401k Plan data: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN plan

URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 401k Plan overview

Plan Name	URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN
Plan identification number	001

URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

URBAN INNOVATIONS, LTD has sponsored the creation of one or more 401k plans.

Company Name: URBAN INNOVATIONS, LTD

Employer identification number (EIN): 363100688

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 STACY VEARIL 2024-06-17
001 2022-01-01 STACY VEARIL 2023-06-01
001 2021-01-01 STACY VEARIL 2022-07-20
001 2020-01-01 STACY VEARIL 2021-06-09
001 2019-01-01 STACY VEARIL 2020-09-15
001 2018-01-01 STACY VEARIL 2019-06-17
001 2017-01-01 STACY VEARIL 2018-07-09
001 2016-01-01 STACY VEARIL
001 2015-01-01 JO ANNE GOTTFRIED
001 2014-01-01 JO ANNE GOTTFRIED
001 2013-01-01 JO ANNE GOTTFRIED
001 2012-01-01 JO ANNE GOTTFRIED
001 2011-01-01 JO ANNE GOTTFRIED
001 2009-01-01 JO ANNE GOTTFRIED

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	STACY VEARIL	2024-06-17
001	2022-01-01	STACY VEARIL	2023-06-01
001	2021-01-01	STACY VEARIL	2022-07-20
001	2020-01-01	STACY VEARIL	2021-06-09
001	2019-01-01	STACY VEARIL	2020-09-15
001	2018-01-01	STACY VEARIL	2019-06-17
001	2017-01-01	STACY VEARIL	2018-07-09
001	2016-01-01	STACY VEARIL
001	2015-01-01	JO ANNE GOTTFRIED
001	2014-01-01	JO ANNE GOTTFRIED
001	2013-01-01	JO ANNE GOTTFRIED
001	2012-01-01	JO ANNE GOTTFRIED
001	2011-01-01	JO ANNE GOTTFRIED
001	2009-01-01	JO ANNE GOTTFRIED

Plan Statistics for URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN

401k plan membership statisitcs for URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN

Measure Date Value
2016: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 102
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 46
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 26
Total of all active and inactive participants 2016-01-01 72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 72
Number of participants with account balances 2016-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 79
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 36
Total of all active and inactive participants 2015-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 115
Number of participants with account balances 2015-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 184
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 112
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 26
Total of all active and inactive participants 2014-01-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 139
Number of participants with account balances 2014-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 193
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 154
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 31
Total of all active and inactive participants 2013-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 185
Number of participants with account balances 2013-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 205
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 152
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 40
Total of all active and inactive participants 2012-01-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 193
Number of participants with account balances 2012-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 190
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 158
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 46
Total of all active and inactive participants 2011-01-01 204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 205
Number of participants with account balances 2011-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 138
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 17
Total of all active and inactive participants 2009-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 155
Number of participants with account balances 2009-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 7

Measure	Date	Value
2016: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	102
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	46
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	26
Total of all active and inactive participants	2016-01-01	72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	72
Number of participants with account balances	2016-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	79
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	36
Total of all active and inactive participants	2015-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	115
Number of participants with account balances	2015-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	184
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	112
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	26
Total of all active and inactive participants	2014-01-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	139
Number of participants with account balances	2014-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	193
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	154
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	31
Total of all active and inactive participants	2013-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	185
Number of participants with account balances	2013-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	205
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	152
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	40
Total of all active and inactive participants	2012-01-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	193
Number of participants with account balances	2012-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	190
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	158
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	46
Total of all active and inactive participants	2011-01-01	204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	205
Number of participants with account balances	2011-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	138
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	17
Total of all active and inactive participants	2009-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	155
Number of participants with account balances	2009-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	7

