401k Plan data: ETTLESON 401(K) PLAN plan

ETTLESON 401(K) PLAN 401k Plan overview

Plan Name	ETTLESON 401(K) PLAN
Plan identification number	002

ETTLESON 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ETTLESON CADILLAC-BUICK-HYUNDAI, INC. has sponsored the creation of one or more 401k plans.

Company Name: ETTLESON CADILLAC-BUICK-HYUNDAI, INC.

Employer identification number (EIN): 363420816

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ETTLESON 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 MICHAEL ETTLESON
002 2016-01-01 MICHAEL ETTLESON
002 2015-01-01 MICHAEL ETTLESON
002 2015-01-01 MICHAEL ETTLESON
002 2014-01-01 MICHAEL ETTLESON 2015-07-21
002 2013-01-01 MICHAEL ETTLESON 2014-07-16
002 2012-01-01 MICHAEL ETTLESON 2013-06-11 MICHAEL ETTLESON 2013-06-11
002 2011-01-01 MICHAEL ETTLESON 2012-06-01 MICHAEL ETTLESON 2012-06-01
002 2010-01-01 MICHAEL ETTLESON 2011-05-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	MICHAEL ETTLESON
002	2016-01-01	MICHAEL ETTLESON
002	2015-01-01	MICHAEL ETTLESON
002	2015-01-01	MICHAEL ETTLESON
002	2014-01-01	MICHAEL ETTLESON	2015-07-21
002	2013-01-01	MICHAEL ETTLESON	2014-07-16
002	2012-01-01	MICHAEL ETTLESON	2013-06-11	MICHAEL ETTLESON	2013-06-11
002	2011-01-01	MICHAEL ETTLESON	2012-06-01	MICHAEL ETTLESON	2012-06-01
002	2010-01-01	MICHAEL ETTLESON	2011-05-17

Plan Statistics for ETTLESON 401(K) PLAN

401k plan membership statisitcs for ETTLESON 401(K) PLAN

Measure Date Value
2022: ETTLESON 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 97
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 28
Total of all active and inactive participants 2022-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 126
Number of participants with account balances 2022-01-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: ETTLESON 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 101
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 34
Total of all active and inactive participants 2021-01-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 136
Number of participants with account balances 2021-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: ETTLESON 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 100
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 47
Total of all active and inactive participants 2020-01-01 147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 148
Number of participants with account balances 2020-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: ETTLESON 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 103
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 41
Total of all active and inactive participants 2019-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 144
Number of participants with account balances 2019-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ETTLESON 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 106
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 44
Total of all active and inactive participants 2018-01-01 150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 150
Number of participants with account balances 2018-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ETTLESON 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 94
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 39
Total of all active and inactive participants 2017-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 133
Number of participants with account balances 2017-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ETTLESON 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 106
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 19
Total of all active and inactive participants 2016-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 125
Number of participants with account balances 2016-01-01 59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ETTLESON 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 126
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 14
Total of all active and inactive participants 2015-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 140
Number of participants with account balances 2015-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2022: ETTLESON 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	97
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	28
Total of all active and inactive participants	2022-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	126
Number of participants with account balances	2022-01-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ETTLESON 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	101
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	34
Total of all active and inactive participants	2021-01-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	136
Number of participants with account balances	2021-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ETTLESON 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	100
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	47
Total of all active and inactive participants	2020-01-01	147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	148
Number of participants with account balances	2020-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: ETTLESON 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	103
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	41
Total of all active and inactive participants	2019-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	144
Number of participants with account balances	2019-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ETTLESON 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	106
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	44
Total of all active and inactive participants	2018-01-01	150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	150
Number of participants with account balances	2018-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ETTLESON 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	94
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	39
Total of all active and inactive participants	2017-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	133
Number of participants with account balances	2017-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ETTLESON 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	106
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	19
Total of all active and inactive participants	2016-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	125
Number of participants with account balances	2016-01-01	59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ETTLESON 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	126
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	14
Total of all active and inactive participants	2015-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	140
Number of participants with account balances	2015-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on ETTLESON 401(K) PLAN

