LOOP CAPITAL MARKETS LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST
| Measure | Date | Value |
|---|
| 2023 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $13,139,095 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $4,295,616 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $4,195,979 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $326 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $6,945,484 |
| Value of total assets at end of year | 2023-12-31 | $42,380,160 |
| Value of total assets at beginning of year | 2023-12-31 | $33,536,681 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $99,311 |
| Total interest from all sources | 2023-12-31 | $51,936 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,231,796 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,231,796 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $3,927,302 |
| Participant contributions at end of year | 2023-12-31 | $589,320 |
| Participant contributions at beginning of year | 2023-12-31 | $449,599 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $1,814,146 |
| Other income not declared elsewhere | 2023-12-31 | $88 |
| Administrative expenses (other) incurred | 2023-12-31 | $800 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $8,843,479 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $42,380,160 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $33,536,681 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $5,087 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $40,010,006 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $31,271,551 |
| Interest on participant loans | 2023-12-31 | $28,929 |
| Interest earned on other investments | 2023-12-31 | $23,007 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $18,031 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $15,408 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $15,408 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $1,651,903 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $1,702,184 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $4,909,791 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,204,036 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $4,195,979 |
| Asset. Corporate debt instrument debt (other) at end of year | 2023-12-31 | $110,900 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-12-31 | $97,939 |
| Contract administrator fees | 2023-12-31 | $93,424 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2023-12-31 | 132781641 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $13,139,095 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $4,295,616 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $4,195,979 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $326 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $6,945,484 |
| Value of total assets at end of year | 2023-01-01 | $42,380,160 |
| Value of total assets at beginning of year | 2023-01-01 | $33,536,681 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $99,311 |
| Total interest from all sources | 2023-01-01 | $51,936 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $1,231,796 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $1,231,796 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $3,927,302 |
| Participant contributions at end of year | 2023-01-01 | $589,320 |
| Participant contributions at beginning of year | 2023-01-01 | $449,599 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $1,814,146 |
| Other income not declared elsewhere | 2023-01-01 | $88 |
| Administrative expenses (other) incurred | 2023-01-01 | $800 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $8,843,479 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $42,380,160 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $33,536,681 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $5,087 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $40,010,006 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $31,271,551 |
| Interest on participant loans | 2023-01-01 | $28,929 |
| Interest earned on other investments | 2023-01-01 | $23,007 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $18,031 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $1,651,903 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $1,702,184 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $4,909,791 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,204,036 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $4,195,979 |
| Asset. Corporate debt instrument debt (other) at end of year | 2023-01-01 | $110,900 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-01-01 | $97,939 |
| Contract administrator fees | 2023-01-01 | $93,424 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | MITCHELL & TITUS |
| Accountancy firm EIN | 2023-01-01 | 132781641 |
| 2022 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $103,101 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-1,200,978 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $2,273,889 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,180,070 |
| Value of total corrective distributions | 2022-12-31 | $1,136 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $5,329,743 |
| Value of total assets at end of year | 2022-12-31 | $33,536,681 |
| Value of total assets at beginning of year | 2022-12-31 | $36,908,447 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $92,683 |
| Total interest from all sources | 2022-12-31 | $38,776 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,125,467 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,125,467 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $3,354,260 |
| Participant contributions at end of year | 2022-12-31 | $449,599 |
| Participant contributions at beginning of year | 2022-12-31 | $295,822 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,084,246 |
| Other income not declared elsewhere | 2022-12-31 | $-462 |
| Administrative expenses (other) incurred | 2022-12-31 | $92,683 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-3,474,867 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $33,536,681 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $36,908,447 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $31,271,551 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $34,911,961 |
| Interest on participant loans | 2022-12-31 | $18,804 |
| Interest earned on other investments | 2022-12-31 | $19,972 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $15,408 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $13,324 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $13,324 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $1,702,184 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $1,574,193 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-7,694,502 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $891,237 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,180,070 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $97,939 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $113,147 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
