401k Plan data: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN plan

NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN
Plan identification number	003

NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NEWEDGE USA, LLC has sponsored the creation of one or more 401k plans.

Company Name: NEWEDGE USA, LLC

Employer identification number (EIN): 363620984

NAIC Classification: 523140
NAIC Description: Commodity Contracts Brokerage

Additional information about NEWEDGE USA, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2183351

More information about NEWEDGE USA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2014-01-01 KAYE DOWNEY
003 2013-01-01 TERRI ORTIZ
003 2012-01-01 TERRI ORTIZ TERRI ORTIZ 2013-07-30
003 2011-01-01 FELICIA ELIAS
003 2010-01-01 FELICIA ELIAS
003 2009-01-01 FELICIA ELIAS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2014-01-01	KAYE DOWNEY
003	2013-01-01	TERRI ORTIZ
003	2012-01-01	TERRI ORTIZ	TERRI ORTIZ	2013-07-30
003	2011-01-01	FELICIA ELIAS
003	2010-01-01	FELICIA ELIAS
003	2009-01-01	FELICIA ELIAS

Plan Statistics for NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN

401k plan membership statisitcs for NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2014: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,416
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,547
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 847
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 569
Total of all active and inactive participants 2013-01-01 1,416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,416
Number of participants with account balances 2013-01-01 1,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 9
2012: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,045
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 961
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 582
Total of all active and inactive participants 2012-01-01 1,544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 3
Total participants 2012-01-01 1,547
Number of participants with account balances 2012-01-01 1,516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 35
2011: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,740
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,196
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 578
Total of all active and inactive participants 2011-01-01 1,776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 3
Total participants 2011-01-01 1,779
Number of participants with account balances 2011-01-01 1,735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 58
2010: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,669
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,199
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 537
Total of all active and inactive participants 2010-01-01 1,737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 3
Total participants 2010-01-01 1,740
Number of participants with account balances 2010-01-01 1,667
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 83
2009: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,196
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,166
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 501
Total of all active and inactive participants 2009-01-01 1,668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 1,669
Number of participants with account balances 2009-01-01 1,597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 52

Measure	Date	Value
2014: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,416
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,547
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	847
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	569
Total of all active and inactive participants	2013-01-01	1,416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,416
Number of participants with account balances	2013-01-01	1,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	9
2012: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,045
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	961
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	582
Total of all active and inactive participants	2012-01-01	1,544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	3
Total participants	2012-01-01	1,547
Number of participants with account balances	2012-01-01	1,516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	35
2011: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,740
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,196
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	578
Total of all active and inactive participants	2011-01-01	1,776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	3
Total participants	2011-01-01	1,779
Number of participants with account balances	2011-01-01	1,735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	58
2010: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,669
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,199
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	537
Total of all active and inactive participants	2010-01-01	1,737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	3
Total participants	2010-01-01	1,740
Number of participants with account balances	2010-01-01	1,667
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	83
2009: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,196
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,166
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	501
Total of all active and inactive participants	2009-01-01	1,668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	1,669
Number of participants with account balances	2009-01-01	1,597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	52

