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INCCRRA TSA PLAN 401k Plan overview

Plan NameINCCRRA TSA PLAN
Plan identification number 001

INCCRRA TSA PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ILLINOIS NETWORK OF CHILD CARE RESOURCES AND REFERRAL AGENCY has sponsored the creation of one or more 401k plans.

Company Name:ILLINOIS NETWORK OF CHILD CARE RESOURCES AND REFERRAL AGENCY
Employer identification number (EIN):364096312
NAIC Classification:624410
NAIC Description:Child Day Care Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INCCRRA TSA PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-07-01DEREK GIBB2024-01-24
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01
0012015-07-01
0012014-07-01DEREK GIBB
0012013-07-01DEREK GIBB
0012012-07-01DEREK GIBB
0012011-07-01ROBERT HITCHEN2012-10-22
0012010-07-01ROBERT HITCHEN2012-04-09

Plan Statistics for INCCRRA TSA PLAN

401k plan membership statisitcs for INCCRRA TSA PLAN

Measure Date Value
2022: INCCRRA TSA PLAN 2022 401k membership
Total participants, beginning-of-year2022-07-01143
Total number of active participants reported on line 7a of the Form 55002022-07-01231
Number of retired or separated participants receiving benefits2022-07-010
Number of other retired or separated participants entitled to future benefits2022-07-0125
Total of all active and inactive participants2022-07-01256
Total participants2022-07-01256
Number of participants with account balances2022-07-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-07-010
2017: INCCRRA TSA PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01100
Total number of active participants reported on line 7a of the Form 55002017-07-0163
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0128
Total of all active and inactive participants2017-07-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-0191
Number of participants with account balances2017-07-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: INCCRRA TSA PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01107
Total number of active participants reported on line 7a of the Form 55002016-07-0166
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0134
Total of all active and inactive participants2016-07-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01100
Number of participants with account balances2016-07-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: INCCRRA TSA PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01118
Total number of active participants reported on line 7a of the Form 55002015-07-0177
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0130
Total of all active and inactive participants2015-07-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01107
Number of participants with account balances2015-07-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: INCCRRA TSA PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01113
Total number of active participants reported on line 7a of the Form 55002014-07-0191
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0127
Total of all active and inactive participants2014-07-01118
Total participants2014-07-01118
Number of participants with account balances2014-07-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: INCCRRA TSA PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01133
Total number of active participants reported on line 7a of the Form 55002013-07-0182
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0131
Total of all active and inactive participants2013-07-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01113
Number of participants with account balances2013-07-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: INCCRRA TSA PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01126
Total number of active participants reported on line 7a of the Form 55002012-07-0173
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0160
Total of all active and inactive participants2012-07-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01133
Number of participants with account balances2012-07-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010

Financial Data on INCCRRA TSA PLAN

Measure Date Value
2023 : INCCRRA TSA PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total income from all sources (including contributions)2023-06-30$1,540,288
Total loss/gain on sale of assets2023-06-30$0
Total of all expenses incurred2023-06-30$223,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-06-30$220,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-06-30$1,022,885
Value of total assets at end of year2023-06-30$5,490,956
Value of total assets at beginning of year2023-06-30$4,173,944
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-06-30$3,105
Total interest from all sources2023-06-30$5,359
Total dividends received (eg from common stock, registered investment company shares)2023-06-30$364,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2023-06-30$364,292
Was this plan covered by a fidelity bond2023-06-30Yes
Value of fidelity bond cover2023-06-30$500,000
If this is an individual account plan, was there a blackout period2023-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2023-06-30No
Contributions received from participants2023-06-30$695,238
Participant contributions at end of year2023-06-30$104,641
Participant contributions at beginning of year2023-06-30$40,829
Income. Received or receivable in cash from other sources (including rollovers)2023-06-30$75,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Value of net income/loss2023-06-30$1,317,012
Value of net assets at end of year (total assets less liabilities)2023-06-30$5,490,956
Value of net assets at beginning of year (total assets less liabilities)2023-06-30$4,173,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-06-30No
Were any leases to which the plan was party in default or uncollectible2023-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-06-30$5,098,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-06-30$3,878,415
Value of interest in pooled separate accounts at end of year2023-06-30$161,268
Value of interest in pooled separate accounts at beginning of year2023-06-30$140,362
Interest on participant loans2023-06-30$5,359
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-06-30$126,613
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-06-30$114,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-06-30$147,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-06-30No
Was there a failure to transmit to the plan any participant contributions2023-06-30No
Has the plan failed to provide any benefit when due under the plan2023-06-30No
Contributions received in cash from employer2023-06-30$252,229
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-06-30$220,171
Contract administrator fees2023-06-30$3,105
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-06-30Yes
Did the plan have assets held for investment2023-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-06-30No
Opinion of an independent qualified public accountant for this plan2023-06-30Disclaimer
Accountancy firm name2023-06-30SIKICH LLP
Accountancy firm EIN2023-06-30363168081
2018 : INCCRRA TSA PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$700,502
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$623,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$609,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$433,991
Value of total assets at end of year2018-06-30$3,387,770
Value of total assets at beginning of year2018-06-30$3,310,614
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$13,710
Total interest from all sources2018-06-30$2,976
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$221,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$221,627
Administrative expenses professional fees incurred2018-06-30$13,710
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$350,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$232,973
Participant contributions at end of year2018-06-30$67,904
Participant contributions at beginning of year2018-06-30$31,462
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$63,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$77,156
Value of net assets at end of year (total assets less liabilities)2018-06-30$3,387,770
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$3,310,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$2,753,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$2,749,412
Value of interest in pooled separate accounts at end of year2018-06-30$125,772
Value of interest in pooled separate accounts at beginning of year2018-06-30$167,832
Interest on participant loans2018-06-30$2,976
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$440,825
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$361,908
Net investment gain/loss from pooled separate accounts2018-06-30$41,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$137,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$609,636
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30SIKICH LLP
Accountancy firm EIN2018-06-30363168081
2017 : INCCRRA TSA PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$737,523
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$152,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$139,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$384,275
Value of total assets at end of year2017-06-30$3,310,614
Value of total assets at beginning of year2017-06-30$2,725,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$12,709
Total interest from all sources2017-06-30$1,106
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$104,610
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$104,610
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$300,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$227,532
Participant contributions at end of year2017-06-30$31,462
Participant contributions at beginning of year2017-06-30$22,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$585,446
Value of net assets at end of year (total assets less liabilities)2017-06-30$3,310,614
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$2,725,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Investment advisory and management fees2017-06-30$12,709
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$2,749,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$2,439,625
Value of interest in pooled separate accounts at end of year2017-06-30$167,832
Value of interest in pooled separate accounts at beginning of year2017-06-30$149,833
Interest on participant loans2017-06-30$1,106
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$361,908
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$113,581
Net investment gain/loss from pooled separate accounts2017-06-30$247,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$156,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$139,368
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30SIKICH LLP
Accountancy firm EIN2017-06-30363168081
2016 : INCCRRA TSA PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$405,317
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$498,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$486,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$422,587
Value of total assets at end of year2016-06-30$2,725,168
Value of total assets at beginning of year2016-06-30$2,817,926
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$11,621
Total interest from all sources2016-06-30$588
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$147,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$147,190
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$300,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$250,819
Participant contributions at end of year2016-06-30$22,129
Participant contributions at beginning of year2016-06-30$14,448
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$3,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-92,758
Value of net assets at end of year (total assets less liabilities)2016-06-30$2,725,168
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$2,817,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Investment advisory and management fees2016-06-30$11,621
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$2,439,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$2,457,415
Value of interest in pooled separate accounts at end of year2016-06-30$149,833
Value of interest in pooled separate accounts at beginning of year2016-06-30$215,911
Interest on participant loans2016-06-30$588
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$113,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$130,152
Net investment gain/loss from pooled separate accounts2016-06-30$-165,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$167,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$486,454
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30SIKICH LLP
Accountancy firm EIN2016-06-30363168081
2015 : INCCRRA TSA PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$591,462
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$185,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$181,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$512,055
Value of total assets at end of year2015-06-30$2,817,926
Value of total assets at beginning of year2015-06-30$2,411,748
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$3,844
Total interest from all sources2015-06-30$728
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$45,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$45,385
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$300,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$212,569
Participant contributions at end of year2015-06-30$14,448
Participant contributions at beginning of year2015-06-30$17,891
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$172,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$406,178
Value of net assets at end of year (total assets less liabilities)2015-06-30$2,817,926
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$2,411,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Investment advisory and management fees2015-06-30$3,844
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$2,457,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$1,962,879
Value of interest in pooled separate accounts at end of year2015-06-30$215,911
Value of interest in pooled separate accounts at beginning of year2015-06-30$351,126
Interest on participant loans2015-06-30$728
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$130,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$79,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$24,641
Net investment gain/loss from pooled separate accounts2015-06-30$8,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$126,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$181,440
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30No
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30SIKICH LLP
Accountancy firm EIN2015-06-30363168081
2014 : INCCRRA TSA PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$654,472
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$260,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$256,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$288,258
Value of total assets at end of year2014-06-30$2,411,748
Value of total assets at beginning of year2014-06-30$2,018,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$4,520
Total interest from all sources2014-06-30$753
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$2,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$2,343
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$160,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$166,325
Participant contributions at end of year2014-06-30$17,891
Participant contributions at beginning of year2014-06-30$3,601
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$21,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$393,578
Value of net assets at end of year (total assets less liabilities)2014-06-30$2,411,748
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$2,018,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Investment advisory and management fees2014-06-30$4,520
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$1,962,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$1,596,198
Value of interest in pooled separate accounts at end of year2014-06-30$351,126
Value of interest in pooled separate accounts at beginning of year2014-06-30$338,356
Interest on participant loans2014-06-30$753
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$79,852
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$80,015
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$301,871
Net investment gain/loss from pooled separate accounts2014-06-30$61,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30Yes
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$100,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$256,374
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30No
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30SIKICH LLP
Accountancy firm EIN2014-06-30363168081
2013 : INCCRRA TSA PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$476,120
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$52,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$51,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$266,774
Value of total assets at end of year2013-06-30$2,018,170
Value of total assets at beginning of year2013-06-30$1,594,759
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$1,221
Total interest from all sources2013-06-30$306
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$2,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$2,328
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$50,000
If this is an individual account plan, was there a blackout period2013-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$158,053
Participant contributions at end of year2013-06-30$3,601
Participant contributions at beginning of year2013-06-30$11,705
Participant contributions at end of year2013-06-30$0
Participant contributions at beginning of year2013-06-30$17,689
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$18,067
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$423,411
Value of net assets at end of year (total assets less liabilities)2013-06-30$2,018,170
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$1,594,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Investment advisory and management fees2013-06-30$1,221
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$1,596,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$1,180,307
Value of interest in pooled separate accounts at end of year2013-06-30$338,356
Value of interest in pooled separate accounts at beginning of year2013-06-30$296,715
Interest on participant loans2013-06-30$306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$80,015
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$77,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$206,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30Yes
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$90,654
Employer contributions (assets) at end of year2013-06-30$0
Employer contributions (assets) at beginning of year2013-06-30$10,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$51,488
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30Yes
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30No
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30SIKICH LLP
Accountancy firm EIN2013-06-30363168081

