CNI GOVERNMENT, LLC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : CNI SUBSIDIARY 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $44,993 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $54,989 |
Total income from all sources (including contributions) | 2022-12-31 | $2,090,260 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $4,704,988 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $4,487,149 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $11,996 |
Value of total corrective distributions | 2022-12-31 | $11,475 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $12,647,330 |
Value of total assets at end of year | 2022-12-31 | $63,371,545 |
Value of total assets at beginning of year | 2022-12-31 | $65,996,269 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $194,368 |
Total interest from all sources | 2022-12-31 | $157,517 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,648,826 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,648,826 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $6,039,254 |
Participant contributions at end of year | 2022-12-31 | $901,445 |
Participant contributions at beginning of year | 2022-12-31 | $986,162 |
Participant contributions at end of year | 2022-12-31 | $1,088 |
Participant contributions at beginning of year | 2022-12-31 | $10,111 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $4,677,510 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $44,993 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $54,989 |
Other income not declared elsewhere | 2022-12-31 | $61,290 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-2,614,728 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $63,326,552 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $65,941,280 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $19,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $55,149,985 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $58,579,555 |
Interest on participant loans | 2022-12-31 | $42,612 |
Interest earned on other investments | 2022-12-31 | $114,905 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $7,318,483 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $6,417,096 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-13,424,703 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,930,566 |
Employer contributions (assets) at end of year | 2022-12-31 | $544 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $3,345 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $4,487,149 |
Contract administrator fees | 2022-12-31 | $175,118 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CROWE LLP |
Accountancy firm EIN | 2022-12-31 | 320921680 |
2021 : CNI SUBSIDIARY 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $54,989 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $2,130 |
Total income from all sources (including contributions) | 2021-12-31 | $18,452,913 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $10,301,085 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $9,889,733 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $179,604 |
Value of total corrective distributions | 2021-12-31 | $2,131 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $11,055,693 |
Value of total assets at end of year | 2021-12-31 | $65,996,269 |
Value of total assets at beginning of year | 2021-12-31 | $57,791,582 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $229,617 |
Total interest from all sources | 2021-12-31 | $159,634 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $4,059,624 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $4,059,624 |
Administrative expenses professional fees incurred | 2021-12-31 | $43,523 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $4,402,079 |
Participant contributions at end of year | 2021-12-31 | $986,162 |
Participant contributions at beginning of year | 2021-12-31 | $1,044,678 |
Participant contributions at end of year | 2021-12-31 | $10,111 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $5,230,216 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $54,989 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $2,130 |
Other income not declared elsewhere | 2021-12-31 | $41,839 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $8,151,828 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $65,941,280 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $57,789,452 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $12,750 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $58,579,555 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $49,811,881 |
Interest on participant loans | 2021-12-31 | $45,641 |
Interest earned on other investments | 2021-12-31 | $113,993 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $6,417,096 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $6,935,023 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,136,123 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,423,398 |
Employer contributions (assets) at end of year | 2021-12-31 | $3,345 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $9,889,733 |
Contract administrator fees | 2021-12-31 | $173,344 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CROWE LLP |
Accountancy firm EIN | 2021-12-31 | 320921680 |
2020 : CNI SUBSIDIARY 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $471,822 |
Total transfer of assets from this plan | 2020-12-31 | $34,763 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $2,130 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $22,862 |
Total income from all sources (including contributions) | 2020-12-31 | $13,836,790 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $7,584,978 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $7,241,800 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $117,611 |
Value of total corrective distributions | 2020-12-31 | $22,862 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $6,705,744 |
Value of total assets at end of year | 2020-12-31 | $57,791,582 |
Value of total assets at beginning of year | 2020-12-31 | $51,123,443 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $202,705 |
Total interest from all sources | 2020-12-31 | $191,427 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,487,567 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,487,567 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $4,509,882 |
Participant contributions at end of year | 2020-12-31 | $1,044,678 |
Participant contributions at beginning of year | 2020-12-31 | $1,071,560 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $694,595 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $2,130 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $22,862 |
Other income not declared elsewhere | 2020-12-31 | $60,262 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,251,812 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $57,789,452 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $51,100,581 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $54,129 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $49,811,881 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $43,757,492 |
Interest on participant loans | 2020-12-31 | $62,442 |
Interest earned on other investments | 2020-12-31 | $128,985 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $6,935,023 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $6,294,391 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $5,391,790 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,501,267 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $7,241,800 |
