UBS US GROUP TRUST has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UBS GLOBAL (EX-U.S.) EQUITY COLLECTIVE FUND
| Measure | Date | Value |
|---|
| 2014 : UBS GLOBAL (EX-U.S.) EQUITY COLLECTIVE FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-03-25 | $-4,751,523 |
| Total unrealized appreciation/depreciation of assets | 2014-03-25 | $-4,751,523 |
| Total transfer of assets to this plan | 2014-03-25 | $310,607 |
| Total transfer of assets from this plan | 2014-03-25 | $54,857,358 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-25 | $39,600,677 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-25 | $430,624 |
| Total income from all sources (including contributions) | 2014-03-25 | $5,206,534 |
| Total loss/gain on sale of assets | 2014-03-25 | $9,552,113 |
| Total of all expenses incurred | 2014-03-25 | $52,580 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-25 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-25 | $0 |
| Value of total assets at end of year | 2014-03-25 | $39,600,677 |
| Value of total assets at beginning of year | 2014-03-25 | $49,823,421 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-25 | $52,580 |
| Total interest from all sources | 2014-03-25 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-03-25 | $707,961 |
| Administrative expenses professional fees incurred | 2014-03-25 | $26,403 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-03-25 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-03-25 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2014-03-25 | $241,222 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-03-25 | $101,969 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-03-25 | $39,095,783 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-03-25 | $508,305 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-03-25 | $39,600,677 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-03-25 | $430,624 |
| Other income not declared elsewhere | 2014-03-25 | $-302,436 |
| Administrative expenses (other) incurred | 2014-03-25 | $26,177 |
| Total non interest bearing cash at end of year | 2014-03-25 | $263,672 |
| Total non interest bearing cash at beginning of year | 2014-03-25 | $0 |
| Value of net income/loss | 2014-03-25 | $5,153,954 |
| Value of net assets at end of year (total assets less liabilities) | 2014-03-25 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-03-25 | $49,392,797 |
| Value of interest in common/collective trusts at end of year | 2014-03-25 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2014-03-25 | $391,850 |
| Net investment gain or loss from common/collective trusts | 2014-03-25 | $419 |
| Income. Dividends from common stock | 2014-03-25 | $707,961 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-03-25 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-03-25 | $48,821,297 |
| Aggregate proceeds on sale of assets | 2014-03-25 | $67,036,139 |
| Aggregate carrying amount (costs) on sale of assets | 2014-03-25 | $57,484,026 |
| 2013 : UBS GLOBAL (EX-U.S.) EQUITY COLLECTIVE FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-06-30 | $4,962,110 |
| Total unrealized appreciation/depreciation of assets | 2013-06-30 | $4,962,110 |
| Total transfer of assets to this plan | 2013-06-30 | $600,205 |
| Total transfer of assets from this plan | 2013-06-30 | $9,044,228 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $430,624 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $909,613 |
| Total income from all sources (including contributions) | 2013-06-30 | $9,594,341 |
| Total loss/gain on sale of assets | 2013-06-30 | $2,553,537 |
| Total of all expenses incurred | 2013-06-30 | $54,506 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $0 |
| Value of total assets at end of year | 2013-06-30 | $49,823,421 |
| Value of total assets at beginning of year | 2013-06-30 | $49,206,598 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $54,506 |
| Total interest from all sources | 2013-06-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-06-30 | $1,710,925 |
| Administrative expenses professional fees incurred | 2013-06-30 | $21,613 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-06-30 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-06-30 | $502,279 |
| Assets. Other investments not covered elsewhere at end of year | 2013-06-30 | $101,969 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-06-30 | $366,731 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-06-30 | $508,305 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-06-30 | $1,578,991 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-06-30 | $430,624 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-06-30 | $909,613 |
| Other income not declared elsewhere | 2013-06-30 | $367,483 |