Form 5500 Responses for INCCRRA TSA PLAN

2022: INCCRRA TSA PLAN 2022 form 5500 responses
2022-07-01Type of plan entitySingle employer plan
2022-07-01Submission has been amendedNo
2022-07-01This submission is the final filingNo
2022-07-01This return/report is a short plan year return/report (less than 12 months)No
2022-07-01Plan is a collectively bargained planNo
2022-07-01Plan funding arrangement – InsuranceYes
2022-07-01Plan funding arrangement – TrustYes
2022-07-01Plan benefit arrangement – InsuranceYes
2022-07-01Plan benefit arrangement - TrustYes
2017: INCCRRA TSA PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: INCCRRA TSA PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: INCCRRA TSA PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: INCCRRA TSA PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: INCCRRA TSA PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: INCCRRA TSA PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number782103
Policy instance 2
Insurance contract or identification number782103
Number of Individuals Covered11
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number767650-01
Policy instance 1
Insurance contract or identification number767650-01
Number of Individuals Covered21
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberTS061734
Policy instance 2
Insurance contract or identification numberTS061734
Number of Individuals Covered79
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number782103
Policy instance 1
Insurance contract or identification number782103
Number of Individuals Covered12
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberTS061734
Policy instance 2
Insurance contract or identification numberTS061734
Number of Individuals Covered87
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number782103
Policy instance 1
Insurance contract or identification number782103
Number of Individuals Covered14
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberTS061734
Policy instance 2
Insurance contract or identification numberTS061734
Number of Individuals Covered84
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number782103
Policy instance 1
Insurance contract or identification number782103
Number of Individuals Covered19
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number782103
Policy instance 1
Insurance contract or identification number782103
Number of Individuals Covered26
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number782103
Policy instance 1
Insurance contract or identification number782103
Number of Individuals Covered31
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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