Financial Data on URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN

Measure	Date	Value
2016 : URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$708,509
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,492,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,448,872
Expenses. Certain deemed distributions of participant loans	2016-12-31	$43,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$424,969
Value of total assets at end of year	2016-12-31	$5,222,212
Value of total assets at beginning of year	2016-12-31	$6,005,991
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$84
Total interest from all sources	2016-12-31	$7,014
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$90,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$90,402
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$305,019
Participant contributions at end of year	2016-12-31	$20,220
Participant contributions at beginning of year	2016-12-31	$63,899
Other income not declared elsewhere	2016-12-31	$760
Administrative expenses (other) incurred	2016-12-31	$84
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-783,779
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,222,212
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$6,005,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,117,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$4,571,517
Interest on participant loans	2016-12-31	$7,014
Value of interest in common/collective trusts at end of year	2016-12-31	$1,084,949
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,370,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$177,114
Net investment gain or loss from common/collective trusts	2016-12-31	$8,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$119,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,448,872
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WARADY AND DAVIS LLP
Accountancy firm EIN	2016-12-31	362170602
2015 : URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$570,903
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$497,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$492,186
Expenses. Certain deemed distributions of participant loans	2015-12-31	$5,206
Value of total corrective distributions	2015-12-31	$41
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$613,415
Value of total assets at end of year	2015-12-31	$6,005,991
Value of total assets at beginning of year	2015-12-31	$5,932,521
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$6,029
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$256,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$256,022
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$437,246
Participant contributions at end of year	2015-12-31	$63,899
Participant contributions at beginning of year	2015-12-31	$84,131
Other income not declared elsewhere	2015-12-31	$177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$73,470
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$6,005,991
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,932,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$4,571,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$5,035,649
Interest on participant loans	2015-12-31	$6,029
Value of interest in common/collective trusts at end of year	2015-12-31	$1,370,575
Value of interest in common/collective trusts at beginning of year	2015-12-31	$812,741
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-308,448
Net investment gain or loss from common/collective trusts	2015-12-31	$3,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$176,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$492,186
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WARADY AND DAVIS LLP
Accountancy firm EIN	2015-12-31	362170602
2014 : URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$856,517
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$966,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$956,531
Expenses. Certain deemed distributions of participant loans	2014-12-31	$9,591
Value of total corrective distributions	2014-12-31	$106
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$596,660
Value of total assets at end of year	2014-12-31	$5,932,521
Value of total assets at beginning of year	2014-12-31	$6,042,232
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$11,250
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$376,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$376,092
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$425,186
Participant contributions at end of year	2014-12-31	$84,131
Participant contributions at beginning of year	2014-12-31	$103,508
Other income not declared elsewhere	2014-12-31	$91
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-109,711
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,932,521
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,042,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$5,035,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,180,805
Interest on participant loans	2014-12-31	$11,250
Value of interest in common/collective trusts at end of year	2014-12-31	$812,741
Value of interest in common/collective trusts at beginning of year	2014-12-31	$757,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-141,078
Net investment gain or loss from common/collective trusts	2014-12-31	$13,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$171,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$956,531
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WARADY AND DAVIS LLP
Accountancy firm EIN	2014-12-31	362170602
2013 : URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,666,547
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$386,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$380,049
Expenses. Certain deemed distributions of participant loans	2013-12-31	$5,753
Value of total corrective distributions	2013-12-31	$873
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$780,255
Value of total assets at end of year	2013-12-31	$6,042,232
Value of total assets at beginning of year	2013-12-31	$4,762,360
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$11,806
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$309,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$309,692
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$477,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$421,371
Participant contributions at end of year	2013-12-31	$103,508
Participant contributions at beginning of year	2013-12-31	$128,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,279,872
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,042,232
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,762,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,180,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,117,867
Interest on participant loans	2013-12-31	$11,806
Value of interest in common/collective trusts at end of year	2013-12-31	$757,919
Value of interest in common/collective trusts at beginning of year	2013-12-31	$516,097
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$553,842
Net investment gain or loss from common/collective trusts	2013-12-31	$10,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$358,884
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$380,049
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WARADY AND DAVIS LLP
Accountancy firm EIN	2013-12-31	362170602
2012 : URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,030,461
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$433,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$427,938
Expenses. Certain deemed distributions of participant loans	2012-12-31	$5,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$607,423
Value of total assets at end of year	2012-12-31	$4,762,360
Value of total assets at beginning of year	2012-12-31	$4,165,293
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$11,390
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$107,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$107,606
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$417,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$411,153
Participant contributions at end of year	2012-12-31	$128,396
Participant contributions at beginning of year	2012-12-31	$103,502
Other income not declared elsewhere	2012-12-31	$58
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$597,067
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,762,360
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,165,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,117,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,580,158
Interest on participant loans	2012-12-31	$11,390
Value of interest in common/collective trusts at end of year	2012-12-31	$516,097
Value of interest in common/collective trusts at beginning of year	2012-12-31	$481,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$298,052
Net investment gain or loss from common/collective trusts	2012-12-31	$5,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$196,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$427,938
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WARADY AND DAVIS LLP
Accountancy firm EIN	2012-12-31	362170602
2011 : URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$561,306
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$147,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$139,084
Expenses. Certain deemed distributions of participant loans	2011-12-31	$8,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$612,702
Value of total assets at end of year	2011-12-31	$4,165,293
Value of total assets at beginning of year	2011-12-31	$3,751,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$10,125
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$92,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$92,471
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$376,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$440,706
Participant contributions at end of year	2011-12-31	$103,502
Participant contributions at beginning of year	2011-12-31	$83,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$413,707
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,165,293
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,751,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,580,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,235,862
Interest on participant loans	2011-12-31	$10,125
Value of interest in common/collective trusts at end of year	2011-12-31	$481,633
Value of interest in common/collective trusts at beginning of year	2011-12-31	$431,985
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-159,720
Net investment gain or loss from common/collective trusts	2011-12-31	$5,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$171,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$139,084
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WARADY AND DAVIS LLP
Accountancy firm EIN	2011-12-31	362170602
2010 : URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$950,052
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$515,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$510,864
Expenses. Certain deemed distributions of participant loans	2010-12-31	$4,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$601,420
Value of total assets at end of year	2010-12-31	$3,751,586
Value of total assets at beginning of year	2010-12-31	$3,316,811
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$8,145
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$77,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$77,216
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$332,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$406,011
Participant contributions at end of year	2010-12-31	$83,739
Participant contributions at beginning of year	2010-12-31	$54,516
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$6,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$434,775
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,751,586
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,316,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,235,862
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,882,114
Interest on participant loans	2010-12-31	$8,145
Value of interest in common/collective trusts at end of year	2010-12-31	$431,985
Value of interest in common/collective trusts at beginning of year	2010-12-31	$380,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$258,458
Net investment gain or loss from common/collective trusts	2010-12-31	$4,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$189,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$510,864
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WARADY AND DAVIS LLP
Accountancy firm EIN	2010-12-31	362170602
2009 : URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN

2016: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: URBAN INNOVATIONS, LTD 401(K) SAVINGS & RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	URBAN INNOVATIONS, LTD
Employer identification number (EIN):	363100688
NAIC Classification:	531310