Plan Name | MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | MAXIMUM INDEPENDENT BROKERAGE, LLC |
Employer identification number (EIN): | 364247886 |
NAIC Classification: | 524210 |
NAIC Description: | Insurance Agencies and Brokerages |
Additional information about MAXIMUM INDEPENDENT BROKERAGE, LLC
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2003-09-15 |
Company Identification Number: | 0800247643 |
Legal Registered Office Address: |
222 S RIVERSIDE PLZ STE 2340 CHICAGO United States of America (USA) 60606 |
More information about MAXIMUM INDEPENDENT BROKERAGE, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2023-01-01 | TOM HAGAN | 2024-07-01 | TOM HAGAN | 2024-07-01 |
001 | 2022-01-01 | TOM HAGAN | 2023-07-24 | TOM HAGAN | 2023-07-24 |
001 | 2021-01-01 | TOM HAGAN | 2022-08-01 | ||
001 | 2020-01-01 | TOM HAGAN | 2021-08-12 | ||
001 | 2019-01-01 | THOMAS HAGAN | 2020-07-17 | ||
001 | 2018-01-01 | THOMAS HAGAN | 2019-07-30 | ||
001 | 2017-01-01 | THOMAS HAGAN | 2018-07-23 | ||
001 | 2016-01-01 | THOMAS HAGAN | 2017-07-26 | THOMAS HAGAN | 2017-07-26 |
001 | 2015-01-01 | THOMAS HAGAN | JOSEPH MESSINA | 2016-09-20 | |
001 | 2014-01-01 | THOMAS HAGAN | JOE MESSINA | 2015-07-28 | |
001 | 2013-01-01 | THOMAS HAGAN | JOSEPH MESSINA | 2014-07-22 | |
001 | 2012-01-01 | THOMAS HAGAN | JOSEPH MESSINA | 2013-09-19 | |
001 | 2011-01-01 | THOMAS HAGAN | JOSEPH MESSINA | 2012-10-05 | |
001 | 2009-01-01 | THOMAS HAGAN | JOSEPH MESSINA | 2010-08-31 |
Measure | Date | Value |
---|---|---|
2015: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 59 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 55 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 6 |
Total of all active and inactive participants | 2015-01-01 | 61 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 61 |
Number of participants with account balances | 2015-01-01 | 46 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 53 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 53 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 6 |
Total of all active and inactive participants | 2014-01-01 | 59 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 59 |
Number of participants with account balances | 2014-01-01 | 46 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 50 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 47 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 5 |
Total of all active and inactive participants | 2013-01-01 | 52 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 52 |
Number of participants with account balances | 2013-01-01 | 38 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 44 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 47 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1 |
Total of all active and inactive participants | 2012-01-01 | 48 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 48 |
Number of participants with account balances | 2012-01-01 | 35 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 42 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 42 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
Total of all active and inactive participants | 2011-01-01 | 43 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 43 |
Number of participants with account balances | 2011-01-01 | 31 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 38 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 38 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
Total of all active and inactive participants | 2009-01-01 | 38 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 38 |
Number of participants with account balances | 2009-01-01 | 32 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2015 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2015 401k financial data | ||
Total income from all sources | 2015-12-31 | $328,454 |
Expenses. Total of all expenses incurred | 2015-12-31 | $133,812 |
Benefits paid (including direct rollovers) | 2015-12-31 | $100,767 |
Total plan assets at end of year | 2015-12-31 | $3,195,824 |
Total plan assets at beginning of year | 2015-12-31 | $3,001,182 |
Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
Total contributions received or receivable from participants | 2015-12-31 | $256,882 |
Other income received | 2015-12-31 | $-26,183 |
Net income (gross income less expenses) | 2015-12-31 | $194,642 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $3,195,824 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,001,182 |
Assets. Value of participant loans | 2015-12-31 | $93,837 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $97,755 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $33,045 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
2014 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2014 401k financial data | ||
Total income from all sources | 2014-12-31 | $516,057 |
Expenses. Total of all expenses incurred | 2014-12-31 | $616,212 |
Benefits paid (including direct rollovers) | 2014-12-31 | $587,871 |
