Logo

MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 401k Plan overview

Plan NameMAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN
Plan identification number 001

MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MAXIMUM INDEPENDENT BROKERAGE, LLC has sponsored the creation of one or more 401k plans.

Company Name:MAXIMUM INDEPENDENT BROKERAGE, LLC
Employer identification number (EIN):364247886
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about MAXIMUM INDEPENDENT BROKERAGE, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2003-09-15
Company Identification Number: 0800247643
Legal Registered Office Address: 222 S RIVERSIDE PLZ STE 2340

CHICAGO
United States of America (USA)
60606

More information about MAXIMUM INDEPENDENT BROKERAGE, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01TOM HAGAN2024-07-01 TOM HAGAN2024-07-01
0012022-01-01TOM HAGAN2023-07-24 TOM HAGAN2023-07-24
0012021-01-01TOM HAGAN2022-08-01
0012020-01-01TOM HAGAN2021-08-12
0012019-01-01THOMAS HAGAN2020-07-17
0012018-01-01THOMAS HAGAN2019-07-30
0012017-01-01THOMAS HAGAN2018-07-23
0012016-01-01THOMAS HAGAN2017-07-26 THOMAS HAGAN2017-07-26
0012015-01-01THOMAS HAGAN JOSEPH MESSINA2016-09-20
0012014-01-01THOMAS HAGAN JOE MESSINA2015-07-28
0012013-01-01THOMAS HAGAN JOSEPH MESSINA2014-07-22
0012012-01-01THOMAS HAGAN JOSEPH MESSINA2013-09-19
0012011-01-01THOMAS HAGAN JOSEPH MESSINA2012-10-05
0012009-01-01THOMAS HAGAN JOSEPH MESSINA2010-08-31

Plan Statistics for MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN

401k plan membership statisitcs for MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN

Measure Date Value
2015: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0159
Total number of active participants reported on line 7a of the Form 55002015-01-0155
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-0161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0161
Number of participants with account balances2015-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0153
Total number of active participants reported on line 7a of the Form 55002014-01-0153
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0159
Number of participants with account balances2014-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0150
Total number of active participants reported on line 7a of the Form 55002013-01-0147
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0152
Number of participants with account balances2013-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0144
Total number of active participants reported on line 7a of the Form 55002012-01-0147
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0148
Number of participants with account balances2012-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0142
Total number of active participants reported on line 7a of the Form 55002011-01-0142
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-0143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0143
Number of participants with account balances2011-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0138
Total number of active participants reported on line 7a of the Form 55002009-01-0138
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0138
Number of participants with account balances2009-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN

Measure Date Value
2015 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$328,454
Expenses. Total of all expenses incurred2015-12-31$133,812
Benefits paid (including direct rollovers)2015-12-31$100,767
Total plan assets at end of year2015-12-31$3,195,824
Total plan assets at beginning of year2015-12-31$3,001,182
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$256,882
Other income received2015-12-31$-26,183
Net income (gross income less expenses)2015-12-31$194,642
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,195,824
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,001,182
Assets. Value of participant loans2015-12-31$93,837
Total contributions received or receivable from employer(s)2015-12-31$97,755
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$33,045
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$516,057
Expenses. Total of all expenses incurred2014-12-31$616,212
Benefits paid (including direct rollovers)2014-12-31$587,871
Total plan assets at end of year2014-12-31$3,001,182
Total plan assets at beginning of year2014-12-31$3,101,337
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$185,789
Contributions received from other sources (not participants or employers)2014-12-31$41,574
Other income received2014-12-31$198,317
Net income (gross income less expenses)2014-12-31$-100,155
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,001,182
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,101,337
Assets. Value of participant loans2014-12-31$72,376
Total contributions received or receivable from employer(s)2014-12-31$90,377
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$28,341
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$665,937
Expenses. Total of all expenses incurred2013-12-31$114,596
Benefits paid (including direct rollovers)2013-12-31$83,778
Total plan assets at end of year2013-12-31$3,101,337
Total plan assets at beginning of year2013-12-31$2,549,996
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$177,051
Expenses. Other expenses not covered elsewhere2013-12-31$30,818
Other income received2013-12-31$405,415
Net income (gross income less expenses)2013-12-31$551,341
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,101,337
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,549,996
Assets. Value of participant loans2013-12-31$63,914
Total contributions received or receivable from employer(s)2013-12-31$83,471
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$555,337
Expenses. Total of all expenses incurred2012-12-31$31,273
Benefits paid (including direct rollovers)2012-12-31$335
Total plan assets at end of year2012-12-31$2,549,996
Total plan assets at beginning of year2012-12-31$2,025,932
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$171,563
Expenses. Other expenses not covered elsewhere2012-12-31$30,938
Other income received2012-12-31$304,311
Net income (gross income less expenses)2012-12-31$524,064
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,549,996
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,025,932
Assets. Value of participant loans2012-12-31$33,380
Total contributions received or receivable from employer(s)2012-12-31$79,463
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$211,395
Expenses. Total of all expenses incurred2011-12-31$89,197
Benefits paid (including direct rollovers)2011-12-31$69,921
Total plan assets at end of year2011-12-31$2,025,932
Total plan assets at beginning of year2011-12-31$1,903,734
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$183,329
Expenses. Other expenses not covered elsewhere2011-12-31$19,276
Other income received2011-12-31$-54,162
Net income (gross income less expenses)2011-12-31$122,198
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,025,932
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,903,734
Assets. Value of participant loans2011-12-31$8,612
Total contributions received or receivable from employer(s)2011-12-31$82,228
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$522,237
Expenses. Total of all expenses incurred2010-12-31$22,550
Total plan assets at end of year2010-12-31$1,903,734
Total plan assets at beginning of year2010-12-31$1,404,047
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$203,547
Expenses. Other expenses not covered elsewhere2010-12-31$22,550
Other income received2010-12-31$234,006
Net income (gross income less expenses)2010-12-31$499,687
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,903,734
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,404,047
Assets. Value of participant loans2010-12-31$15,830
Total contributions received or receivable from employer(s)2010-12-31$84,684

Form 5500 Responses for MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN

2015: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MAXIMUM INDEPENDENT BROKERAGE, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1