-12-31$1,124,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$130,221,419
Contributions received in cash from employer2019-12-31$130,221,419
Employer contributions (assets) at end of year2019-12-31$18,350,000
Employer contributions (assets) at end of year2019-12-31$18,350,000
Employer contributions (assets) at beginning of year2019-12-31$17,500,000
Employer contributions (assets) at beginning of year2019-12-31$17,500,000
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$343,127,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$343,127,164
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$260,088,134
Aggregate proceeds on sale of assets2019-12-31$260,088,134
Aggregate carrying amount (costs) on sale of assets2019-12-31$260,088,130
Aggregate carrying amount (costs) on sale of assets2019-12-31$260,088,130
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm EIN2019-12-31366055558
Accountancy firm EIN2019-12-31366055558
2018 : ABB INC. RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-778,000
Total unrealized appreciation/depreciation of assets2018-12-31$-778,000
Total transfer of assets to this plan2018-12-31$1,094,988,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$31,000
Total income from all sources (including contributions)2018-12-31$120,789,000
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$332,502,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$331,536,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$257,921,000
Value of total assets at end of year2018-12-31$2,897,938,000
Value of total assets at beginning of year2018-12-31$2,014,694,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$966,000
Total interest from all sources2018-12-31$2,471,000
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$272,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$40,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$113,017,000
Participant contributions at end of year2018-12-31$48,017,000
Participant contributions at beginning of year2018-12-31$20,370,000
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$9,252,000
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$30,254,000
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$31,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-211,713,000
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,897,938,000
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,014,663,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$42,609
Income. Interest from loans (other than to participants)2018-12-31$2,471,000
Value of interest in master investment trust accounts at end of year2018-12-31$2,823,169,000
Value of interest in master investment trust accounts at beginning of year2018-12-31$1,951,506,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$114,650,000
Employer contributions (assets) at end of year2018-12-31$17,500,000
Employer contributions (assets) at beginning of year2018-12-31$42,818,000
Income. Dividends from preferred stock2018-12-31$272,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$331,536,000
Contract administrator fees2018-12-31$923,391
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : ABB INC. RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$148,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$31,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$113,000
Total income from all sources (including contributions)2017-12-31$410,627,000
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$160,474,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$159,675,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$130,642,000
Value of total assets at end of year2017-12-31$2,014,694,000
Value of total assets at beginning of year2017-12-31$1,764,475,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$799,000
Total interest from all sources2017-12-31$921,000
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$95,853
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$40,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$67,351,000
Participant contributions at end of year2017-12-31$20,370,000
Participant contributions at beginning of year2017-12-31$20,503,000
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$1,554,000
Administrative expenses (other) incurred2017-12-31$45,768
Liabilities. Value of operating payables at end of year2017-12-31$31,000
Liabilities. Value of operating payables at beginning of year2017-12-31$113,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$250,153,000
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,014,663,000
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,764,362,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$52,151
Income. Interest from loans (other than to participants)2017-12-31$921,000
Value of interest in master investment trust accounts at end of year2017-12-31$1,951,506,000
Value of interest in master investment trust accounts at beginning of year2017-12-31$1,699,483,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$63,291,000
Employer contributions (assets) at end of year2017-12-31$42,818,000
Employer contributions (assets) at beginning of year2017-12-31$42,935,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$159,675,000
Contract administrator fees2017-12-31$605,228
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : ABB INC. RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$106,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$113,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$76,000
Total income from all sources (including contributions)2016-12-31$269,116,000
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$173,243,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$172,252,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$134,795,000
Value of total assets at end of year2016-12-31$1,764,475,000
Value of total assets at beginning of year2016-12-31$1,668,459,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$991,000
Total interest from all sources2016-12-31$893,000
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$89,064
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$40,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$70,516,000
Participant contributions at end of year2016-12-31$20,503,000
Participant contributions at beginning of year2016-12-31$21,883,000
Participant contributions at end of year2016-12-31$1,554,000
Participant contributions at beginning of year2016-12-31$1,946,000
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$-1,906,000
Administrative expenses (other) incurred2016-12-31$10,911
Liabilities. Value of operating payables at end of year2016-12-31$113,000
Liabilities. Value of operating payables at beginning of year2016-12-31$76,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$95,873,000
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,764,362,000
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,668,383,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$19,544
Interest on participant loans2016-12-31$893,000
Value of interest in master investment trust accounts at end of year2016-12-31$1,699,483,000
Value of interest in master investment trust accounts at beginning of year2016-12-31$1,603,120,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$64,279,000
Employer contributions (assets) at end of year2016-12-31$42,935,000
Employer contributions (assets) at beginning of year2016-12-31$43,416,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$172,252,000
Contract administrator fees2016-12-31$871,481
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31366055558
