RITA N. OGANWU, M.D., S.C. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST
401k plan membership statisitcs for RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST
| Measure | Date | Value |
|---|
| 2019: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-11-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-11-01 | 2 |
| Total of all active and inactive participants | 2019-11-01 | 2 |
| Total participants | 2019-11-01 | 2 |
| Number of participants with account balances | 2019-11-01 | 2 |
| 2018: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-11-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-11-01 | 0 |
| Number of retired or separated participants receiving benefits | 2018-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-11-01 | 2 |
| Total of all active and inactive participants | 2018-11-01 | 2 |
| Total participants | 2018-11-01 | 2 |
| Number of participants with account balances | 2018-11-01 | 2 |
| 2017: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-11-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-11-01 | 0 |
| Number of retired or separated participants receiving benefits | 2017-11-01 | 2 |
| Total of all active and inactive participants | 2017-11-01 | 2 |
| Total participants | 2017-11-01 | 2 |
| Number of participants with account balances | 2017-11-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-11-01 | 0 |
| 2016: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-11-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-11-01 | 1 |
| Number of retired or separated participants receiving benefits | 2016-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-11-01 | 2 |
| Total of all active and inactive participants | 2016-11-01 | 3 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-11-01 | 0 |
| Total participants | 2016-11-01 | 3 |
| Number of participants with account balances | 2016-11-01 | 3 |
| 2015: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-11-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-11-01 | 1 |
| Number of retired or separated participants receiving benefits | 2015-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-11-01 | 2 |
| Total of all active and inactive participants | 2015-11-01 | 3 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-11-01 | 0 |
| Total participants | 2015-11-01 | 3 |
| Number of participants with account balances | 2015-11-01 | 3 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-11-01 | 0 |
| 2014: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-11-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-11-01 | 5 |
| Total of all active and inactive participants | 2014-11-01 | 5 |
| Total participants | 2014-11-01 | 5 |
| Number of participants with account balances | 2014-11-01 | 5 |
| 2013: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-11-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-11-01 | 3 |
| Total of all active and inactive participants | 2013-11-01 | 3 |
| Total participants | 2013-11-01 | 3 |
| Number of participants with account balances | 2013-11-01 | 3 |
| 2012: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-11-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-11-01 | 3 |
| Total of all active and inactive participants | 2012-11-01 | 3 |
| Total participants | 2012-11-01 | 3 |
| Number of participants with account balances | 2012-11-01 | 3 |
| 2011: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-11-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-11-01 | 1 |
| Total of all active and inactive participants | 2011-11-01 | 1 |
| Total participants | 2011-11-01 | 1 |
| Number of participants with account balances | 2011-11-01 | 1 |
| 2010: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-11-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-11-01 | 2 |
| Number of retired or separated participants receiving benefits | 2010-11-01 | 0 |
| Total of all active and inactive participants | 2010-11-01 | 2 |
| Total participants | 2010-11-01 | 2 |
| Number of participants with account balances | 2010-11-01 | 2 |
| 2009: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-11-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-11-01 | 1 |
| Total of all active and inactive participants | 2009-11-01 | 1 |
| Total participants | 2009-11-01 | 1 |
| Number of participants with account balances | 2009-11-01 | 1 |
| Measure | Date | Value |
|---|
| 2020 : RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2020 401k financial data |
|---|
| Total income from all sources | 2020-10-31 | $232 |
| Expenses. Total of all expenses incurred | 2020-10-31 | $0 |
| Total plan assets at end of year | 2020-10-31 | $5,970 |
