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THE ALLANT GROUP, INC. 401K PLAN 401k Plan overview

Plan NameTHE ALLANT GROUP, INC. 401K PLAN
Plan identification number 001

THE ALLANT GROUP, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

THE ALLANT GROUP has sponsored the creation of one or more 401k plans.

Company Name:THE ALLANT GROUP
Employer identification number (EIN):363320319
NAIC Classification:518210
NAIC Description:Data Processing, Hosting, and Related Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ALLANT GROUP, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01FRANK SCHIFF
0012016-01-01FRANK SCHIFF
0012015-01-01FRANK SCHIFF FRANK SCHIFF2016-10-13
0012015-01-01FRANK SCHIFF FRANK SCHIFF2016-10-13
0012014-01-01RICK PLOTZ
0012013-01-01RICK PLOTZ
0012012-01-01RICK PLOTZ RICK PLOTZ2013-10-15
0012011-01-01TAMARA AFFRUNTI
0012010-01-01TAMARA AFFRUNTI

Plan Statistics for THE ALLANT GROUP, INC. 401K PLAN

401k plan membership statisitcs for THE ALLANT GROUP, INC. 401K PLAN

Measure Date Value
2017: THE ALLANT GROUP, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01126
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE ALLANT GROUP, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01283
Total number of active participants reported on line 7a of the Form 55002016-01-014
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01122
Total of all active and inactive participants2016-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01126
Number of participants with account balances2016-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE ALLANT GROUP, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01323
Total number of active participants reported on line 7a of the Form 55002015-01-01114
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01169
Total of all active and inactive participants2015-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01283
Number of participants with account balances2015-01-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: THE ALLANT GROUP, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01349
Total number of active participants reported on line 7a of the Form 55002014-01-01223
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01100
Total of all active and inactive participants2014-01-01323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01323
Number of participants with account balances2014-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: THE ALLANT GROUP, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01413
Total number of active participants reported on line 7a of the Form 55002013-01-01263
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0186
Total of all active and inactive participants2013-01-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01349
Number of participants with account balances2013-01-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: THE ALLANT GROUP, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01297
Total number of active participants reported on line 7a of the Form 55002012-01-01372
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0141
Total of all active and inactive participants2012-01-01413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01413
Number of participants with account balances2012-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: THE ALLANT GROUP, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01249
Total number of active participants reported on line 7a of the Form 55002011-01-01252
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0138
Total of all active and inactive participants2011-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01290
Number of participants with account balances2011-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE ALLANT GROUP, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01240
Total number of active participants reported on line 7a of the Form 55002010-01-01206
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0138
Total of all active and inactive participants2010-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01244
Number of participants with account balances2010-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010