Measure	Date	Value
2022 : ETTLESON 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-423,588
Total of all expenses incurred	2022-12-31	$108,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$75,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$201,270
Value of total assets at end of year	2022-12-31	$3,923,766
Value of total assets at beginning of year	2022-12-31	$4,456,212
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$32,955
Total interest from all sources	2022-12-31	$16,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Administrative expenses professional fees incurred	2022-12-31	$20,735
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$201,270
Participant contributions at end of year	2022-12-31	$3,424
Participant contributions at beginning of year	2022-12-31	$4,697
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$2,101
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$10
Administrative expenses (other) incurred	2022-12-31	$12,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-532,446
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,923,766
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$4,456,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in pooled separate accounts at end of year	2022-12-31	$2,860,671
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$3,440,512
Interest on participant loans	2022-12-31	$165
Interest earned on other investments	2022-12-31	$15,892
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$1,059,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$1,008,892
Net investment gain/loss from pooled separate accounts	2022-12-31	$-640,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$75,903
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MICHAEL SILVER & COMPANY LLC
Accountancy firm EIN	2022-12-31	814417884
2021 : ETTLESON 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$785,307
Total of all expenses incurred	2021-12-31	$662,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$644,354
Value of total corrective distributions	2021-12-31	$2,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$187,559
Value of total assets at end of year	2021-12-31	$4,456,212
Value of total assets at beginning of year	2021-12-31	$4,333,750
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$16,247
Total interest from all sources	2021-12-31	$15,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$4,269
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$187,559
Participant contributions at end of year	2021-12-31	$4,697
Participant contributions at beginning of year	2021-12-31	$502
Participant contributions at end of year	2021-12-31	$2,101
Participant contributions at beginning of year	2021-12-31	$46
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$10
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$1
Administrative expenses (other) incurred	2021-12-31	$11,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$122,462
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,456,212
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,333,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$3,440,512
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$2,905,923
Interest on participant loans	2021-12-31	$61
Interest earned on other investments	2021-12-31	$15,387
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$1,008,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,427,278
Net investment gain/loss from pooled separate accounts	2021-12-31	$582,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$644,354
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MICHAEL SILVER & COMPANY LLC
Accountancy firm EIN	2021-12-31	814417884
2020 : ETTLESON 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$538,415
Total of all expenses incurred	2020-12-31	$97,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$67,738
Value of total corrective distributions	2020-12-31	$9,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$163,923
Value of total assets at end of year	2020-12-31	$4,333,750
Value of total assets at beginning of year	2020-12-31	$3,893,068
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$20,359
Total interest from all sources	2020-12-31	$19,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$8,471
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$163,923
Participant contributions at end of year	2020-12-31	$502
Participant contributions at beginning of year	2020-12-31	$0
Participant contributions at end of year	2020-12-31	$46
Participant contributions at beginning of year	2020-12-31	$2,823
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$11,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$440,682
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,333,750
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$3,893,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$450
Value of interest in pooled separate accounts at end of year	2020-12-31	$2,905,923
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$2,781,628
Interest on participant loans	2020-12-31	$7
Interest earned on other investments	2020-12-31	$19,085
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,427,278
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,108,617
Net investment gain/loss from pooled separate accounts	2020-12-31	$355,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$67,738
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	MICHAEL SILVER & COMPANY LLC
Accountancy firm EIN	2020-12-31	814417884
2019 : ETTLESON 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$748,351
Total income from all sources (including contributions)	2019-12-31	$748,351
Total of all expenses incurred	2019-12-31	$259,405
Total of all expenses incurred	2019-12-31	$259,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$214,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$214,712
Value of total corrective distributions	2019-12-31	$20,218
Value of total corrective distributions	2019-12-31	$20,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$158,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$158,264
Value of total assets at end of year	2019-12-31	$3,893,068
Value of total assets at end of year	2019-12-31	$3,893,068
Value of total assets at beginning of year	2019-12-31	$3,404,122
Value of total assets at beginning of year	2019-12-31	$3,404,122
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$24,475
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$24,475
Total interest from all sources	2019-12-31	$18,782
Total interest from all sources	2019-12-31	$18,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$13,120
Administrative expenses professional fees incurred	2019-12-31	$13,120
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$158,264
Contributions received from participants	2019-12-31	$158,264
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$661
Participant contributions at beginning of year	2019-12-31	$661
Participant contributions at end of year	2019-12-31	$2,823
Participant contributions at end of year	2019-12-31	$2,823
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$11,355
Administrative expenses (other) incurred	2019-12-31	$11,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$488,946
Value of net income/loss	2019-12-31	$488,946
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,893,068
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,893,068
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,404,122
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,404,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,781,628
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,781,628
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$2,170,416
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$2,170,416
Interest on participant loans	2019-12-31	$4
Interest on participant loans	2019-12-31	$4
Interest earned on other investments	2019-12-31	$18,778
Interest earned on other investments	2019-12-31	$18,778
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,108,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,108,617
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,233,045
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,233,045
Net investment gain/loss from pooled separate accounts	2019-12-31	$571,305
Net investment gain/loss from pooled separate accounts	2019-12-31	$571,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$214,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$214,712
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MICHAEL SILVER & COMPANY, LLC
Accountancy firm name	2019-12-31	MICHAEL SILVER & COMPANY, LLC
Accountancy firm EIN	2019-12-31	814417884
Accountancy firm EIN	2019-12-31	814417884
2018 : ETTLESON 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$9,789
Total of all expenses incurred	2018-12-31	$496,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$469,395
Expenses. Certain deemed distributions of participant loans	2018-12-31	$3,085
Value of total corrective distributions	2018-12-31	$1,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$166,303
Value of total assets at end of year	2018-12-31	$3,404,122
Value of total assets at beginning of year	2018-12-31	$3,890,676
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$22,254
Total interest from all sources	2018-12-31	$17,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$10,180
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$164,506
Participant contributions at end of year	2018-12-31	$661
Participant contributions at beginning of year	2018-12-31	$1,754
Participant contributions at beginning of year	2018-12-31	$2,110
Administrative expenses (other) incurred	2018-12-31	$12,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-486,554
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,404,122
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,890,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$2,170,416
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$2,406,141
Interest on participant loans	2018-12-31	$180
Interest earned on other investments	2018-12-31	$17,135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,233,045
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,480,671
Net investment gain/loss from pooled separate accounts	2018-12-31	$-173,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,797
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$469,395
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MICHAEL SILVER & COMPANY, LLC
Accountancy firm EIN	2018-12-31	814417884
2017 : ETTLESON 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$523,459
Total of all expenses incurred	2017-12-31	$491,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$479,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$151,850
Value of total assets at end of year	2017-12-31	$3,890,676
Value of total assets at beginning of year	2017-12-31	$3,858,236
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$11,761
Total interest from all sources	2017-12-31	$17,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$144,741
Participant contributions at end of year	2017-12-31	$1,754
Participant contributions at beginning of year	2017-12-31	$1,985
Participant contributions at end of year	2017-12-31	$2,110
Participant contributions at beginning of year	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$11,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$32,440
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,890,676
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,858,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$2,406,141
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$2,133,429
Interest on participant loans	2017-12-31	$103
Interest earned on other investments	2017-12-31	$16,975
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,480,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,722,822
Net investment gain/loss from pooled separate accounts	2017-12-31	$354,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$7,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$479,258
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MICHAEL SILVER & COMPANY, LLC
Accountancy firm EIN	2017-12-31	814417884
2016 : ETTLESON 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$418,477
Total of all expenses incurred	2016-12-31	$202,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$161,972
Expenses. Certain deemed distributions of participant loans	2016-12-31	$21,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$204,346
Value of total assets at end of year	2016-12-31	$3,858,236
Value of total assets at beginning of year	2016-12-31	$3,642,710
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$19,179
Total interest from all sources	2016-12-31	$236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$196,142
Participant contributions at end of year	2016-12-31	$1,985
Participant contributions at beginning of year	2016-12-31	$32,281
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$8,204
Other income not declared elsewhere	2016-12-31	$20,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$215,526
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,858,236
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,642,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,133,429
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,981,551
Interest on participant loans	2016-12-31	$236
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,722,822
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,628,878
Net investment gain/loss from pooled separate accounts	2016-12-31	$193,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$161,972
Contract administrator fees	2016-12-31	$19,179
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MICHAEL SILVER & COMPANY, LLC
Accountancy firm EIN	2016-12-31	814417884
2015 : ETTLESON 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$203,332
Total of all expenses incurred	2015-12-31	$252,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$223,839
Value of total corrective distributions	2015-12-31	$5,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$203,264
Value of total assets at end of year	2015-12-31	$3,642,710
Value of total assets at beginning of year	2015-12-31	$3,692,167
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$23,449
Total interest from all sources	2015-12-31	$1,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$203,264
Participant contributions at end of year	2015-12-31	$32,281
Participant contributions at beginning of year	2015-12-31	$51,273
Other income not declared elsewhere	2015-12-31	$22,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-49,457
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,642,710
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,692,167
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,981,551
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,907,365
Interest on participant loans	2015-12-31	$1,767
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,628,878
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,733,529
Net investment gain/loss from pooled separate accounts	2015-12-31	$-24,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$223,839
Contract administrator fees	2015-12-31	$23,449
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MICHAEL SILVER & COMPANY
Accountancy firm EIN	2015-12-31	363134870