| Total plan assets at beginning of year | 2020-10-31 | $5,738 |
| Value of fidelity bond covering the plan | 2020-10-31 | $1,000 |
| Other income received | 2020-10-31 | $232 |
| Net income (gross income less expenses) | 2020-10-31 | $232 |
| Net plan assets at end of year (total assets less liabilities) | 2020-10-31 | $5,970 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-10-31 | $5,738 |
| 2019 : RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2019 401k financial data |
|---|
| Total income from all sources | 2019-10-31 | $508 |
| Expenses. Total of all expenses incurred | 2019-10-31 | $0 |
| Total plan assets at end of year | 2019-10-31 | $5,738 |
| Total plan assets at beginning of year | 2019-10-31 | $5,230 |
| Value of fidelity bond covering the plan | 2019-10-31 | $1,000 |
| Other income received | 2019-10-31 | $508 |
| Net income (gross income less expenses) | 2019-10-31 | $508 |
| Net plan assets at end of year (total assets less liabilities) | 2019-10-31 | $5,738 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-10-31 | $5,230 |
| 2017 : RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2017 401k financial data |
|---|
| Total income from all sources | 2017-10-31 | $73,071 |
| Expenses. Total of all expenses incurred | 2017-10-31 | $0 |
| Total plan assets at end of year | 2017-10-31 | $604,791 |
| Total plan assets at beginning of year | 2017-10-31 | $531,720 |
| Value of fidelity bond covering the plan | 2017-10-31 | $60,000 |
| Other income received | 2017-10-31 | $73,071 |
| Net income (gross income less expenses) | 2017-10-31 | $73,071 |
| Net plan assets at end of year (total assets less liabilities) | 2017-10-31 | $604,791 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-10-31 | $531,720 |
| Assets. Value of participant loans | 2017-10-31 | $30,653 |
| 2016 : RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2016 401k financial data |
|---|
| Total income from all sources | 2016-10-31 | $9,603 |
| Expenses. Total of all expenses incurred | 2016-10-31 | $6,697 |
| Total plan assets at end of year | 2016-10-31 | $531,720 |
| Total plan assets at beginning of year | 2016-10-31 | $528,814 |
| Value of fidelity bond covering the plan | 2016-10-31 | $60,000 |
| Total contributions received or receivable from participants | 2016-10-31 | $425 |
| Expenses. Other expenses not covered elsewhere | 2016-10-31 | $6,697 |
| Other income received | 2016-10-31 | $9,178 |
| Net income (gross income less expenses) | 2016-10-31 | $2,906 |
| Net plan assets at end of year (total assets less liabilities) | 2016-10-31 | $531,720 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-10-31 | $528,814 |
| Assets. Value of participant loans | 2016-10-31 | $33,690 |
| Total contributions received or receivable from employer(s) | 2016-10-31 | $0 |
| 2015 : RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2015 401k financial data |
|---|
| Total income from all sources | 2015-10-31 | $19,460 |
| Expenses. Total of all expenses incurred | 2015-10-31 | $0 |
| Total plan assets at end of year | 2015-10-31 | $528,814 |
| Total plan assets at beginning of year | 2015-10-31 | $509,354 |
| Value of fidelity bond covering the plan | 2015-10-31 | $50,000 |
| Total contributions received or receivable from participants | 2015-10-31 | $15,430 |
| Other income received | 2015-10-31 | $-2,618 |
| Net income (gross income less expenses) | 2015-10-31 | $19,460 |
| Net plan assets at end of year (total assets less liabilities) | 2015-10-31 | $528,814 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-10-31 | $509,354 |
| Assets. Value of participant loans | 2015-10-31 | $16,262 |
| Total contributions received or receivable from employer(s) | 2015-10-31 | $6,648 |
| 2014 : RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2014 401k financial data |
|---|
| Total income from all sources | 2014-10-31 | $38,556 |
| Expenses. Total of all expenses incurred | 2014-10-31 | $0 |
| Total plan assets at end of year | 2014-10-31 | $509,354 |
| Total plan assets at beginning of year | 2014-10-31 | $470,798 |
| Value of fidelity bond covering the plan | 2014-10-31 | $50,000 |
| Total contributions received or receivable from participants | 2014-10-31 | $4,000 |
| Other income received | 2014-10-31 | $31,311 |
| Net income (gross income less expenses) | 2014-10-31 | $38,556 |
| Net plan assets at end of year (total assets less liabilities) | 2014-10-31 | $509,354 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-10-31 | $470,798 |
| Assets. Value of participant loans | 2014-10-31 | $24,696 |
| Total contributions received or receivable from employer(s) | 2014-10-31 | $3,245 |
| 2013 : RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2013 401k financial data |
|---|
| Total income from all sources | 2013-10-31 | $60,778 |
| Expenses. Total of all expenses incurred | 2013-10-31 | $0 |
| Total plan assets at end of year | 2013-10-31 | $470,798 |
| Total plan assets at beginning of year | 2013-10-31 | $410,020 |
| Value of fidelity bond covering the plan | 2013-10-31 | $50,000 |
| Total contributions received or receivable from participants | 2013-10-31 | $2,500 |
| Other income received | 2013-10-31 | $54,734 |
| Net income (gross income less expenses) | 2013-10-31 | $60,778 |
| Net plan assets at end of year (total assets less liabilities) | 2013-10-31 | $470,798 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-10-31 | $410,020 |
| Assets. Value of participant loans | 2013-10-31 | $32,139 |
| Total contributions received or receivable from employer(s) | 2013-10-31 | $3,544 |
| 2012 : RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2012 401k financial data |
|---|
| Total income from all sources | 2012-10-31 | $45,269 |
| Expenses. Total of all expenses incurred | 2012-10-31 | $1,228 |
| Benefits paid (including direct rollovers) | 2012-10-31 | $1,228 |
| Total plan assets at end of year | 2012-10-31 | $410,020 |
| Total plan assets at beginning of year | 2012-10-31 | $365,979 |
| Value of fidelity bond covering the plan | 2012-10-31 | $40,000 |
| Total contributions received or receivable from participants | 2012-10-31 | $12,600 |
| Other income received | 2012-10-31 | $29,220 |
| Net income (gross income less expenses) | 2012-10-31 | $44,041 |
| Net plan assets at end of year (total assets less liabilities) | 2012-10-31 | $410,020 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-10-31 | $365,979 |
| Assets. Value of participant loans | 2012-10-31 | $40,508 |
| Total contributions received or receivable from employer(s) | 2012-10-31 | $3,449 |
| 2011 : RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2011 401k financial data |
|---|
| Total income from all sources | 2011-10-31 | $6,999 |
| Expenses. Total of all expenses incurred | 2011-10-31 | $0 |
| Total plan assets at end of year | 2011-10-31 | $365,979 |
| Total plan assets at beginning of year | 2011-10-31 | $358,980 |
| Value of fidelity bond covering the plan | 2011-10-31 | $40,000 |
| Total contributions received or receivable from participants | 2011-10-31 | $15,800 |
| Other income received | 2011-10-31 | $-14,257 |
| Net income (gross income less expenses) | 2011-10-31 | $6,999 |
| Net plan assets at end of year (total assets less liabilities) | 2011-10-31 | $365,979 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-10-31 | $358,980 |
| Assets. Value of participant loans | 2011-10-31 | $15,000 |
| Total contributions received or receivable from employer(s) | 2011-10-31 | $5,456 |
| 2019: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses |
|---|
| 2019-11-01 | Type of plan entity | Single employer plan |
| 2019-11-01 | Submission has been amended | No |
| 2019-11-01 | This submission is the final filing | No |
| 2019-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-11-01 | Plan is a collectively bargained plan | No |
| 2019-11-01 | Plan funding arrangement – Insurance | Yes |
| 2019-11-01 | Plan funding arrangement – Trust | Yes |
| 2019-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-11-01 | Plan benefit arrangement - Trust | Yes |
| 2018: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses |
|---|
| 2018-11-01 | Type of plan entity | Single employer plan |
| 2018-11-01 | Submission has been amended | No |
| 2018-11-01 | This submission is the final filing | No |
| 2018-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-11-01 | Plan is a collectively bargained plan | No |
| 2018-11-01 | Plan funding arrangement – Insurance | Yes |
| 2018-11-01 | Plan funding arrangement – Trust | Yes |
| 2018-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-11-01 | Plan benefit arrangement - Trust | Yes |
| 2017: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses |
|---|
| 2017-11-01 | Type of plan entity | Single employer plan |
| 2017-11-01 | Submission has been amended | No |
| 2017-11-01 | This submission is the final filing | No |
| 2017-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-11-01 | Plan is a collectively bargained plan | No |
| 2017-11-01 | Plan funding arrangement – Insurance | Yes |
| 2017-11-01 | Plan funding arrangement – Trust | Yes |
| 2017-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-11-01 | Plan benefit arrangement - Trust | Yes |
