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TJM HOLDINGS, LLC 401(K) PLAN 401k Plan overview

Plan NameTJM HOLDINGS, LLC 401(K) PLAN
Plan identification number 001

TJM HOLDINGS, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TJM INSTITUTIONAL SERVICES LLC has sponsored the creation of one or more 401k plans.

Company Name:TJM INSTITUTIONAL SERVICES LLC
Employer identification number (EIN):364070870
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TJM HOLDINGS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01COLLEEN RISINGER
0012015-01-01COLLEEN RISINGER
0012014-01-01COLLEEN RISINGER
0012013-01-01COLLEEN RISINGER
0012012-01-01COLLEEN RISINGER
0012011-01-01COLLEEN RISINGER
0012010-01-01COLLEEN RISINGER
0012009-01-01COLLEEN RISINGER

Plan Statistics for TJM HOLDINGS, LLC 401(K) PLAN

401k plan membership statisitcs for TJM HOLDINGS, LLC 401(K) PLAN

Measure Date Value
2016: TJM HOLDINGS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01118
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: TJM HOLDINGS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01118
Total number of active participants reported on line 7a of the Form 55002015-01-01104
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0114
Total of all active and inactive participants2015-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01118
Number of participants with account balances2015-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: TJM HOLDINGS, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01120
Total number of active participants reported on line 7a of the Form 55002014-01-0197
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0118
Total of all active and inactive participants2014-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01115
Number of participants with account balances2014-01-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: TJM HOLDINGS, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0188
Total number of active participants reported on line 7a of the Form 55002013-01-01100
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0122
Total of all active and inactive participants2013-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01122
Number of participants with account balances2013-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: TJM HOLDINGS, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0199
Total number of active participants reported on line 7a of the Form 55002012-01-0167
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0191
Number of participants with account balances2012-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: TJM HOLDINGS, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01102
Total number of active participants reported on line 7a of the Form 55002011-01-0170
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0197
Number of participants with account balances2011-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: TJM HOLDINGS, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01100
Total number of active participants reported on line 7a of the Form 55002010-01-0158
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0126
Total of all active and inactive participants2010-01-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0184
Number of participants with account balances2010-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: TJM HOLDINGS, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01107
Total number of active participants reported on line 7a of the Form 55002009-01-0180
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0119
Total of all active and inactive participants2009-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0199
Number of participants with account balances2009-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on TJM HOLDINGS, LLC 401(K) PLAN