Financial Data on THE ALLANT GROUP, INC. 401K PLAN

Measure Date Value
2017 : THE ALLANT GROUP, INC. 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-04-24$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-24$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-24$0
Total income from all sources (including contributions)2017-04-24$360,254
Total loss/gain on sale of assets2017-04-24$0
Total of all expenses incurred2017-04-24$6,812,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-24$6,804,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-24$0
Value of total assets at end of year2017-04-24$0
Value of total assets at beginning of year2017-04-24$6,451,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-24$7,758
Total interest from all sources2017-04-24$641
Total dividends received (eg from common stock, registered investment company shares)2017-04-24$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-24Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-04-24$0
Was this plan covered by a fidelity bond2017-04-24Yes
Value of fidelity bond cover2017-04-24$500,000
If this is an individual account plan, was there a blackout period2017-04-24Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-04-24$0
Were there any nonexempt tranactions with any party-in-interest2017-04-24No
Participant contributions at end of year2017-04-24$0
Participant contributions at beginning of year2017-04-24$37,155
Administrative expenses (other) incurred2017-04-24$7,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-24No
Value of net income/loss2017-04-24$-6,451,838
Value of net assets at end of year (total assets less liabilities)2017-04-24$0
Value of net assets at beginning of year (total assets less liabilities)2017-04-24$6,451,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-24No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-24No
Were any leases to which the plan was party in default or uncollectible2017-04-24No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-04-24$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-24$6,235,409
Interest on participant loans2017-04-24$195
Interest earned on other investments2017-04-24$446
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-04-24$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-04-24$179,274
Net investment gain/loss from pooled separate accounts2017-04-24$359,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-24No
Was there a failure to transmit to the plan any participant contributions2017-04-24No
Has the plan failed to provide any benefit when due under the plan2017-04-24No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-24$6,804,334
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-04-24Yes
Did the plan have assets held for investment2017-04-24No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-24No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-24Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-24Yes
Opinion of an independent qualified public accountant for this plan2017-04-24Disclaimer
Accountancy firm name2017-04-24CROWE HORWATH LLP
Accountancy firm EIN2017-04-24350921680
2016 : THE ALLANT GROUP, INC. 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$357,340
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$13,324,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$13,315,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$116,204
Value of total assets at end of year2016-12-31$6,451,838
Value of total assets at beginning of year2016-12-31$19,418,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,522
Total interest from all sources2016-12-31$17,515
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$61,722
Participant contributions at end of year2016-12-31$37,155
Participant contributions at beginning of year2016-12-31$137,406
Administrative expenses (other) incurred2016-12-31$8,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-12,967,120
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,451,838
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,418,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,235,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,206,370
Interest on participant loans2016-12-31$2,320
Interest earned on other investments2016-12-31$15,195
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$179,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,075,182
Net investment gain/loss from pooled separate accounts2016-12-31$223,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$54,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$13,315,938
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
2015 : THE ALLANT GROUP, INC. 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,843,571
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,176,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,170,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,874,170
Value of total assets at end of year2015-12-31$19,418,958
Value of total assets at beginning of year2015-12-31$21,752,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,298
Total interest from all sources2015-12-31$16,507
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,470,283
Participant contributions at end of year2015-12-31$137,406
Participant contributions at beginning of year2015-12-31$182,949
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$154,453
Other income not declared elsewhere2015-12-31$80
Administrative expenses (other) incurred2015-12-31$6,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,333,042
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,418,958
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$21,752,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,206,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,845,331
Interest on participant loans2015-12-31$7,288
Interest earned on other investments2015-12-31$9,219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,075,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$723,720
Net investment gain/loss from pooled separate accounts2015-12-31$-47,186
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$249,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,170,315
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH LLP
Accountancy firm EIN2015-12-31350921680
2014 : THE ALLANT GROUP, INC. 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,295,965
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,708,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,700,801
Expenses. Certain deemed distributions of participant loans2014-12-31$3
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,038,821
Value of total assets at end of year2014-12-31$21,752,000
Value of total assets at beginning of year2014-12-31$23,164,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,444
Total interest from all sources2014-12-31$13,760
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,539,274
Participant contributions at end of year2014-12-31$182,949
Participant contributions at beginning of year2014-12-31$213,589
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$235,118
Other income not declared elsewhere2014-12-31$1,320
Administrative expenses (other) incurred2014-12-31$7,444
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,412,283
Value of net assets at end of year (total assets less liabilities)2014-12-31$21,752,000
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,164,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,845,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$22,409,664
Interest on participant loans2014-12-31$7,863
Interest earned on other investments2014-12-31$5,897
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$723,720
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$541,030
Net investment gain/loss from pooled separate accounts2014-12-31$1,242,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$264,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,700,801
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : THE ALLANT GROUP, INC. 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,184,597
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,888,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,885,048
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,180,363
Value of total assets at end of year2013-12-31$23,164,283
Value of total assets at beginning of year2013-12-31$18,867,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,115
Total interest from all sources2013-12-31$16,251
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,786,740
Participant contributions at end of year2013-12-31$213,589