| 2016: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses |
|---|
| 2016-11-01 | Type of plan entity | Single employer plan |
| 2016-11-01 | Submission has been amended | No |
| 2016-11-01 | This submission is the final filing | No |
| 2016-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-11-01 | Plan is a collectively bargained plan | No |
| 2016-11-01 | Plan funding arrangement – Insurance | Yes |
| 2016-11-01 | Plan funding arrangement – Trust | Yes |
| 2016-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-11-01 | Plan benefit arrangement - Trust | Yes |
| 2015: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses |
|---|
| 2015-11-01 | Type of plan entity | Single employer plan |
| 2015-11-01 | Submission has been amended | No |
| 2015-11-01 | This submission is the final filing | No |
| 2015-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-11-01 | Plan is a collectively bargained plan | No |
| 2015-11-01 | Plan funding arrangement – Insurance | Yes |
| 2015-11-01 | Plan funding arrangement – Trust | Yes |
| 2015-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-11-01 | Plan benefit arrangement - Trust | Yes |
| 2014: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses |
|---|
| 2014-11-01 | Type of plan entity | Single employer plan |
| 2014-11-01 | Submission has been amended | No |
| 2014-11-01 | This submission is the final filing | No |
| 2014-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-11-01 | Plan is a collectively bargained plan | No |
| 2014-11-01 | Plan funding arrangement – Insurance | Yes |
| 2014-11-01 | Plan funding arrangement – Trust | Yes |
| 2014-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-11-01 | Plan benefit arrangement - Trust | Yes |
| 2013: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses |
|---|
| 2013-11-01 | Type of plan entity | Single employer plan |
| 2013-11-01 | Submission has been amended | No |
| 2013-11-01 | This submission is the final filing | No |
| 2013-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-11-01 | Plan is a collectively bargained plan | No |
| 2013-11-01 | Plan funding arrangement – Insurance | Yes |
| 2013-11-01 | Plan funding arrangement – Trust | Yes |
| 2013-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-11-01 | Plan benefit arrangement - Trust | Yes |
| 2012: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses |
|---|
| 2012-11-01 | Type of plan entity | Single employer plan |
| 2012-11-01 | Submission has been amended | No |
| 2012-11-01 | This submission is the final filing | No |
| 2012-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-11-01 | Plan is a collectively bargained plan | No |
| 2012-11-01 | Plan funding arrangement – Insurance | Yes |
| 2012-11-01 | Plan funding arrangement – Trust | Yes |
| 2012-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-11-01 | Plan benefit arrangement - Trust | Yes |
| 2011: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses |
|---|
| 2011-11-01 | Type of plan entity | Single employer plan |
| 2011-11-01 | Submission has been amended | No |
| 2011-11-01 | This submission is the final filing | No |
| 2011-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-11-01 | Plan is a collectively bargained plan | No |
| 2011-11-01 | Plan funding arrangement – Insurance | Yes |
| 2011-11-01 | Plan funding arrangement – Trust | Yes |
| 2011-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-11-01 | Plan benefit arrangement - Trust | Yes |
| 2010: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses |
|---|
| 2010-11-01 | Type of plan entity | Single employer plan |
| 2010-11-01 | Submission has been amended | No |
| 2010-11-01 | This submission is the final filing | No |
| 2010-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-11-01 | Plan is a collectively bargained plan | No |
| 2010-11-01 | Plan funding arrangement – Insurance | Yes |
| 2010-11-01 | Plan funding arrangement – Trust | Yes |
| 2010-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-11-01 | Plan benefit arrangement - Trust | Yes |
| 2009: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses |
|---|
| 2009-11-01 | Type of plan entity | Single employer plan |
| 2009-11-01 | Submission has been amended | No |
| 2009-11-01 | This submission is the final filing | No |
| 2009-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-11-01 | Plan is a collectively bargained plan | No |
| 2009-11-01 | Plan funding arrangement – Insurance | Yes |
| 2009-11-01 | Plan funding arrangement – Trust | Yes |
| 2009-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-11-01 | Plan benefit arrangement - Trust | Yes |