2015 : ABB INC. RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$96,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$76,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$25,000
Total income from all sources (including contributions)2015-12-31$128,539,000
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$169,991,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$168,867,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$133,519,000
Value of total assets at end of year2015-12-31$1,668,459,000
Value of total assets at beginning of year2015-12-31$1,709,764,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,124,000
Total interest from all sources2015-12-31$933,000
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$226,865
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$40,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$68,638,000
Participant contributions at end of year2015-12-31$21,883,000
Participant contributions at beginning of year2015-12-31$24,023,000
Participant contributions at end of year2015-12-31$1,946,000
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$-1,906,000
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$-5,625,000
Administrative expenses (other) incurred2015-12-31$8,442
Liabilities. Value of operating payables at end of year2015-12-31$76,000
Liabilities. Value of operating payables at beginning of year2015-12-31$25,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-41,452,000
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,668,383,000
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,709,739,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$96,215
Interest on participant loans2015-12-31$933,000
Value of interest in master investment trust accounts at end of year2015-12-31$1,603,120,000
Value of interest in master investment trust accounts at beginning of year2015-12-31$1,621,708,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$29,068,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$29,068,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$64,881,000
Employer contributions (assets) at end of year2015-12-31$43,416,000
Employer contributions (assets) at beginning of year2015-12-31$40,590,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$168,867,000
Contract administrator fees2015-12-31$792,478
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : ABB INC. RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$45,949,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$25,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$126,000
Total income from all sources (including contributions)2014-12-31$226,830,000
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$311,636,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$310,773,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$127,328,000
Value of total assets at end of year2014-12-31$1,709,764,000
Value of total assets at beginning of year2014-12-31$1,748,722,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$863,000
Total interest from all sources2014-12-31$1,059,000
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$334,399
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$40,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$66,370,000
Participant contributions at end of year2014-12-31$24,023,000
Participant contributions at beginning of year2014-12-31$24,031,000
Assets. Other investments not covered elsewhere at end of year2014-12-31$-5,625,000
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$-5,216,000
Administrative expenses (other) incurred2014-12-31$336,277
Liabilities. Value of operating payables at end of year2014-12-31$25,000
Liabilities. Value of operating payables at beginning of year2014-12-31$126,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-84,806,000
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,709,739,000
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,748,596,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$123,765
Interest on participant loans2014-12-31$1,059,000
Value of interest in master investment trust accounts at end of year2014-12-31$1,621,708,000
Value of interest in master investment trust accounts at beginning of year2014-12-31$1,691,332,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$29,068,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$60,958,000
Employer contributions (assets) at end of year2014-12-31$40,590,000
Employer contributions (assets) at beginning of year2014-12-31$38,575,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$310,773,000
Contract administrator fees2014-12-31$68,559
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : ABB INC. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$24,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$126,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$357,000
Total income from all sources (including contributions)2013-12-31$385,588,000
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$159,110,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$158,156,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$125,064,000
Value of total assets at end of year2013-12-31$1,748,722,000
Value of total assets at beginning of year2013-12-31$1,522,451,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$954,000
Total interest from all sources2013-12-31$1,026,000
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$208,467
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$40,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$67,682,000
Participant contributions at end of year2013-12-31$24,031,000
Participant contributions at beginning of year2013-12-31$22,405,000
Assets. Other investments not covered elsewhere at end of year2013-12-31$-5,216,000
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$-12,389,000
Administrative expenses (other) incurred2013-12-31$358,746
Liabilities. Value of operating payables at end of year2013-12-31$126,000
Liabilities. Value of operating payables at beginning of year2013-12-31$357,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$226,478,000
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,748,596,000
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,522,094,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$77,635
Interest on participant loans2013-12-31$1,026,000
Value of interest in master investment trust accounts at end of year2013-12-31$1,691,332,000
Value of interest in master investment trust accounts at beginning of year2013-12-31$1,475,926,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$57,382,000
Employer contributions (assets) at end of year2013-12-31$38,575,000
Employer contributions (assets) at beginning of year2013-12-31$36,509,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$158,156,000
Contract administrator fees2013-12-31$309,152
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : ABB INC. RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$8,000
Total transfer of assets from this plan2012-12-31$4,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$357,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$103,000
Total income from all sources (including contributions)2012-12-31$275,757,000
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$132,852,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$132,034,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$111,822,000
Value of total assets at end of year2012-12-31$1,522,451,000
Value of total assets at beginning of year2012-12-31$1,379,288,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$818,000
Total interest from all sources2012-12-31$1,066,000
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$232,118