| Administrative expenses (other) incurred | 2013-06-30 | $32,893 |
| Value of net income/loss | 2013-06-30 | $9,539,835 |
| Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $49,392,797 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $48,296,985 |
| Value of interest in common/collective trusts at end of year | 2013-06-30 | $391,850 |
| Value of interest in common/collective trusts at beginning of year | 2013-06-30 | $276,801 |
| Net investment gain or loss from common/collective trusts | 2013-06-30 | $286 |
| Income. Dividends from common stock | 2013-06-30 | $1,710,925 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-06-30 | $48,821,297 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-06-30 | $46,481,796 |
| Aggregate proceeds on sale of assets | 2013-06-30 | $15,290,512 |
| Aggregate carrying amount (costs) on sale of assets | 2013-06-30 | $12,736,975 |
| 2012 : UBS GLOBAL (EX-U.S.) EQUITY COLLECTIVE FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-06-30 | $-80,193,897 |
| Total unrealized appreciation/depreciation of assets | 2012-06-30 | $-80,193,897 |
| Total transfer of assets to this plan | 2012-06-30 | $53,472,516 |
| Total transfer of assets from this plan | 2012-06-30 | $743,321,776 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $909,613 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $40,074,232 |
| Total income from all sources (including contributions) | 2012-06-30 | $-39,146,817 |
| Total loss/gain on sale of assets | 2012-06-30 | $20,213,847 |
| Total of all expenses incurred | 2012-06-30 | $320,159 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $0 |
| Value of total assets at end of year | 2012-06-30 | $49,206,598 |
| Value of total assets at beginning of year | 2012-06-30 | $817,687,453 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $320,159 |
| Total interest from all sources | 2012-06-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-06-30 | $11,350,648 |
| Administrative expenses professional fees incurred | 2012-06-30 | $23,091 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-06-30 | $502,279 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-06-30 | $18,823,791 |
| Assets. Other investments not covered elsewhere at end of year | 2012-06-30 | $366,731 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-06-30 | $5,416,770 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-06-30 | $1,578,991 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-06-30 | $21,158,363 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-06-30 | $909,613 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-06-30 | $40,074,232 |
| Other income not declared elsewhere | 2012-06-30 | $9,477,145 |
| Administrative expenses (other) incurred | 2012-06-30 | $297,068 |
| Value of net income/loss | 2012-06-30 | $-39,466,976 |
| Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $48,296,985 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $777,613,221 |
| Value of interest in common/collective trusts at end of year | 2012-06-30 | $276,801 |
| Value of interest in common/collective trusts at beginning of year | 2012-06-30 | $22,913,863 |
| Net investment gain or loss from common/collective trusts | 2012-06-30 | $5,440 |
| Income. Dividends from preferred stock | 2012-06-30 | $14,379 |
| Income. Dividends from common stock | 2012-06-30 | $11,336,269 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-06-30 | $46,481,796 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-06-30 | $749,374,666 |
| Aggregate proceeds on sale of assets | 2012-06-30 | $922,474,626 |
| Aggregate carrying amount (costs) on sale of assets | 2012-06-30 | $902,260,779 |
| 2011 : UBS GLOBAL (EX-U.S.) EQUITY COLLECTIVE FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-06-30 | $126,692,000 |
| Total unrealized appreciation/depreciation of assets | 2011-06-30 | $126,692,000 |
| Total transfer of assets to this plan | 2011-06-30 | $11,244,260 |
| Total transfer of assets from this plan | 2011-06-30 | $25,684,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $40,074,232 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $46,353,662 |
| Total income from all sources (including contributions) | 2011-06-30 | $182,839,708 |
| Total loss/gain on sale of assets | 2011-06-30 | $30,264,868 |
| Total of all expenses incurred | 2011-06-30 | $459,230 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $0 |
| Value of total assets at end of year | 2011-06-30 | $817,687,453 |
| Value of total assets at beginning of year | 2011-06-30 | $656,026,145 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $459,230 |
| Total interest from all sources | 2011-06-30 | $4,292 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $25,653,652 |
