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H2O PLUS 401(K) AND SAVINGS PLAN 401k Plan overview

Plan NameH2O PLUS 401(K) AND SAVINGS PLAN
Plan identification number 001

H2O PLUS 401(K) AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

H2O PLUS, LLC has sponsored the creation of one or more 401k plans.

Company Name:H2O PLUS, LLC
Employer identification number (EIN):363886276
NAIC Classification:446120
NAIC Description:Cosmetics, Beauty Supplies, and Perfume Stores

Additional information about H2O PLUS, LLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2007-12-06
Company Identification Number: 602784110
Legal Registered Office Address: 2525 BURLEY DR

EVERETT
United States of America (USA)
98209

More information about H2O PLUS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H2O PLUS 401(K) AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01SARJU PATEL SARJU PATEL2017-05-25
0012015-01-01SARJU PATEL SARJU PATEL2016-10-13
0012014-01-01LAURIE EISEMAN LAURIE EISEMAN2015-10-14
0012013-01-01LAURIE EISEMAN LAURIE EISEMAN2014-10-02
0012012-01-01LAURIE EISEMAN LAURIE EISEMAN2013-10-10
0012011-01-01DEREK J SETTER DEREK J SETTER2012-07-31
0012010-01-01BRYAN BUTLER BRYAN BUTLER2011-10-17
0012009-01-01SCOTT OATS

Plan Statistics for H2O PLUS 401(K) AND SAVINGS PLAN

401k plan membership statisitcs for H2O PLUS 401(K) AND SAVINGS PLAN

Measure Date Value
2016: H2O PLUS 401(K) AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01111
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: H2O PLUS 401(K) AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01143
Total number of active participants reported on line 7a of the Form 55002015-01-0136
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0165
Total of all active and inactive participants2015-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01101
Number of participants with account balances2015-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: H2O PLUS 401(K) AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01149
Total number of active participants reported on line 7a of the Form 55002014-01-0198
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0141
Total of all active and inactive participants2014-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01139
Number of participants with account balances2014-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: H2O PLUS 401(K) AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01155
Total number of active participants reported on line 7a of the Form 55002013-01-0196
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0146
Total of all active and inactive participants2013-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01142
Number of participants with account balances2013-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: H2O PLUS 401(K) AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01170
Total number of active participants reported on line 7a of the Form 55002012-01-01100
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0150
Total of all active and inactive participants2012-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01150
Number of participants with account balances2012-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: H2O PLUS 401(K) AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01166
Total number of active participants reported on line 7a of the Form 55002011-01-0197
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0164
Total of all active and inactive participants2011-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01161
Number of participants with account balances2011-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: H2O PLUS 401(K) AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01174
Total number of active participants reported on line 7a of the Form 55002010-01-0196
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0160
Total of all active and inactive participants2010-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01156
Number of participants with account balances2010-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: H2O PLUS 401(K) AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01180
Total number of active participants reported on line 7a of the Form 55002009-01-01112
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0159
Total of all active and inactive participants2009-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01171
Number of participants with account balances2009-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on H2O PLUS 401(K) AND SAVINGS PLAN

