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INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 401k Plan overview

Plan NameINSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN
Plan identification number 002

INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

INSTITUTE FOR WOMENS HEALTH, LTD. has sponsored the creation of one or more 401k plans.

Company Name:INSTITUTE FOR WOMENS HEALTH, LTD.
Employer identification number (EIN):364259259
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01GUILLERMO FONT, MD2023-10-14
0022021-01-01GUILLERMO FONT, MD2022-10-06
0022020-01-01GUILLERMO FONT, MD2021-09-23
0022019-01-01GUILLERMO FONT, MD2020-10-06
0022018-01-01GUILLERMO FONT, MD2019-10-11
0022017-01-01GUILLERMO FONT, MD2018-10-09
0022016-01-01GUILLERMO FONT, MD2017-10-13
0022015-01-01GUILLERMO FONT, MD2016-10-12
0022014-01-01GUILLERMO FONT, MD2015-10-07
0022013-01-01GUILLERMO FONT, MD
0022012-01-01GUILLERMO FONT, MD
0022011-01-01GUILLERMO FONT, MD
0022010-01-01GUILLERMO FONT, MD
0022009-01-01GUILLERMO FONT, MD

Plan Statistics for INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN

401k plan membership statisitcs for INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN

Measure Date Value
2013: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-012
Total of all active and inactive participants2013-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015
Number of participants with account balances2013-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014
Total number of active participants reported on line 7a of the Form 55002012-01-012
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014
Number of participants with account balances2012-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014
Number of participants with account balances2011-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013
Total number of active participants reported on line 7a of the Form 55002010-01-012
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-012
Number of participants with account balances2010-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-013
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN

Measure Date Value
2013 : INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$170,323
Expenses. Total of all expenses incurred2013-12-31$24
Total plan assets at end of year2013-12-31$724,723
Total plan assets at beginning of year2013-12-31$554,424
Total contributions received or receivable from participants2013-12-31$22,500
Expenses. Other expenses not covered elsewhere2013-12-31$24
Other income received2013-12-31$109,723
Net income (gross income less expenses)2013-12-31$170,299
Net plan assets at end of year (total assets less liabilities)2013-12-31$724,723
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$554,424
Assets. Value of participant loans2013-12-31$2,694
Total contributions received or receivable from employer(s)2013-12-31$38,100
2012 : INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$93,960
Expenses. Total of all expenses incurred2012-12-31$0
Total plan assets at end of year2012-12-31$554,424
Total plan assets at beginning of year2012-12-31$460,464
Total contributions received or receivable from participants2012-12-31$22,500
Other income received2012-12-31$35,545
Net income (gross income less expenses)2012-12-31$93,960
Net plan assets at end of year (total assets less liabilities)2012-12-31$554,424
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$460,464
Assets. Value of participant loans2012-12-31$10,657
Total contributions received or receivable from employer(s)2012-12-31$35,915
2011 : INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$38,483
Expenses. Total of all expenses incurred2011-12-31$24
Total plan assets at end of year2011-12-31$460,464
Total plan assets at beginning of year2011-12-31$422,005
Total contributions received or receivable from participants2011-12-31$16,500
Expenses. Other expenses not covered elsewhere2011-12-31$24
Other income received2011-12-31$-15,625
Net income (gross income less expenses)2011-12-31$38,459
Net plan assets at end of year (total assets less liabilities)2011-12-31$460,464
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$422,005
Assets. Value of participant loans2011-12-31$20,130
Total contributions received or receivable from employer(s)2011-12-31$37,608
2010 : INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$28,559
Expenses. Total of all expenses incurred2010-12-31$11,412
Benefits paid (including direct rollovers)2010-12-31$11,363
Total plan assets at end of year2010-12-31$422,005
Total plan assets at beginning of year2010-12-31$404,858
Expenses. Other expenses not covered elsewhere2010-12-31$49
Other income received2010-12-31$28,559
Net income (gross income less expenses)2010-12-31$17,147
Net plan assets at end of year (total assets less liabilities)2010-12-31$422,005
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$404,858
Assets. Value of participant loans2010-12-31$30,148
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN

2013: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: INSTITUTE FOR WOMEN'S HEALTH, LTD. SAFE HARBOR 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number9165023
Policy instance 1
Insurance contract or identification number9165023
Number of Individuals Covered5
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,815
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,815
Insurance broker organization code?3
Insurance broker nameDOUGLAS L ROSELIEB
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number9165023
Policy instance 1
Insurance contract or identification number9165023
Number of Individuals Covered4
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,451
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,451
Insurance broker organization code?3
Insurance broker nameDOUGLAS L ROSELIEB
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number9165023
Policy instance 1
Insurance contract or identification number9165023
Number of Individuals Covered4
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,973
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number9165023
Policy instance 1
Insurance contract or identification number9165023
Number of Individuals Covered2
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,791
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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