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$40,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$60,035,000
Participant contributions at end of year2012-12-31$22,405,000
Participant contributions at beginning of year2012-12-31$22,231,000
Assets. Other investments not covered elsewhere at end of year2012-12-31$-12,389,000
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$-10,929,000
Administrative expenses (other) incurred2012-12-31$180,067
Liabilities. Value of operating payables at end of year2012-12-31$357,000
Liabilities. Value of operating payables at beginning of year2012-12-31$103,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$142,905,000
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,522,094,000
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,379,185,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$57,156
Interest on participant loans2012-12-31$1,066,000
Value of interest in master investment trust accounts at end of year2012-12-31$1,475,926,000
Value of interest in master investment trust accounts at beginning of year2012-12-31$1,367,986,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$51,787,000
Employer contributions (assets) at end of year2012-12-31$36,509,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$132,034,000
Contract administrator fees2012-12-31$348,659
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31036605558
2011 : ABB INC. RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$66,100,000
Total transfer of assets from this plan2011-12-31$27,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$103,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$62,000
Total income from all sources (including contributions)2011-12-31$50,168,000
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$123,079,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$122,238,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$71,441,000
Value of total assets at end of year2011-12-31$1,379,288,000
Value of total assets at beginning of year2011-12-31$1,386,085,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$841,000
Total interest from all sources2011-12-31$1,036,000
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$95,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$40,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$55,723,000
Participant contributions at end of year2011-12-31$22,231,000
Participant contributions at beginning of year2011-12-31$20,936,000
Assets. Other investments not covered elsewhere at end of year2011-12-31$-10,929,000
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$-5,526,000
Administrative expenses (other) incurred2011-12-31$322,000
Liabilities. Value of operating payables at end of year2011-12-31$103,000
Liabilities. Value of operating payables at beginning of year2011-12-31$62,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-72,911,000
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,379,185,000
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,386,023,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$117,000
Income. Interest from loans (other than to participants)2011-12-31$1,036,000
Value of interest in master investment trust accounts at end of year2011-12-31$1,367,986,000
Value of interest in master investment trust accounts at beginning of year2011-12-31$1,370,675,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$15,718,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$122,238,000
Contract administrator fees2011-12-31$307,000
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : ABB INC. RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$143,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$62,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$111,000
Total income from all sources (including contributions)2010-12-31$206,867,000
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$154,680,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$154,124,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$65,161,000
Value of total assets at end of year2010-12-31$1,386,085,000
Value of total assets at beginning of year2010-12-31$1,334,090,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$556,000
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$49,000
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$40,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$51,541,000
Participant contributions at end of year2010-12-31$20,936,000
Participant contributions at beginning of year2010-12-31$20,356,000
Assets. Other investments not covered elsewhere at end of year2010-12-31$-5,526,000
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$5,363,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$229,000
Liabilities. Value of operating payables at end of year2010-12-31$62,000
Liabilities. Value of operating payables at beginning of year2010-12-31$111,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$52,187,000
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,386,023,000
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,333,979,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$94,000
Value of interest in master investment trust accounts at end of year2010-12-31$1,370,675,000
Value of interest in master investment trust accounts at beginning of year2010-12-31$1,308,371,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$13,620,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$154,124,000
Contract administrator fees2010-12-31$184,000
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : ABB INC. RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ABB INC. RETIREMENT SAVINGS PLAN

2022: ABB INC. RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ABB INC. RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ABB INC. RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ABB INC. RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ABB INC. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ABB INC. RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ABB INC. RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ABB INC. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ABB INC. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ABB INC. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ABB INC. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ABB INC. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ABB INC. RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberMDA00977TR
Policy instance 1
Insurance contract or identification numberMDA00977TR
Number of Individuals Covered21073
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number062251
Policy instance 2
Insurance contract or identification number062251
Number of Individuals Covered21073
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STATE STREET BANK & TRUST COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number98064
Policy instance 3
Insurance contract or identification number98064
Number of Individuals Covered21073
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberMDA00977TR
Policy instance 1
Insurance contract or identification numberMDA00977TR
Number of Individuals Covered21469
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number062251
Policy instance 2
Insurance contract or identification number062251
Number of Individuals Covered21469
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STATE STREET BANK & TRUST COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number98064
Policy instance 3
Insurance contract or identification number98064
Number of Individuals Covered21469
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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