Total plan assets at end of year | 2014-12-31 | $3,001,182 |
Total plan assets at beginning of year | 2014-12-31 | $3,101,337 |
Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
Total contributions received or receivable from participants | 2014-12-31 | $185,789 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $41,574 |
Other income received | 2014-12-31 | $198,317 |
Net income (gross income less expenses) | 2014-12-31 | $-100,155 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $3,001,182 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,101,337 |
Assets. Value of participant loans | 2014-12-31 | $72,376 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $90,377 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $28,341 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
2013 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2013 401k financial data | ||
Total income from all sources | 2013-12-31 | $665,937 |
Expenses. Total of all expenses incurred | 2013-12-31 | $114,596 |
Benefits paid (including direct rollovers) | 2013-12-31 | $83,778 |
Total plan assets at end of year | 2013-12-31 | $3,101,337 |
Total plan assets at beginning of year | 2013-12-31 | $2,549,996 |
Value of fidelity bond covering the plan | 2013-12-31 | $500,000 |
Total contributions received or receivable from participants | 2013-12-31 | $177,051 |
Expenses. Other expenses not covered elsewhere | 2013-12-31 | $30,818 |
Other income received | 2013-12-31 | $405,415 |
Net income (gross income less expenses) | 2013-12-31 | $551,341 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,101,337 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,549,996 |
Assets. Value of participant loans | 2013-12-31 | $63,914 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $83,471 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
2012 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2012 401k financial data | ||
Total income from all sources | 2012-12-31 | $555,337 |
Expenses. Total of all expenses incurred | 2012-12-31 | $31,273 |
Benefits paid (including direct rollovers) | 2012-12-31 | $335 |
Total plan assets at end of year | 2012-12-31 | $2,549,996 |
Total plan assets at beginning of year | 2012-12-31 | $2,025,932 |
Value of fidelity bond covering the plan | 2012-12-31 | $500,000 |
Total contributions received or receivable from participants | 2012-12-31 | $171,563 |
Expenses. Other expenses not covered elsewhere | 2012-12-31 | $30,938 |
Other income received | 2012-12-31 | $304,311 |
Net income (gross income less expenses) | 2012-12-31 | $524,064 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,549,996 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,025,932 |
Assets. Value of participant loans | 2012-12-31 | $33,380 |
Total contributions received or receivable from employer(s) | 2012-12-31 | $79,463 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
2011 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2011 401k financial data | ||
Total income from all sources | 2011-12-31 | $211,395 |
Expenses. Total of all expenses incurred | 2011-12-31 | $89,197 |
Benefits paid (including direct rollovers) | 2011-12-31 | $69,921 |
Total plan assets at end of year | 2011-12-31 | $2,025,932 |
Total plan assets at beginning of year | 2011-12-31 | $1,903,734 |
Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
Total contributions received or receivable from participants | 2011-12-31 | $183,329 |
Expenses. Other expenses not covered elsewhere | 2011-12-31 | $19,276 |
Other income received | 2011-12-31 | $-54,162 |
Net income (gross income less expenses) | 2011-12-31 | $122,198 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,025,932 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,903,734 |
Assets. Value of participant loans | 2011-12-31 | $8,612 |
Total contributions received or receivable from employer(s) | 2011-12-31 | $82,228 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
2010 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2010 401k financial data | ||
Total income from all sources | 2010-12-31 | $522,237 |
Expenses. Total of all expenses incurred | 2010-12-31 | $22,550 |
Total plan assets at end of year | 2010-12-31 | $1,903,734 |
Total plan assets at beginning of year | 2010-12-31 | $1,404,047 |
Value of fidelity bond covering the plan | 2010-12-31 | $500,000 |
Total contributions received or receivable from participants | 2010-12-31 | $203,547 |
Expenses. Other expenses not covered elsewhere | 2010-12-31 | $22,550 |
Other income received | 2010-12-31 | $234,006 |
Net income (gross income less expenses) | 2010-12-31 | $499,687 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,903,734 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,404,047 |
Assets. Value of participant loans | 2010-12-31 | $15,830 |
Total contributions received or receivable from employer(s) | 2010-12-31 | $84,684 |
2015: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2015 form 5500 responses | ||
---|---|---|
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |