401k Plan data: LIME ENERGY CO. 401(K) PLAN plan

LIME ENERGY CO. 401(K) PLAN 401k Plan overview

Plan Name	LIME ENERGY CO. 401(K) PLAN
Plan identification number	001

LIME ENERGY CO. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

LIME ENERGY CO. has sponsored the creation of one or more 401k plans.

Company Name: LIME ENERGY CO.

Employer identification number (EIN): 364197337

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LIME ENERGY CO. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01
001 2017-01-01 ROBERTA RETTIG
001 2016-01-01 ROBERTA RETTIG
001 2015-01-01 ROBERTA RETTIG
001 2014-01-01 MARY COLLEEN BRENNAN
001 2013-01-01 MARY COLLEEN BRENNAN
001 2012-01-01 JEFFREY MISTARZ 2013-05-06
001 2011-01-01 JEFFREY MISTARZ 2012-07-25
001 2010-01-01 JEFFREY MISTARZ 2011-06-10 JEFFREY MISTARZ 2011-06-10
001 2009-01-01 JEFFREY MISTARZ
001 2009-01-01 JEFFREY MISTARZ 2010-10-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01
001	2017-01-01	ROBERTA RETTIG
001	2016-01-01	ROBERTA RETTIG
001	2015-01-01	ROBERTA RETTIG
001	2014-01-01	MARY COLLEEN BRENNAN
001	2013-01-01	MARY COLLEEN BRENNAN
001	2012-01-01	JEFFREY MISTARZ	2013-05-06
001	2011-01-01	JEFFREY MISTARZ	2012-07-25
001	2010-01-01	JEFFREY MISTARZ	2011-06-10	JEFFREY MISTARZ	2011-06-10
001	2009-01-01	JEFFREY MISTARZ
001	2009-01-01			JEFFREY MISTARZ	2010-10-20

Plan Statistics for LIME ENERGY CO. 401(K) PLAN

401k plan membership statisitcs for LIME ENERGY CO. 401(K) PLAN

Measure Date Value
2019: LIME ENERGY CO. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 499
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 63
2018: LIME ENERGY CO. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 454
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 280
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 219
Total of all active and inactive participants 2018-01-01 499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 499
Number of participants with account balances 2018-01-01 437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 32
2017: LIME ENERGY CO. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 407
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 246
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 198
Total of all active and inactive participants 2017-01-01 444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 444
Number of participants with account balances 2017-01-01 386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 33
2016: LIME ENERGY CO. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 414
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 218
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 188
Total of all active and inactive participants 2016-01-01 406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 406
Number of participants with account balances 2016-01-01 338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 37
2015: LIME ENERGY CO. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 307
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 148
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 159
Total of all active and inactive participants 2015-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 307
Number of participants with account balances 2015-01-01 261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 30
2014: LIME ENERGY CO. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 307
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 146
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 162
Total of all active and inactive participants 2014-01-01 308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 308
Number of participants with account balances 2014-01-01 232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: LIME ENERGY CO. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 406
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 131
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 182
Total of all active and inactive participants 2013-01-01 313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 313
Number of participants with account balances 2013-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2009: LIME ENERGY CO. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 103
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 62
Number of retired or separated participants receiving benefits 2009-01-01 6
Number of other retired or separated participants entitled to future benefits 2009-01-01 42
Total of all active and inactive participants 2009-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 110
Number of participants with account balances 2009-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: LIME ENERGY CO. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	499
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	63
2018: LIME ENERGY CO. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	454
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	280
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	219
Total of all active and inactive participants	2018-01-01	499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	499
Number of participants with account balances	2018-01-01	437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	32
2017: LIME ENERGY CO. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	407
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	246
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	198
Total of all active and inactive participants	2017-01-01	444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	444
Number of participants with account balances	2017-01-01	386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	33
2016: LIME ENERGY CO. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	414
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	218
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	188
Total of all active and inactive participants	2016-01-01	406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	406
Number of participants with account balances	2016-01-01	338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	37
2015: LIME ENERGY CO. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	307
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	148
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	159
Total of all active and inactive participants	2015-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	307
Number of participants with account balances	2015-01-01	261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	30
2014: LIME ENERGY CO. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	307
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	146
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	162
Total of all active and inactive participants	2014-01-01	308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	308
Number of participants with account balances	2014-01-01	232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: LIME ENERGY CO. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	406
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	131
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	182
Total of all active and inactive participants	2013-01-01	313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	313
Number of participants with account balances	2013-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2009: LIME ENERGY CO. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	103
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	62
Number of retired or separated participants receiving benefits	2009-01-01	6
Number of other retired or separated participants entitled to future benefits	2009-01-01	42
Total of all active and inactive participants	2009-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	110
Number of participants with account balances	2009-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on LIME ENERGY CO. 401(K) PLAN

Measure	Date	Value
2019 : LIME ENERGY CO. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-10-31	$0
Total transfer of assets from this plan	2019-10-31	$10,362,221
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-10-31	$0
Total income from all sources (including contributions)	2019-10-31	$3,025,415
Total loss/gain on sale of assets	2019-10-31	$0
Total of all expenses incurred	2019-10-31	$903,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-10-31	$838,535
Expenses. Certain deemed distributions of participant loans	2019-10-31	$3,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-10-31	$1,645,785
Value of total assets at end of year	2019-10-31	$0
Value of total assets at beginning of year	2019-10-31	$8,240,721
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-10-31	$62,299
Total interest from all sources	2019-10-31	$9,504
Total dividends received (eg from common stock, registered investment company shares)	2019-10-31	$72,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-10-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-10-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-10-31	$72,999
Was this plan covered by a fidelity bond	2019-10-31	Yes
Value of fidelity bond cover	2019-10-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-10-31	No
Contributions received from participants	2019-10-31	$1,195,218
Participant contributions at end of year	2019-10-31	$0
Participant contributions at beginning of year	2019-10-31	$131,876
Assets. Other investments not covered elsewhere at end of year	2019-10-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-10-31	$86,351
Income. Received or receivable in cash from other sources (including rollovers)	2019-10-31	$31,313
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-10-31	No
Value of net income/loss	2019-10-31	$2,121,500
Value of net assets at end of year (total assets less liabilities)	2019-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-10-31	$8,240,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-10-31	No
Were any leases to which the plan was party in default or uncollectible	2019-10-31	No
Investment advisory and management fees	2019-10-31	$35,271
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-10-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-10-31	$6,818,480
Interest on participant loans	2019-10-31	$9,504
Value of interest in common/collective trusts at end of year	2019-10-31	$0
Value of interest in common/collective trusts at beginning of year	2019-10-31	$1,204,014
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-10-31	$1,297,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-10-31	No
Was there a failure to transmit to the plan any participant contributions	2019-10-31	No
Has the plan failed to provide any benefit when due under the plan	2019-10-31	No
Contributions received in cash from employer	2019-10-31	$419,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-10-31	$838,535
Contract administrator fees	2019-10-31	$27,028
Did the plan have assets held for investment	2019-10-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-10-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-10-31	Disclaimer
Accountancy firm name	2019-10-31	WISS & COMPANY, LLP
Accountancy firm EIN	2019-10-31	221732349
2018 : LIME ENERGY CO. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$9,170
Total income from all sources (including contributions)	2018-12-31	$1,396,372
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$736,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$638,930
Expenses. Certain deemed distributions of participant loans	2018-12-31	$37,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,808,771
Value of total assets at end of year	2018-12-31	$8,240,721
Value of total assets at beginning of year	2018-12-31	$7,590,047
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$59,813
Total interest from all sources	2018-12-31	$5,914
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$159,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$159,018
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,133,426
Participant contributions at end of year	2018-12-31	$131,876
Participant contributions at beginning of year	2018-12-31	$89,521
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$36,112
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$86,351
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$57,678
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$280,004
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$9,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$659,844
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$8,240,721
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$7,580,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$6,818,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$6,432,647
Interest on participant loans	2018-12-31	$5,914
Value of interest in common/collective trusts at end of year	2018-12-31	$1,204,014
Value of interest in common/collective trusts at beginning of year	2018-12-31	$961,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-577,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$395,341
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$12,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$638,930
Contract administrator fees	2018-12-31	$59,813
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WISS & COMPANY, LLP
Accountancy firm EIN	2018-12-31	221732349
2017 : LIME ENERGY CO. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$9,170
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,378,791
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$982,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$896,115
Expenses. Certain deemed distributions of participant loans	2017-12-31	$18,797
Value of total corrective distributions	2017-12-31	$18,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,351,871
Value of total assets at end of year	2017-12-31	$7,590,047
Value of total assets at beginning of year	2017-12-31	$6,184,462
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$48,760
Total interest from all sources	2017-12-31	$4,307
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$143,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$143,395
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$907,393
Participant contributions at end of year	2017-12-31	$89,521
Participant contributions at beginning of year	2017-12-31	$114,587
Participant contributions at end of year	2017-12-31	$36,112
Participant contributions at beginning of year	2017-12-31	$39,688
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$57,678
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$37,559
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$118,186
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$9,170
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,396,415
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,580,877
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$6,184,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$6,432,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,863,995
Interest on participant loans	2017-12-31	$4,307
Value of interest in common/collective trusts at end of year	2017-12-31	$961,122
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,112,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$879,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$326,292
Employer contributions (assets) at end of year	2017-12-31	$12,967
Employer contributions (assets) at beginning of year	2017-12-31	$15,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$896,115
Contract administrator fees	2017-12-31	$48,760
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WISS & COMPANY, LLP
Accountancy firm EIN	2017-12-31	221732349
2016 : LIME ENERGY CO. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,711,280
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,136,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,086,244
Value of total corrective distributions	2016-12-31	$6,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,226,933
Value of total assets at end of year	2016-12-31	$6,184,462
Value of total assets at beginning of year	2016-12-31	$5,609,219
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$43,751
Total interest from all sources	2016-12-31	$86,990
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$839,435
Participant contributions at end of year	2016-12-31	$114,587
Participant contributions at beginning of year	2016-12-31	$49,425
Participant contributions at end of year	2016-12-31	$39,688
Participant contributions at beginning of year	2016-12-31	$30,571
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$37,559
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$88,093
Administrative expenses (other) incurred	2016-12-31	$1,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$575,243
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$6,184,462
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,609,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,863,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,286,482
Interest on participant loans	2016-12-31	$4,211
Value of interest in common/collective trusts at end of year	2016-12-31	$1,112,683
Value of interest in common/collective trusts at beginning of year	2016-12-31	$888,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$2,345,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$2,345,123
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$82,779
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$397,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$299,405
Employer contributions (assets) at end of year	2016-12-31	$15,950
Employer contributions (assets) at beginning of year	2016-12-31	$9,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,086,244
Contract administrator fees	2016-12-31	$42,741
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WISS & COMPANY, LLP
Accountancy firm EIN	2016-12-31	221732349
2015 : LIME ENERGY CO. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$2,903,155
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$542,350
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,060,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,041,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$601,834
Value of total assets at end of year	2015-12-31	$5,609,219
Value of total assets at beginning of year	2015-12-31	$3,223,751
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$18,563
Total interest from all sources	2015-12-31	$26,574
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$464,545
Participant contributions at end of year	2015-12-31	$49,425
Participant contributions at beginning of year	2015-12-31	$30,430
Participant contributions at end of year	2015-12-31	$30,571
Participant contributions at beginning of year	2015-12-31	$1,239
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$11,103
Other income not declared elsewhere	2015-12-31	$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-517,687
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,609,219
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,223,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,286,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$0
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,772,464
Interest on participant loans	2015-12-31	$1,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,345,123
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$25,151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$888,431
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$419,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$41,961
Net investment gain/loss from pooled separate accounts	2015-12-31	$-128,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$126,186
Employer contributions (assets) at end of year	2015-12-31	$9,187
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,041,474
Contract administrator fees	2015-12-31	$18,563
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WISS & COMPANY, LLP
Accountancy firm EIN	2015-12-31	221732349
2014 : LIME ENERGY CO. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$346,819
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$910,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$890,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$217,900
Value of total assets at end of year	2014-12-31	$3,223,751
Value of total assets at beginning of year	2014-12-31	$3,787,762
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$20,319
Total interest from all sources	2014-12-31	$5,478
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$217,900
Participant contributions at end of year	2014-12-31	$30,430
Participant contributions at beginning of year	2014-12-31	$43,573
Participant contributions at end of year	2014-12-31	$1,239
Participant contributions at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-564,011
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,223,751
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,787,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,772,464
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$3,086,161
Interest on participant loans	2014-12-31	$1,291
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$4,187
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$419,618
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$658,028
Net investment gain/loss from pooled separate accounts	2014-12-31	$123,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$890,511
Contract administrator fees	2014-12-31	$20,319
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GREERWALKER LLP
Accountancy firm EIN	2014-12-31	561434747
2013 : LIME ENERGY CO. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$903,218
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,994,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,975,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$311,350
Value of total assets at end of year	2013-12-31	$3,787,762
Value of total assets at beginning of year	2013-12-31	$4,879,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,981
Total interest from all sources	2013-12-31	$8,409
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$200,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$311,350
Participant contributions at end of year	2013-12-31	$43,573
Participant contributions at beginning of year	2013-12-31	$198,848
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$10,445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-1,091,561
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,787,762
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,879,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$3,086,161
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,872,209
Interest on participant loans	2013-12-31	$2,585
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$5,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$658,028
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$797,821
Net investment gain/loss from pooled separate accounts	2013-12-31	$583,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,975,798
Contract administrator fees	2013-12-31	$18,981
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GREERWALKER LLP
Accountancy firm EIN	2013-12-31	561434747
2009 : LIME ENERGY CO. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for LIME ENERGY CO. 401(K) PLAN

