401k Plan data: DOOR SYSTEMS 401(K) PLAN plan

DOOR SYSTEMS 401(K) PLAN 401k Plan overview

Plan Name	DOOR SYSTEMS 401(K) PLAN
Plan identification number	001

DOOR SYSTEMS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DOOR SYSTEMS ASSA ABLOY US, INC. has sponsored the creation of one or more 401k plans.

Company Name: DOOR SYSTEMS ASSA ABLOY US, INC.

Employer identification number (EIN): 364456973

NAIC Classification: 333200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOOR SYSTEMS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01

Plan Statistics for DOOR SYSTEMS 401(K) PLAN

401k plan membership statisitcs for DOOR SYSTEMS 401(K) PLAN

Measure Date Value
2023: DOOR SYSTEMS 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 554
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 415
Number of retired or separated participants receiving benefits 2023-01-01 23
Number of other retired or separated participants entitled to future benefits 2023-01-01 78
Total of all active and inactive participants 2023-01-01 516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 516
Number of participants with account balances 2023-01-01 459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 24
2022: DOOR SYSTEMS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 503
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 400
Number of retired or separated participants receiving benefits 2022-01-01 41
Number of other retired or separated participants entitled to future benefits 2022-01-01 103
Total of all active and inactive participants 2022-01-01 544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 544
Number of participants with account balances 2022-01-01 491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 49
2021: DOOR SYSTEMS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 417
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 333
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 84
Total of all active and inactive participants 2021-01-01 417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 418
Number of participants with account balances 2021-01-01 389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 27
2020: DOOR SYSTEMS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 330
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 71
Total of all active and inactive participants 2020-01-01 401
Total participants 2020-01-01 401
Number of participants with account balances 2020-01-01 372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 30
2019: DOOR SYSTEMS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 364
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 317
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 70
Total of all active and inactive participants 2019-01-01 387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 387
Number of participants with account balances 2019-01-01 368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 32

Measure	Date	Value
2023: DOOR SYSTEMS 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	554
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	415
Number of retired or separated participants receiving benefits	2023-01-01	23
Number of other retired or separated participants entitled to future benefits	2023-01-01	78
Total of all active and inactive participants	2023-01-01	516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	516
Number of participants with account balances	2023-01-01	459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	24
2022: DOOR SYSTEMS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	503
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	400
Number of retired or separated participants receiving benefits	2022-01-01	41
Number of other retired or separated participants entitled to future benefits	2022-01-01	103
Total of all active and inactive participants	2022-01-01	544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	544
Number of participants with account balances	2022-01-01	491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	49
2021: DOOR SYSTEMS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	417
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	333
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	84
Total of all active and inactive participants	2021-01-01	417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	418
Number of participants with account balances	2021-01-01	389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	27
2020: DOOR SYSTEMS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	330
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	71
Total of all active and inactive participants	2020-01-01	401
Total participants	2020-01-01	401
Number of participants with account balances	2020-01-01	372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	30
2019: DOOR SYSTEMS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	364
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	317
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	70
Total of all active and inactive participants	2019-01-01	387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	387
Number of participants with account balances	2019-01-01	368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	32