Form 5500 Responses for ETTLESON 401(K) PLAN

2022: ETTLESON 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ETTLESON 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ETTLESON 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ETTLESON 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ETTLESON 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ETTLESON 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ETTLESON 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ETTLESON 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

995805

Policy instance

Insurance contract or identification number	995805
Number of Individuals Covered	64
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $10,211
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,211
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

995805

Policy instance

Insurance contract or identification number	995805
Number of Individuals Covered	69
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $10,709
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,709
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

995805

Policy instance

Insurance contract or identification number	995805
Number of Individuals Covered	85
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $9,666
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,666
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

995805

Policy instance

Insurance contract or identification number	995805
Number of Individuals Covered	88
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $9,240
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,240
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

995805

Policy instance

Insurance contract or identification number	995805
Number of Individuals Covered	90
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $9,326
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,326
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

995805

Policy instance

Insurance contract or identification number	995805
Number of Individuals Covered	87
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $9,288
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,944
Insurance broker organization code?	3
Insurance broker name	MID AMERICAN GROUP INC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

995805

Policy instance

Insurance contract or identification number	995805
Number of Individuals Covered	140
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $9,266
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $9,266
Insurance broker organization code?	3
Insurance broker name	MID AMERICAN GROUP INC, JAMES LILL

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Company Name:	ETTLESON CADILLAC-BUICK-HYUNDAI, INC.
Employer identification number (EIN):	363420816
NAIC Classification:	441110
NAIC Description:	New Car Dealers