401k Plan data: PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST plan

PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST 401k Plan overview

Plan Name	PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST
Plan identification number	002

PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PATHFINDER ADVISORY, INC. has sponsored the creation of one or more 401k plans.

Company Name: PATHFINDER ADVISORY, INC.

Employer identification number (EIN): 364111289

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2007-01-01 PHILIP A. GUSKE
002 2007-01-01 STEPHEN BROOKS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2007-01-01	PHILIP A. GUSKE
002	2007-01-01	STEPHEN BROOKS

Plan Statistics for PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST

401k plan membership statisitcs for PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST

Measure Date Value
2007: PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST 2007 401k membership
Total participants, beginning-of-year 2007-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 5
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 0
Total of all active and inactive participants 2007-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 0

Measure	Date	Value
2007: PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST 2007 401k membership
Total participants, beginning-of-year	2007-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	5
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	0
Total of all active and inactive participants	2007-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	0

Form 5500 Responses for PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST

2007: PATHFINDER ADVISORY, INC. DEFINED BENEFIT PLAN AND TRUST 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PATHFINDER ADVISORY, INC.
Employer identification number (EIN):	364111289
NAIC Classification:	523900