| Accountancy firm name | 2022-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2022-12-31 | 132781641 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets to this plan | 2022-01-01 | $103,101 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-1,200,978 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $2,273,889 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $2,180,070 |
| Value of total corrective distributions | 2022-01-01 | $1,136 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $5,329,743 |
| Value of total assets at end of year | 2022-01-01 | $33,536,681 |
| Value of total assets at beginning of year | 2022-01-01 | $36,908,447 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $92,683 |
| Total interest from all sources | 2022-01-01 | $38,776 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $1,125,467 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $1,125,467 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $3,354,260 |
| Participant contributions at end of year | 2022-01-01 | $449,599 |
| Participant contributions at beginning of year | 2022-01-01 | $295,822 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,084,246 |
| Other income not declared elsewhere | 2022-01-01 | $-462 |
| Administrative expenses (other) incurred | 2022-01-01 | $92,683 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-3,474,867 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $33,536,681 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $36,908,447 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $31,271,551 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $34,911,961 |
| Interest on participant loans | 2022-01-01 | $18,804 |
| Interest earned on other investments | 2022-01-01 | $19,972 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $15,408 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $1,702,184 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $1,574,193 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-7,694,502 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $891,237 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $2,180,070 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-01-01 | $97,939 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-01-01 | $113,147 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 3 |
| Accountancy firm name | 2022-01-01 | MITCHELL & TITUS |
| Accountancy firm EIN | 2022-01-01 | 132781641 |
| 2021 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $8,032,426 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $1,644,480 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,557,960 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,075,814 |
| Value of total assets at end of year | 2021-12-31 | $36,908,447 |
| Value of total assets at beginning of year | 2021-12-31 | $30,520,501 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $86,520 |
| Total interest from all sources | 2021-12-31 | $33,458 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,362,464 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,362,464 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,383,986 |
| Participant contributions at end of year | 2021-12-31 | $295,822 |
| Participant contributions at beginning of year | 2021-12-31 | $322,552 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $326,155 |
| Other income not declared elsewhere | 2021-12-31 | $32,153 |
| Administrative expenses (other) incurred | 2021-12-31 | $86,520 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $6,387,946 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $36,908,447 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $30,520,501 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $34,911,961 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $28,219,384 |
| Interest on participant loans | 2021-12-31 | $14,666 |
| Interest earned on other investments | 2021-12-31 | $18,792 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $13,324 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $11,930 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $11,930 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $1,574,193 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $1,884,137 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,528,537 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $365,673 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,557,960 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $113,147 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $82,498 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2021-12-31 | 132781641 |
| 2020 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $6,334,364 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $1,205,919 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,134,516 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,510,597 |
| Value of total assets at end of year | 2020-12-31 | $30,520,501 |
| Value of total assets at beginning of year | 2020-12-31 | $25,392,056 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $71,403 |
| Total interest from all sources | 2020-12-31 | $38,095 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $902,698 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $902,698 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,039,830 |
| Participant contributions at end of year | 2020-12-31 | $322,552 |
| Participant contributions at beginning of year | 2020-12-31 | $384,474 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $130,287 |
| Other income not declared elsewhere | 2020-12-31 | $16,321 |
| Administrative expenses (other) incurred | 2020-12-31 | $71,403 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $5,128,445 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $30,520,501 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $25,392,056 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $28,219,384 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $23,883,941 |
| Interest on participant loans | 2020-12-31 | $22,378 |
| Interest earned on other investments | 2020-12-31 | $15,717 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $11,930 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $10,973 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $10,973 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $1,884,137 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $1,045,010 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,866,653 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $340,480 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,134,516 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $82,498 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $67,658 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2020-12-31 | 132781641 |
| 2019 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $6,979,996 |
| Total income from all sources (including contributions) | 2019-12-31 | $6,979,996 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $2,971,779 |
| Total of all expenses incurred | 2019-12-31 | $2,971,779 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,927,864 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,927,864 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,153,756 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,153,756 |
| Value of total assets at end of year | 2019-12-31 | $25,392,056 |
| Value of total assets at end of year | 2019-12-31 | $25,392,056 |
| Value of total assets at beginning of year | 2019-12-31 | $21,383,839 |
| Value of total assets at beginning of year | 2019-12-31 | $21,383,839 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $43,915 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $43,915 |
| Total interest from all sources | 2019-12-31 | $31,906 |
| Total interest from all sources | 2019-12-31 | $31,906 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $848,394 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $848,394 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $848,394 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $848,394 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
| Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,874,127 |
| Contributions received from participants | 2019-12-31 | $1,874,127 |
| Participant contributions at end of year | 2019-12-31 | $384,474 |
| Participant contributions at end of year | 2019-12-31 | $384,474 |
| Participant contributions at beginning of year | 2019-12-31 | $326,785 |
| Participant contributions at beginning of year | 2019-12-31 | $326,785 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $279,629 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $279,629 |
| Other income not declared elsewhere | 2019-12-31 | $19,453 |
| Other income not declared elsewhere | 2019-12-31 | $19,453 |
| Administrative expenses (other) incurred | 2019-12-31 | $43,915 |
| Administrative expenses (other) incurred | 2019-12-31 | $43,915 |
| Total non interest bearing cash at end of year | 2019-12-31 | $0 |
| Total non interest bearing cash at end of year | 2019-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $130 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $130 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $4,008,217 |
| Value of net income/loss | 2019-12-31 | $4,008,217 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $25,392,056 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $25,392,056 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $21,383,839 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $21,383,839 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $23,883,941 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $23,883,941 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $19,836,267 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $19,836,267 |
| Interest on participant loans | 2019-12-31 | $21,775 |
| Interest on participant loans | 2019-12-31 | $21,775 |
| Interest earned on other investments | 2019-12-31 | $10,131 |
| Interest earned on other investments | 2019-12-31 | $10,131 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $10,973 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $10,973 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $9,973 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $9,973 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $9,973 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $9,973 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $1,045,010 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $1,045,010 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $1,161,436 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $1,161,436 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,926,487 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,926,487 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $0 |
| Contributions received in cash from employer | 2019-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,927,864 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,927,864 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $67,658 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $67,658 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $49,248 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $49,248 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2019-12-31 | 132781641 |
| Accountancy firm EIN | 2019-12-31 | 132781641 |
| 2018 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $1,323,809 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $1,225,637 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,188,345 |
| Value of total corrective distributions | 2018-12-31 | $8,248 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,783,878 |
| Value of total assets at end of year | 2018-12-31 | $21,383,839 |
| Value of total assets at beginning of year | 2018-12-31 | $21,285,667 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $29,044 |
| Total interest from all sources | 2018-12-31 | $20,835 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,930,494 |
| Participant contributions at end of year | 2018-12-31 | $326,785 |
| Participant contributions at beginning of year | 2018-12-31 | $353,062 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $853,384 |
| Other income not declared elsewhere | 2018-12-31 | $6,096 |
| Total non interest bearing cash at end of year | 2018-12-31 | $130 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $128 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $98,172 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $21,383,839 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $21,285,667 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $20,910 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $19,836,267 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $19,531,722 |
| Interest on participant loans | 2018-12-31 | $20,835 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $9,973 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $9,143 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $9,143 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $1,161,436 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $1,327,475 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $8,650 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-1,495,650 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,188,345 |
| Contract administrator fees | 2018-12-31 | $8,134 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $49,248 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $64,137 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2018-12-31 | 132781641 |
| 2017 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $4,895,844 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $544,473 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $529,382 |
| Value of total corrective distributions | 2017-12-31 | $292 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,932,913 |
| Value of total assets at end of year | 2017-12-31 | $21,285,667 |
| Value of total assets at beginning of year | 2017-12-31 | $16,934,296 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $14,799 |
| Total interest from all sources | 2017-12-31 | $109,988 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,106 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,106 |
| Administrative expenses professional fees incurred | 2017-12-31 | $14,799 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,929,213 |
| Participant contributions at end of year | 2017-12-31 | $353,062 |
| Participant contributions at beginning of year | 2017-12-31 | $264,814 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $3,700 |