| 2008: RITA N. OGANWU, M.D., S.C. PROFIT SHARING PLAN AND TRUST 2008 form 5500 responses |
|---|
| 2008-11-01 | Type of plan entity | Single employer plan |
| 2008-11-01 | Submission has been amended | No |
| 2008-11-01 | This submission is the final filing | No |
| 2008-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2008-11-01 | Plan is a collectively bargained plan | No |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 114423 |
| Policy instance | 1 |
| Insurance contract or identification number | 114423 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2019-11-01 | | Insurance policy end date | 2020-10-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Additional information about fees paid to insurance broker | TO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPANTS | | Insurance broker organization code? | 3 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 114423 |
| Policy instance | 1 |
| Insurance contract or identification number | 114423 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2018-11-01 | | Insurance policy end date | 2019-10-31 | | Total amount of commissions paid to insurance broker | USD $41 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $41 | | Additional information about fees paid to insurance broker | TO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPANTS | | Insurance broker organization code? | 3 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 114423 |
| Policy instance | 1 |
| Insurance contract or identification number | 114423 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2017-11-01 | | Insurance policy end date | 2018-10-31 | | Total amount of commissions paid to insurance broker | USD $3,846 | | Total amount of fees paid to insurance company | USD $125 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 114423 |
| Policy instance | 1 |
| Insurance contract or identification number | 114423 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2014-11-01 | | Insurance policy end date | 2015-10-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $3,720 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Amount paid for insurance broker fees | 3720 | | Additional information about fees paid to insurance broker | TO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPANTS | | Insurance broker organization code? | 3 | | Insurance broker name | METLIFE SECURITIES INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 114423 |
| Policy instance | 2 |
| Insurance contract or identification number | 114423 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2014-07-28 | | Insurance policy end date | 2014-10-31 | | Total amount of commissions paid to insurance broker | USD $1,193 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Amount paid for insurance broker fees | 1193 | | Additional information about fees paid to insurance broker | TO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPANTS | | Insurance broker organization code? | 3 | | Insurance broker name | METLIFE SECURITIES INC. |
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| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 943240 |
| Policy instance | 1 |
| Insurance contract or identification number | 943240 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2013-11-01 | | Insurance policy end date | 2014-07-27 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $2,859 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Amount paid for insurance broker fees | 2859 | | Additional information about fees paid to insurance broker | TO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPA NTS | | Insurance broker organization code? | 3 | | Insurance broker name | METLIFE SECURITIES INC. |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 943240 |
| Policy instance | 1 |
| Insurance contract or identification number | 943240 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $3,364 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Amount paid for insurance broker fees | 3364 | | Insurance broker name | METLIFE SECURITIES INC. |
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| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 943240 |
| Policy instance | 1 |
| Insurance contract or identification number | 943240 | | Total amount of commissions paid to insurance broker | USD $2,948 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 943240 |
| Policy instance | 1 |
| Insurance contract or identification number | 943240 | | Total amount of commissions paid to insurance broker | USD $2,949 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes |
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