Participant contributions at beginning of year2013-12-31$189,279
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$113,948
Other income not declared elsewhere2013-12-31$801
Administrative expenses (other) incurred2013-12-31$3,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,296,434
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,164,283
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,867,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$22,409,664
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$18,161,530
Interest on participant loans2013-12-31$10,562
Interest earned on other investments2013-12-31$5,689
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$541,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$517,040
Net investment gain/loss from pooled separate accounts2013-12-31$3,987,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$279,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,885,048
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
2012 : THE ALLANT GROUP, INC. 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,387,876
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$510,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$509,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,202,532
Value of total assets at end of year2012-12-31$18,867,849
Value of total assets at beginning of year2012-12-31$14,990,173
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$920
Total interest from all sources2012-12-31$13,220
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,701,763
Participant contributions at end of year2012-12-31$189,279
Participant contributions at beginning of year2012-12-31$214,391
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$215,310
Other income not declared elsewhere2012-12-31$-434
Administrative expenses (other) incurred2012-12-31$920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,877,676
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,867,849
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,990,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$18,161,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,562,200
Interest on participant loans2012-12-31$9,477
Interest earned on other investments2012-12-31$3,743
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,162,623
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,162,623
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$517,040
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$140,768
Net investment gain/loss from pooled separate accounts2012-12-31$2,031,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$285,459
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$50,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$509,280
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH LLP
Accountancy firm EIN2012-12-31350921680
2011 : THE ALLANT GROUP, INC. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,475,639
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,224,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,180,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,814,096
Value of total assets at end of year2011-12-31$14,990,173
Value of total assets at beginning of year2011-12-31$14,739,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$44,764
Total interest from all sources2011-12-31$10,882
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,547,113
Participant contributions at end of year2011-12-31$214,391
Participant contributions at beginning of year2011-12-31$245,093
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$12,175
Other income not declared elsewhere2011-12-31$11,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$250,757
Value of net assets at end of year (total assets less liabilities)2011-12-31$14,990,173
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,739,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$44,764
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,562,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$13,117,454
Interest on participant loans2011-12-31$10,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,162,623
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,329,236
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,329,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-360,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$254,808
Employer contributions (assets) at end of year2011-12-31$50,959
Employer contributions (assets) at beginning of year2011-12-31$47,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,180,118
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH LLP
Accountancy firm EIN2011-12-31350921680
2010 : THE ALLANT GROUP, INC. 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,219,906
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$856,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$813,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,492,729
Value of total assets at end of year2010-12-31$14,739,416
Value of total assets at beginning of year2010-12-31$12,376,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$43,113
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$43,113
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,261,595
Participant contributions at end of year2010-12-31$245,093
Participant contributions at beginning of year2010-12-31$233,467
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$27,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,363,108
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,739,416
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,376,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$13,117,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,551,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,329,236
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$542,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$542,814
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,727,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$203,399
Employer contributions (assets) at end of year2010-12-31$47,633
Employer contributions (assets) at beginning of year2010-12-31$48,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$813,685
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH LLP
Accountancy firm EIN2010-12-31350921680

Form 5500 Responses for THE ALLANT GROUP, INC. 401K PLAN

2017: THE ALLANT GROUP, INC. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE ALLANT GROUP, INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ALLANT GROUP, INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ALLANT GROUP, INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ALLANT GROUP, INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ALLANT GROUP, INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ALLANT GROUP, INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE ALLANT GROUP, INC. 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9577
Policy instance 1
Insurance contract or identification numberZH9577
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-04-24
Total amount of commissions paid to insurance brokerUSD $4,582
Total amount of fees paid to insurance companyUSD $95
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,582
Amount paid for insurance broker fees95
Additional information about fees paid to insurance brokerSUPPLEMENTAL CASH PAID
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9577
Policy instance 1
Insurance contract or identification numberZH9577
Number of Individuals Covered283
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $54,671
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $54,671
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9577
Policy instance 1
Insurance contract or identification numberZH9577
Number of Individuals Covered323
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $57,544
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $57,544
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9577
Policy instance 1
Insurance contract or identification numberZH9577
Number of Individuals Covered349
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $50,995
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $50,995
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9577
Policy instance 1
Insurance contract or identification numberZH9577
Number of Individuals Covered413
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $38,940
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,940
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION

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