| Administrative expenses professional fees incurred | 2011-06-30 | $18,201 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-06-30 | $18,823,791 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-06-30 | $9,307,164 |
| Assets. Other investments not covered elsewhere at end of year | 2011-06-30 | $5,416,770 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-06-30 | $6,176,303 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-06-30 | $21,158,363 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-06-30 | $52,369,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-06-30 | $40,074,232 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-06-30 | $46,353,662 |
| Administrative expenses (other) incurred | 2011-06-30 | $441,029 |
| Value of net income/loss | 2011-06-30 | $182,380,478 |
| Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $777,613,221 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $609,672,483 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-06-30 | $0 |
| Interest earned on other investments | 2011-06-30 | $4,292 |
| Value of interest in common/collective trusts at end of year | 2011-06-30 | $22,913,863 |
| Value of interest in common/collective trusts at beginning of year | 2011-06-30 | $4,960,132 |
| Net investment gain or loss from common/collective trusts | 2011-06-30 | $224,896 |
| Income. Dividends from preferred stock | 2011-06-30 | $224,776 |
| Income. Dividends from common stock | 2011-06-30 | $25,428,876 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-06-30 | $749,374,666 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-06-30 | $583,213,546 |
| Aggregate proceeds on sale of assets | 2011-06-30 | $387,792,425 |
| Aggregate carrying amount (costs) on sale of assets | 2011-06-30 | $357,527,557 |
| 2010 : UBS GLOBAL (EX-U.S.) EQUITY COLLECTIVE FUND 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-06-30 | $24,906,252 |
| Total unrealized appreciation/depreciation of assets | 2010-06-30 | $24,906,252 |
| Total transfer of assets to this plan | 2010-06-30 | $63,306,000 |
| Total transfer of assets from this plan | 2010-06-30 | $31,770,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-06-30 | $46,353,662 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-06-30 | $19,667,781 |
| Total income from all sources (including contributions) | 2010-06-30 | $43,887,645 |
| Total loss/gain on sale of assets | 2010-06-30 | $-647,248 |
| Total of all expenses incurred | 2010-06-30 | $391,524 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-06-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-06-30 | $0 |
| Value of total assets at end of year | 2010-06-30 | $656,026,145 |
| Value of total assets at beginning of year | 2010-06-30 | $554,308,143 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-06-30 | $391,524 |
| Total interest from all sources | 2010-06-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-06-30 | $17,842,172 |
| Administrative expenses professional fees incurred | 2010-06-30 | $21,200 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-06-30 | $9,307,164 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-06-30 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2010-06-30 | $6,176,303 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-06-30 | $5,469,068 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-06-30 | $52,369,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-06-30 | $21,228,778 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-06-30 | $46,353,662 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-06-30 | $19,667,781 |
| Administrative expenses (other) incurred | 2010-06-30 | $370,324 |
| Value of net income/loss | 2010-06-30 | $43,496,121 |
| Value of net assets at end of year (total assets less liabilities) | 2010-06-30 | $609,672,483 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-06-30 | $534,640,362 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-06-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-06-30 | $5,268,150 |
| Value of interest in common/collective trusts at end of year | 2010-06-30 | $4,960,132 |
| Value of interest in common/collective trusts at beginning of year | 2010-06-30 | $8,377,005 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-06-30 | $1,475,294 |
| Net investment gain or loss from common/collective trusts | 2010-06-30 | $311,175 |
| Income. Dividends from preferred stock | 2010-06-30 | $201,091 |
| Income. Dividends from common stock | 2010-06-30 | $17,641,081 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-06-30 | $583,213,546 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-06-30 | $513,965,142 |
| Aggregate proceeds on sale of assets | 2010-06-30 | $292,994,677 |
| Aggregate carrying amount (costs) on sale of assets | 2010-06-30 | $293,641,925 |