Measure Date Value
2016 : TJM HOLDINGS, LLC 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-04-30$0
Total income from all sources2016-04-30$17,086
Expenses. Total of all expenses incurred2016-04-30$3,967,421
Benefits paid (including direct rollovers)2016-04-30$3,964,947
Total plan assets at end of year2016-04-30$0
Total plan assets at beginning of year2016-04-30$3,950,335
Value of fidelity bond covering the plan2016-04-30$500,000
Total contributions received or receivable from participants2016-04-30$0
Expenses. Other expenses not covered elsewhere2016-04-30$0
Contributions received from other sources (not participants or employers)2016-04-30$0
Other income received2016-04-30$17,086
Noncash contributions received2016-04-30$0
Net income (gross income less expenses)2016-04-30$-3,950,335
Net plan assets at end of year (total assets less liabilities)2016-04-30$0
Net plan assets at beginning of year (total assets less liabilities)2016-04-30$3,950,335
Assets. Value of participant loans2016-04-30$0
Assets. Value of assets in partnership/joint-venture interests2016-04-30$0
Total contributions received or receivable from employer(s)2016-04-30$0
Value of certain deemed distributions of participant loans2016-04-30$0
Value of corrective distributions2016-04-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-04-30$2,474
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-30$0
2015 : TJM HOLDINGS, LLC 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total income from all sources2015-12-31$216,079
Expenses. Total of all expenses incurred2015-12-31$456,992
Benefits paid (including direct rollovers)2015-12-31$407,126
Total plan assets at end of year2015-12-31$3,950,335
Total plan assets at beginning of year2015-12-31$4,191,248
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$240,913
Contributions received from other sources (not participants or employers)2015-12-31$182
Noncash contributions received2015-12-31$-25,016
Net income (gross income less expenses)2015-12-31$-240,913
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,950,335
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,191,248
Assets. Value of participant loans2015-12-31$30,904
Assets. Value of assets in partnership/joint-venture interests2015-12-31$1,249,236
Value of certain deemed distributions of participant loans2015-12-31$47,850
Value of corrective distributions2015-12-31$2,016
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : TJM HOLDINGS, LLC 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$523,085
Expenses. Total of all expenses incurred2014-12-31$479,428
Benefits paid (including direct rollovers)2014-12-31$427,093
Total plan assets at end of year2014-12-31$4,191,248
Total plan assets at beginning of year2014-12-31$4,147,591
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$215,310
Expenses. Other expenses not covered elsewhere2014-12-31$47,745
Contributions received from other sources (not participants or employers)2014-12-31$10,450
Other income received2014-12-31$297,325
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$43,657
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,191,248
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,147,591
Assets. Value of participant loans2014-12-31$106,419
Assets. Value of assets in partnership/joint-venture interests2014-12-31$1,176,653
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$4,590
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : TJM HOLDINGS, LLC 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$229,895
Expenses. Total of all expenses incurred2013-12-31$634,733
Benefits paid (including direct rollovers)2013-12-31$586,127
Total plan assets at end of year2013-12-31$4,147,591
Total plan assets at beginning of year2013-12-31$4,552,429
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$168,446
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$61,449
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$-404,838
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,147,591
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,552,429
Assets. Value of participant loans2013-12-31$176,743
Assets. Value of assets in partnership/joint-venture interests2013-12-31$1,170,945
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$48,606
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : TJM HOLDINGS, LLC 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$508,315
Expenses. Total of all expenses incurred2012-12-31$332,235
Benefits paid (including direct rollovers)2012-12-31$302,043
Total plan assets at end of year2012-12-31$4,552,429
Total plan assets at beginning of year2012-12-31$4,376,349
Value of fidelity bond covering the plan2012-12-31$1,175,502
Total contributions received or receivable from participants2012-12-31$198,944
Expenses. Other expenses not covered elsewhere2012-12-31$30,192
Contributions received from other sources (not participants or employers)2012-12-31$59,872
Other income received2012-12-31$249,499
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$176,080
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,552,429
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,376,349
Assets. Value of participant loans2012-12-31$136,367
Assets. Value of assets in partnership/joint-venture interests2012-12-31$1,175,502
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : TJM HOLDINGS, LLC 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$52,363
Expenses. Total of all expenses incurred2011-12-31$154,772
Benefits paid (including direct rollovers)2011-12-31$132,711
Total plan assets at end of year2011-12-31$4,376,349
Total plan assets at beginning of year2011-12-31$4,478,758
Value of fidelity bond covering the plan2011-12-31$1,521,767
Total contributions received or receivable from participants2011-12-31$260,335
Contributions received from other sources (not participants or employers)2011-12-31$100,000
Other income received2011-12-31$-307,972
Net income (gross income less expenses)2011-12-31$-102,409
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,376,349
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$4,478,758
Assets. Value of participant loans2011-12-31$198,680
Assets. Value of assets in partnership/joint-venture interests2011-12-31$1,521,767
Total contributions received or receivable from employer(s)2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$22,061
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : TJM HOLDINGS, LLC 401(K) PLAN 2010 401k financial data
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$370,480
Expenses. Total of all expenses incurred2010-12-31$684,273
Benefits paid (including direct rollovers)2010-12-31$632,389
Total plan assets at end of year2010-12-31$4,478,758
Total plan assets at beginning of year2010-12-31$4,439,021
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$370,480
Contributions received from other sources (not participants or employers)2010-12-31$0
Net income (gross income less expenses)2010-12-31$-313,793
Net plan assets at end of year (total assets less liabilities)2010-12-31$4,478,758
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$4,439,021
Assets. Value of participant loans2010-12-31$142,944
Assets. Value of assets in partnership/joint-venture interests2010-12-31$1,637,516
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$20,749
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$31,135
2009 : TJM HOLDINGS, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TJM HOLDINGS, LLC 401(K) PLAN

2016: TJM HOLDINGS, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TJM HOLDINGS, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TJM HOLDINGS, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TJM HOLDINGS, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TJM HOLDINGS, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TJM HOLDINGS, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TJM HOLDINGS, LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TJM HOLDINGS, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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