2019: LIME ENERGY CO. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: LIME ENERGY CO. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: LIME ENERGY CO. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: LIME ENERGY CO. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LIME ENERGY CO. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: LIME ENERGY CO. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: LIME ENERGY CO. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2009: LIME ENERGY CO. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

601002-000

Policy instance

Insurance contract or identification number	601002-000
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $11,986
Total amount of fees paid to insurance company	USD $1,203
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,986
Insurance broker organization code?	3
Amount paid for insurance broker fees	1203
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	UNIGLOBAL PENSION PLANNIN INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

601002-000

Policy instance

Insurance contract or identification number	601002-000
Number of Individuals Covered	232
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $17,362
Total amount of fees paid to insurance company	USD $1,764
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,432
Insurance broker organization code?	3
Amount paid for insurance broker fees	1764
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	UNIGLOBAL PENSION PLANNING INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

601002-000

Policy instance

Insurance contract or identification number	601002-000
Number of Individuals Covered	244
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $20,734
Total amount of fees paid to insurance company	USD $2,109
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $20,734
Insurance broker organization code?	3
Amount paid for insurance broker fees	2109
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	UNIGLOBAL PENSION PLANNING INC

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Company Name:	LIME ENERGY CO.
Employer identification number (EIN):	364197337
NAIC Classification:	541330
NAIC Description:	Engineering Services