Financial Data on DOOR SYSTEMS 401(K) PLAN

Measure	Date	Value
2023 : DOOR SYSTEMS 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$4,711,906
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$1,450,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$1,365,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$2,122,831
Value of total assets at end of year	2023-12-31	$18,951,633
Value of total assets at beginning of year	2023-12-31	$15,690,387
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$84,864
Total interest from all sources	2023-12-31	$38,508
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$1,462,032
Participant contributions at end of year	2023-12-31	$357,801
Participant contributions at beginning of year	2023-12-31	$217,480
Participant contributions at end of year	2023-12-31	$41,331
Participant contributions at beginning of year	2023-12-31	$41,968
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$96,922
Value of other receiveables (less allowance for doubtful accounts) at end of year	2023-12-31	$1,492
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-12-31	$920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Income. Non cash contributions	2023-12-31	$0
Value of net income/loss	2023-12-31	$3,261,246
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$18,951,633
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$15,690,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$69,189
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$17,616,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$14,546,747
Interest on participant loans	2023-12-31	$19,932
Interest earned on other investments	2023-12-31	$12
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$188
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$188
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-12-31	$18,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$887,495
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$837,028
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$2,550,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$563,877
Employer contributions (assets) at end of year	2023-12-31	$47,127
Employer contributions (assets) at beginning of year	2023-12-31	$46,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$1,365,796
Contract administrator fees	2023-12-31	$14,923
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2023-12-31	752783674
2022 : DOOR SYSTEMS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-828,642
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,574,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,495,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,101,493
Value of total assets at end of year	2022-12-31	$15,690,387
Value of total assets at beginning of year	2022-12-31	$19,093,573
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$78,936
Total interest from all sources	2022-12-31	$26,493
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,420,496
Participant contributions at end of year	2022-12-31	$217,480
Participant contributions at beginning of year	2022-12-31	$221,198
Participant contributions at end of year	2022-12-31	$41,968
Participant contributions at beginning of year	2022-12-31	$21,408
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$223,694
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$920
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,403,186
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$15,690,387
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$19,093,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$68,988
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$14,546,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$17,850,131
Interest on participant loans	2022-12-31	$11,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$188
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$9,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$9,347
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$15,040
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$837,028
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$980,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,956,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$457,303
Employer contributions (assets) at end of year	2022-12-31	$46,056
Employer contributions (assets) at beginning of year	2022-12-31	$11,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,495,608
Contract administrator fees	2022-12-31	$9,948
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2022-12-31	752783674
2021 : DOOR SYSTEMS 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$3,902,595
Total of all expenses incurred	2021-12-31	$1,965,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,880,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,608,640
Value of total assets at end of year	2021-12-31	$19,093,573
Value of total assets at beginning of year	2021-12-31	$17,156,079
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$84,929
Total interest from all sources	2021-12-31	$25,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,260,113
Participant contributions at end of year	2021-12-31	$221,198
Participant contributions at beginning of year	2021-12-31	$211,809
Participant contributions at end of year	2021-12-31	$21,408
Participant contributions at beginning of year	2021-12-31	$8,224
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$47,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,937,494
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$19,093,573
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$17,156,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$17,850,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$15,866,191
Interest on participant loans	2021-12-31	$10,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$9,347
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$9,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$9,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$14,482
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$980,267
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$933,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,268,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$300,880
Employer contributions (assets) at end of year	2021-12-31	$11,222
Employer contributions (assets) at beginning of year	2021-12-31	$127,307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,880,172
Contract administrator fees	2021-12-31	$84,929
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2021-12-31	752783674
2020 : DOOR SYSTEMS 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$3,740,761
Total of all expenses incurred	2020-12-31	$2,212,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,138,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,596,500
Value of total assets at end of year	2020-12-31	$17,156,079
Value of total assets at beginning of year	2020-12-31	$15,628,265
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$74,303
Total interest from all sources	2020-12-31	$22,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,263,732
Participant contributions at end of year	2020-12-31	$211,809
Participant contributions at beginning of year	2020-12-31	$188,867
Participant contributions at end of year	2020-12-31	$8,224
Participant contributions at beginning of year	2020-12-31	$4,722
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$22,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,527,814
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$17,156,079
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$15,628,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$74,303
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$15,866,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$15,389,177
Interest on participant loans	2020-12-31	$10,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$9,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$4,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$4,406
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$11,609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$933,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$32,130
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,121,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$309,840
Employer contributions (assets) at end of year	2020-12-31	$127,307
Employer contributions (assets) at beginning of year	2020-12-31	$8,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,138,644
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2020-12-31	752783674
2019 : DOOR SYSTEMS 401(K) PLAN 2019 401k financial data
Total transfer of assets to this plan	2019-12-31	$3,794,320
Total income from all sources (including contributions)	2019-12-31	$4,421,087
Total of all expenses incurred	2019-12-31	$871,293
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$813,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,934,858
Value of total assets at end of year	2019-12-31	$15,628,265
Value of total assets at beginning of year	2019-12-31	$8,284,151
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$58,198
Total interest from all sources	2019-12-31	$11,636
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$350,681
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$350,681
Administrative expenses professional fees incurred	2019-12-31	$58,198
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,264,770
Participant contributions at end of year	2019-12-31	$188,867
Participant contributions at beginning of year	2019-12-31	$92,331
Participant contributions at end of year	2019-12-31	$4,722
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$222,609
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,549,794
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$15,628,265
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$8,284,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$15,389,177
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$8,169,287
Interest on participant loans	2019-12-31	$10,960
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$676
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$4,406
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$7,866
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$7,866
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$32,130
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$14,667
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,123,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$447,479
Employer contributions (assets) at end of year	2019-12-31	$8,963
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$813,095
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2019-12-31	752783674

Form 5500 Responses for DOOR SYSTEMS 401(K) PLAN

2023: DOOR SYSTEMS 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: DOOR SYSTEMS 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: DOOR SYSTEMS 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: DOOR SYSTEMS 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: DOOR SYSTEMS 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-JU1M

Policy instance

Insurance contract or identification number	GAP-CP-JU1M
Number of Individuals Covered	459
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $2,186
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-JU1M

Policy instance

Insurance contract or identification number	GAP-CP-JU1M
Number of Individuals Covered	491
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $2,177
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,177
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	FINANCIAL SERVICES
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-JU1M

Policy instance

Insurance contract or identification number	GAP-CP-JU1M
Number of Individuals Covered	389
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $2,216
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,216
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	FINANCIAL SERVICES
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-JU1M

Policy instance

Insurance contract or identification number	GAP-CP-JU1M
Number of Individuals Covered	372
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $1,490
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,490
Additional information about fees paid to insurance broker	FINANCIAL SERVICES
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-JU1M

Policy instance

Insurance contract or identification number	GAP-CP-JU1M
Number of Individuals Covered	368
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $74
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $74
Insurance broker organization code?	4

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Company Name:	DOOR SYSTEMS ASSA ABLOY US, INC.
Employer identification number (EIN):	364456973
NAIC Classification:	333200