Measure Date Value
2016 : H2O PLUS 401(K) AND SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-05-02$0
Total transfer of assets from this plan2016-05-02$2,954,461
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-02$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-02$0
Total income from all sources (including contributions)2016-05-02$157,028
Total loss/gain on sale of assets2016-05-02$0
Total of all expenses incurred2016-05-02$1,495,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-02$1,475,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-02$155,769
Value of total assets at end of year2016-05-02$0
Value of total assets at beginning of year2016-05-02$4,293,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-02$20,678
Total interest from all sources2016-05-02$42
Total dividends received (eg from common stock, registered investment company shares)2016-05-02$8,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-02Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-05-02$0
Total dividends received from registered investment company shares (eg mutual funds)2016-05-02$8,066
Administrative expenses professional fees incurred2016-05-02$9,899
Was this plan covered by a fidelity bond2016-05-02Yes
Value of fidelity bond cover2016-05-02$500,000
If this is an individual account plan, was there a blackout period2016-05-02Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-02$0
Were there any nonexempt tranactions with any party-in-interest2016-05-02No
Contributions received from participants2016-05-02$106,668
Total non interest bearing cash at end of year2016-05-02$0
Total non interest bearing cash at beginning of year2016-05-02$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-02No
Value of net income/loss2016-05-02$-1,338,737
Value of net assets at end of year (total assets less liabilities)2016-05-02$0
Value of net assets at beginning of year (total assets less liabilities)2016-05-02$4,293,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-02No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-02No
Were any leases to which the plan was party in default or uncollectible2016-05-02No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-05-02$4,107,578
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-05-02$185,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-05-02$185,620
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-05-02$42
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-05-02$-6,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-02No
Was there a failure to transmit to the plan any participant contributions2016-05-02No
Has the plan failed to provide any benefit when due under the plan2016-05-02No
Contributions received in cash from employer2016-05-02$49,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-02$1,475,087
Contract administrator fees2016-05-02$10,779
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-05-02Yes
Did the plan have assets held for investment2016-05-02No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-02No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-02No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-02Yes
Opinion of an independent qualified public accountant for this plan2016-05-02Disclaimer
Accountancy firm name2016-05-02CROWE HORWATH LLP
Accountancy firm EIN2016-05-02350921680
2015 : H2O PLUS 401(K) AND SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$494,551
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,486,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,451,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$509,146
Value of total assets at end of year2015-12-31$4,293,198
Value of total assets at beginning of year2015-12-31$5,284,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$34,484
Total interest from all sources2015-12-31$23
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$47,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$47,346
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$347,902
Total non interest bearing cash at end of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-991,751
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,293,198
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,284,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$26,534
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,107,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,033,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$185,620
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$251,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$251,651
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-61,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$161,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,451,818
Contract administrator fees2015-12-31$7,950
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
2014 : H2O PLUS 401(K) AND SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$810,195
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,741,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,741,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$683,901
Value of total assets at end of year2014-12-31$5,284,949
Value of total assets at beginning of year2014-12-31$6,216,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$43
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$54,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$54,770
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$425,221
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$32,308
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$38,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-931,278
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,284,949
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,216,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,033,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,697,477
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$251,651
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$518,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$518,750
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$71,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$226,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,703,436
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : H2O PLUS 401(K) AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,774,374
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,006,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$965,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$584,689
Value of total assets at end of year2013-12-31$6,216,227
Value of total assets at beginning of year2013-12-31$5,448,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$41,019
Total interest from all sources2013-12-31$43
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$47,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$47,888
Administrative expenses professional fees incurred2013-12-31$10,824
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$366,425
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$43,277
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$767,952
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,216,227
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,448,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$30,195
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,697,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,040,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$518,750
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$407,353
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$407,353
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,141,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$174,987
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$965,403
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
2012 : H2O PLUS 401(K) AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,286,329
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$403,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$363,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$622,375
Value of total assets at end of year2012-12-31$5,448,275
Value of total assets at beginning of year2012-12-31$4,565,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$39,950
Total interest from all sources2012-12-31$43
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$68,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$68,035
Administrative expenses professional fees incurred2012-12-31$11,348
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$434,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$883,160
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,448,275
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,565,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$28,602
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,040,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,122,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$407,353
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$442,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$442,702
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$595,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$187,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$363,219
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH LLP
Accountancy firm EIN2012-12-31350921680
2011 : H2O PLUS 401(K) AND SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$423,171
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$223,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$185,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$603,664
Value of total assets at end of year2011-12-31$4,565,115
Value of total assets at beginning of year2011-12-31$4,365,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$38,012
Total interest from all sources2011-12-31$44
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$58,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$58,867
Administrative expenses professional fees incurred2011-12-31$11,856
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$379,528
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$46,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$200,041
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,565,115
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,365,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$26,156
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,122,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,927,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$442,702
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$437,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$437,994
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$44
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-239,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$177,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$185,118
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH LLP
Accountancy firm EIN2011-12-31350921680
2010 : H2O PLUS 401(K) AND SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,090,354
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$360,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$321,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$554,070
Value of total assets at end of year2010-12-31$4,365,074
Value of total assets at beginning of year2010-12-31$3,635,562
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$38,926
Total interest from all sources2010-12-31$12
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$50,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$50,009
Administrative expenses professional fees incurred2010-12-31$2,929
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$377,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$2,658
Value of net income/loss2010-12-31$729,512
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,365,074
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,635,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$24,108
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,927,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,173,326
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$437,994
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$462,236
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$462,236
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$486,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$173,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$321,916
Contract administrator fees2010-12-31$11,889
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH LLP
Accountancy firm EIN2010-12-31350921680
2009 : H2O PLUS 401(K) AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for H2O PLUS 401(K) AND SAVINGS PLAN

2016: H2O PLUS 401(K) AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: H2O PLUS 401(K) AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: H2O PLUS 401(K) AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: H2O PLUS 401(K) AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: H2O PLUS 401(K) AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: H2O PLUS 401(K) AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: H2O PLUS 401(K) AND SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: H2O PLUS 401(K) AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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