| Other income not declared elsewhere | 2017-12-31 | $14,340 |
| Total non interest bearing cash at end of year | 2017-12-31 | $128 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $127 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $4,351,371 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $21,285,667 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $16,934,296 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $19,531,722 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $15,316,622 |
| Interest on participant loans | 2017-12-31 | $18,228 |
| Interest earned on other investments | 2017-12-31 | $91,760 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $9,143 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $8,530 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $8,530 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $1,327,475 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $1,289,207 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $8,648 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $2,828,849 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $529,382 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $64,137 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $54,996 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2017-12-31 | 132781641 |
| 2016 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,588,833 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $920,476 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $913,220 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,227,354 |
| Value of total assets at end of year | 2016-12-31 | $16,934,296 |
| Value of total assets at beginning of year | 2016-12-31 | $14,265,939 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $7,256 |
| Total interest from all sources | 2016-12-31 | $31,673 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $894 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $894 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,798,327 |
| Participant contributions at end of year | 2016-12-31 | $264,814 |
| Participant contributions at beginning of year | 2016-12-31 | $265,340 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $429,027 |
| Total non interest bearing cash at end of year | 2016-12-31 | $127 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $127 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $2,668,357 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $16,934,296 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $14,265,939 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $15,316,622 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $12,822,612 |
| Interest on participant loans | 2016-12-31 | $18,178 |
| Interest earned on other investments | 2016-12-31 | $13,495 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $8,530 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $8,067 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $8,067 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $1,289,207 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $1,129,057 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $13,829 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $1,315,083 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $913,220 |
| Contract administrator fees | 2016-12-31 | $7,256 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $54,996 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $40,736 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2016-12-31 | 132781641 |
| 2015 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,362,312 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $812,199 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $776,354 |
| Value of total corrective distributions | 2015-12-31 | $30,762 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,608,054 |
| Value of total assets at end of year | 2015-12-31 | $14,265,939 |
| Value of total assets at beginning of year | 2015-12-31 | $13,715,826 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $5,083 |
| Total interest from all sources | 2015-12-31 | $34,501 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,608,054 |
| Participant contributions at end of year | 2015-12-31 | $265,340 |
| Participant contributions at beginning of year | 2015-12-31 | $351,209 |
| Total non interest bearing cash at end of year | 2015-12-31 | $127 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $127 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $550,113 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $14,265,939 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $13,715,826 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $5,083 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $12,822,612 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $12,273,297 |
| Interest on participant loans | 2015-12-31 | $20,595 |
| Interest earned on other investments | 2015-12-31 | $13,149 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $8,067 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $7,703 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $7,703 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $757 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $1,129,057 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $1,034,219 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-8,928 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-271,315 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $776,354 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $40,736 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $49,271 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2015-12-31 | 132781641 |
| 2014 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,535,093 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,263,904 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,124,972 |
| Value of total corrective distributions | 2014-12-31 | $132,127 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,682,721 |
| Value of total assets at end of year | 2014-12-31 | $13,715,826 |
| Value of total assets at beginning of year | 2014-12-31 | $12,444,637 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $6,805 |
| Total interest from all sources | 2014-12-31 | $28,629 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $5,332 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,545,839 |
| Participant contributions at end of year | 2014-12-31 | $351,209 |
| Participant contributions at beginning of year | 2014-12-31 | $230,372 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $136,882 |
| Administrative expenses (other) incurred | 2014-12-31 | $1,473 |
| Total non interest bearing cash at end of year | 2014-12-31 | $127 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,271,189 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $13,715,826 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $12,444,637 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $12,273,297 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $11,130,376 |
| Interest on participant loans | 2014-12-31 | $15,781 |