Financial Data on NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN

Measure	Date	Value
2014 : NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$169,397,282
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$49
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$22,688,803
Total loss/gain on sale of assets	2014-12-31	$63,104
Total of all expenses incurred	2014-12-31	$47,934,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$47,832,135
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$10,464,990
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$194,643,186
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$102,523
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$68,056
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,833,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,776,072
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$39,940
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$7,537,398
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$2,152,587
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$-946
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$185,074
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$49
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$72,485
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$2,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-25,245,855
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$194,643,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$30,038
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$160,579,766
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$65,424
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$2,217
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$18,199,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$10,956,335
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$10,956,335
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$415
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$935
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$7,327,689
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$-68,063
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$2,742,518
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$1,931
Income. Dividends from common stock	2014-12-31	$55,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$47,832,135
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$51,839
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$2,660,203
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Aggregate proceeds on sale of assets	2014-12-31	$23,232,229
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$23,169,125
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CROWE HORWARTH LLP
Accountancy firm EIN	2014-12-31	350921680
2013 : NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$98,078
Total unrealized appreciation/depreciation of assets	2013-12-31	$98,078
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$49
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$44,045,370
Total loss/gain on sale of assets	2013-12-31	$28,837
Total of all expenses incurred	2013-12-31	$21,937,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$21,798,618
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$12,824,996
Value of total assets at end of year	2013-12-31	$194,643,186
Value of total assets at beginning of year	2013-12-31	$172,535,424
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$139,039
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$73,970
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$6,555,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$6,507,440
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$39,940
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$8,902,762
Participant contributions at end of year	2013-12-31	$2,152,587
Participant contributions at beginning of year	2013-12-31	$2,221,816
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$-946
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$4,678
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$988,986
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$49
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$114,061
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$2,868
Total non interest bearing cash at beginning of year	2013-12-31	$25,748
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$22,107,713
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$194,643,137
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$172,535,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$24,978
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$160,579,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$140,201,349
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$72,390
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$6
Income. Interest from corporate debt instruments	2013-12-31	$1,000
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$18,199,659
Value of interest in common/collective trusts at beginning of year	2013-12-31	$18,198,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$10,956,335
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$10,192,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$10,192,500
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$574
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$935
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$24,511,440
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-47,800
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$2,933,248
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$1,166
Income. Dividends from common stock	2013-12-31	$47,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$21,798,618
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$51,839
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$2,660,203
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$1,690,491
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$23,517,740
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$23,488,903
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CROWE HORWARTH LLP
Accountancy firm EIN	2013-12-31	350921680
2012 : NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-106,236
Total unrealized appreciation/depreciation of assets	2012-12-31	$-106,236
Total income from all sources (including contributions)	2012-12-31	$32,818,849
Total loss/gain on sale of assets	2012-12-31	$-4,252
Total of all expenses incurred	2012-12-31	$18,965,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$18,850,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$13,893,852
Value of total assets at end of year	2012-12-31	$172,535,424
Value of total assets at beginning of year	2012-12-31	$158,681,648
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$114,463
Total interest from all sources	2012-12-31	$72,911
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,078,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,026,871
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$9,636,785
Participant contributions at end of year	2012-12-31	$2,221,816
Participant contributions at beginning of year	2012-12-31	$2,485,741
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$4,678
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$1,945
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,485,106
Administrative expenses (other) incurred	2012-12-31	$98,029
Total non interest bearing cash at end of year	2012-12-31	$25,748
Total non interest bearing cash at beginning of year	2012-12-31	$2,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$13,853,776
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$172,535,424
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$158,681,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$16,434
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$140,201,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$133,766,484
Interest on participant loans	2012-12-31	$72,098
Income. Interest from corporate debt instruments	2012-12-31	$300