| Interest earned on other investments | 2014-12-31 | $12,287 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $7,703 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $7,471 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $7,471 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $561 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $1,034,219 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,035,813 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $8,336 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $815,407 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,124,972 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $49,271 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $40,605 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2014-12-31 | 132781641 |
| 2013 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $3,587,029 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $832,269 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $724,883 |
| Value of total corrective distributions | 2013-12-31 | $102,714 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,526,483 |
| Value of total assets at end of year | 2013-12-31 | $12,444,637 |
| Value of total assets at beginning of year | 2013-12-31 | $9,689,877 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $4,672 |
| Total interest from all sources | 2013-12-31 | $13,036 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $394 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $394 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,479,721 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $46,762 |
| Assets. Loans (other than to participants) at end of year | 2013-12-31 | $230,372 |
| Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $235,537 |
| Other income not declared elsewhere | 2013-12-31 | $14,689 |
| Administrative expenses (other) incurred | 2013-12-31 | $146 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,754,760 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $12,444,637 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $9,689,877 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $4,526 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $11,130,376 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $8,279,296 |
| Interest on participant loans | 2013-12-31 | $13,036 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $7,471 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $7,339 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $7,339 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,035,813 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,141,580 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,032,427 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $724,883 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $40,605 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $26,125 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2013-12-31 | 132781641 |
| 2012 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $7,695 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $7,695 |
| Total income from all sources (including contributions) | 2012-12-31 | $2,397,543 |
| Total loss/gain on sale of assets | 2012-12-31 | $698,191 |
| Total of all expenses incurred | 2012-12-31 | $613,045 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $602,388 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,357,665 |
| Value of total assets at end of year | 2012-12-31 | $9,689,877 |
| Value of total assets at beginning of year | 2012-12-31 | $7,905,379 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $10,657 |
| Total interest from all sources | 2012-12-31 | $11,268 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $271 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,338,704 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $18,961 |
| Assets. Loans (other than to participants) at end of year | 2012-12-31 | $235,537 |
| Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $145,586 |
| Other income not declared elsewhere | 2012-12-31 | $12,465 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,784,498 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $9,689,877 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,905,379 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $8,279,296 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $7,734,296 |
| Interest on participant loans | 2012-12-31 | $11,267 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $7,339 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $7,206 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $7,206 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $1 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,141,580 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $309,988 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Income. Dividends from common stock | 2012-12-31 | $271 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $602,388 |
| Contract administrator fees | 2012-12-31 | $10,657 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $26,125 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $18,291 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $698,191 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MITCHELL & TITUS |
| Accountancy firm EIN | 2012-12-31 | 132781641 |
| 2011 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2011 401k financial data |
|---|
| Total plan liabilities at end of year | 2011-12-31 | $0 |
| Total plan liabilities at beginning of year | 2011-12-31 | $0 |
| Total income from all sources | 2011-12-31 | $948,423 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $187,481 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $186,681 |
| Total plan assets at end of year | 2011-12-31 | $7,879,881 |
| Total plan assets at beginning of year | 2011-12-31 | $7,118,939 |
| Value of fidelity bond covering the plan | 2011-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $1,230,863 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $800 |
| Other income received | 2011-12-31 | $-282,440 |
| Net income (gross income less expenses) | 2011-12-31 | $760,942 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $7,879,881 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,118,939 |
| Assets. Value of participant loans | 2011-12-31 | $145,586 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2010 401k financial data |
|---|
| Total plan liabilities at end of year | 2010-12-31 | $0 |
| Total income from all sources | 2010-12-31 | $2,114,737 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $180,523 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $179,823 |
| Total plan assets at end of year | 2010-12-31 | $7,118,939 |
| Total plan assets at beginning of year | 2010-12-31 | $5,184,725 |
| Value of fidelity bond covering the plan | 2010-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $1,079,697 |
| Expenses. Other expenses not covered elsewhere | 2010-12-31 | $700 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $192,028 |
| Other income received | 2010-12-31 | $843,012 |
| Net income (gross income less expenses) | 2010-12-31 | $1,934,214 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $7,118,939 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,184,725 |
| Assets. Value of participant loans | 2010-12-31 | $71,322 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