Value of interest in common/collective trusts at end of year	2012-12-31	$18,198,842
Value of interest in common/collective trusts at beginning of year	2012-12-31	$19,068,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$10,192,500
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,110,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,110,126
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$513
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$15,625,999
Net investment gain or loss from common/collective trusts	2012-12-31	$258,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,771,961
Income. Dividends from preferred stock	2012-12-31	$31
Income. Dividends from common stock	2012-12-31	$51,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$18,850,610
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$4,950
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$1,690,491
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$1,241,444
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$19,336,722
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$19,340,974
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CROWE HORWARTH LLP
Accountancy firm EIN	2012-12-31	350921680
2011 : NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-172,695
Total unrealized appreciation/depreciation of assets	2011-12-31	$-172,695
Total income from all sources (including contributions)	2011-12-31	$8,382,789
Total loss/gain on sale of assets	2011-12-31	$-107,667
Total of all expenses incurred	2011-12-31	$17,994,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$17,961,818
Expenses. Certain deemed distributions of participant loans	2011-12-31	$5,481
Value of total corrective distributions	2011-12-31	$538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$12,502,975
Value of total assets at end of year	2011-12-31	$158,681,648
Value of total assets at beginning of year	2011-12-31	$168,293,658
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$26,962
Total interest from all sources	2011-12-31	$86,093
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$3,106,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$3,086,253
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$10,122,068
Participant contributions at end of year	2011-12-31	$2,485,741
Participant contributions at beginning of year	2011-12-31	$2,676,919
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$1,945
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$-1,189
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,972,734
Administrative expenses (other) incurred	2011-12-31	$12,850
Total non interest bearing cash at end of year	2011-12-31	$2,208
Total non interest bearing cash at beginning of year	2011-12-31	$4,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-9,612,010
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$158,681,648
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$168,293,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$14,112
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$133,766,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$137,751,867
Interest on participant loans	2011-12-31	$84,870
Value of interest in common/collective trusts at end of year	2011-12-31	$19,068,750
Value of interest in common/collective trusts at beginning of year	2011-12-31	$20,012,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$2,110,126
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$6,177,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$6,177,414
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-7,598,293
Net investment gain or loss from common/collective trusts	2011-12-31	$566,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$408,173
Income. Dividends from preferred stock	2011-12-31	$66
Income. Dividends from common stock	2011-12-31	$20,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$17,961,818
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$4,950
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$1,241,444
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$1,671,739
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$26,135,954
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$26,243,621
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH
Accountancy firm EIN	2011-12-31	350921680
2010 : NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-153,588
Total unrealized appreciation/depreciation of assets	2010-12-31	$-153,588
Total transfer of assets to this plan	2010-12-31	$3,503
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,775
Total income from all sources (including contributions)	2010-12-31	$38,283,465
Total loss/gain on sale of assets	2010-12-31	$770
Total of all expenses incurred	2010-12-31	$11,069,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$11,032,495
Expenses. Certain deemed distributions of participant loans	2010-12-31	$6,480
Value of total corrective distributions	2010-12-31	$4,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$19,620,255
Value of total assets at end of year	2010-12-31	$168,293,658
Value of total assets at beginning of year	2010-12-31	$141,078,088
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$25,795
Total interest from all sources	2010-12-31	$87,553
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$3,059,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$3,042,863
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$10,389,933
Participant contributions at end of year	2010-12-31	$2,676,919
Participant contributions at beginning of year	2010-12-31	$1,891,121
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$-1,189
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$-4,696
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$223,544
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$2
Administrative expenses (other) incurred	2010-12-31	$12,727
Liabilities. Value of operating payables at end of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$1,775
Total non interest bearing cash at end of year	2010-12-31	$4,010
Total non interest bearing cash at beginning of year	2010-12-31	$3,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$27,213,842
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$168,293,658
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$141,076,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$13,068
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$137,751,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$112,815,474
Interest on participant loans	2010-12-31	$85,317
Value of interest in common/collective trusts at end of year	2010-12-31	$20,012,898
Value of interest in common/collective trusts at beginning of year	2010-12-31	$19,984,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$6,177,414
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$5,170,211
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$5,170,211
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$2,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$14,977,165
Net investment gain or loss from common/collective trusts	2010-12-31	$691,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$9,006,778
Income. Dividends from common stock	2010-12-31	$16,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$11,032,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$1,671,739
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$1,218,036
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$15,484,170
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$15,483,400
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Qualified
Accountancy firm name	2010-12-31	CROWE HORWATH
Accountancy firm EIN	2010-12-31	350921680
2009 : NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN

2014: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NEWEDGE USA, LLC 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NEWEDGE USA, LLC
Employer identification number (EIN):	363620984
NAIC Classification:	523140
NAIC Description:	Commodity Contracts Brokerage

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2183351