Contract administrator fees | 2020-12-31 | $148,576 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | HOGAN TAYLOR LLP |
Accountancy firm EIN | 2020-12-31 | 731413977 |
2019 : CNI SUBSIDIARY 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $87,645 |
Total transfer of assets from this plan | 2019-12-31 | $117,215 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $22,862 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $49,428 |
Total income from all sources (including contributions) | 2019-12-31 | $16,040,891 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $11,790,457 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $11,575,273 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $56,042 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $7,294,633 |
Value of total assets at end of year | 2019-12-31 | $51,123,443 |
Value of total assets at beginning of year | 2019-12-31 | $46,929,145 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $159,142 |
Total interest from all sources | 2019-12-31 | $200,911 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,769,324 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,769,324 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $4,391,213 |
Participant contributions at end of year | 2019-12-31 | $1,071,560 |
Participant contributions at beginning of year | 2019-12-31 | $1,020,565 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,469,209 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $686 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $22,862 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $49,428 |
Other income not declared elsewhere | 2019-12-31 | $29,293 |
Administrative expenses (other) incurred | 2019-12-31 | $53,035 |
Total non interest bearing cash at end of year | 2019-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $92,466 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $4,250,434 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $51,100,581 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $46,879,717 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $33,802 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $43,757,492 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $39,068,049 |
Interest on participant loans | 2019-12-31 | $59,347 |
Interest earned on other investments | 2019-12-31 | $141,543 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,172 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,172 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $21 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $6,294,391 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $6,746,207 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,746,730 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,434,211 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $11,575,273 |
Contract administrator fees | 2019-12-31 | $72,305 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | HOGAN TAYLOR LLP |
Accountancy firm EIN | 2019-12-31 | 731413977 |
2018 : CNI SUBSIDIARY 401(K) PLAN 2018 401k financial data |
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Total transfer of assets to this plan | 2018-12-31 | $3,938 |
Total transfer of assets from this plan | 2018-12-31 | $89,560 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $49,428 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $92,515 |
Total income from all sources (including contributions) | 2018-12-31 | $5,802,416 |
Total of all expenses incurred | 2018-12-31 | $13,590,099 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $13,253,469 |
Value of total corrective distributions | 2018-12-31 | $141,943 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $6,932,508 |
Value of total assets at end of year | 2018-12-31 | $46,929,145 |
Value of total assets at beginning of year | 2018-12-31 | $54,845,537 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $194,687 |
Total interest from all sources | 2018-12-31 | $225,124 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $923,796 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $923,796 |
Administrative expenses professional fees incurred | 2018-12-31 | $46,500 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $4,683,590 |
Participant contributions at end of year | 2018-12-31 | $1,020,565 |
Participant contributions at beginning of year | 2018-12-31 | $1,119,602 |
Participant contributions at beginning of year | 2018-12-31 | $67,124 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $622,845 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $686 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $1,096 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $49,428 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $92,515 |
Administrative expenses (other) incurred | 2018-12-31 | $148,187 |
Total non interest bearing cash at end of year | 2018-12-31 | $92,466 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $60,390 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-7,787,683 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $46,879,717 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $54,753,022 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $39,068,049 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $45,472,638 |
Interest on participant loans | 2018-12-31 | $51,696 |
Interest earned on other investments | 2018-12-31 | $173,265 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $1,172 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $28,528 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $28,528 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $163 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $6,746,207 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $8,073,123 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,279,012 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,626,073 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $23,036 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $13,253,469 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | HOGAN TAYLOR LLP |
Accountancy firm EIN | 2018-12-31 | 731413977 |
2017 : CNI SUBSIDIARY 401(K) PLAN 2017 401k financial data |
---|
Total transfer of assets from this plan | 2017-12-31 | $4,582 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $92,515 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $30,901 |
Total income from all sources (including contributions) | 2017-12-31 | $15,264,409 |
Total of all expenses incurred | 2017-12-31 | $5,177,963 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $4,902,143 |
Value of total corrective distributions | 2017-12-31 | $32,829 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $9,111,570 |
Value of total assets at end of year | 2017-12-31 | $54,845,537 |
Value of total assets at beginning of year | 2017-12-31 | $44,702,059 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $242,991 |
Total interest from all sources | 2017-12-31 | $217,594 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $947,087 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $947,087 |
Administrative expenses professional fees incurred | 2017-12-31 | $34,950 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $6,202,684 |
Participant contributions at end of year | 2017-12-31 | $1,119,602 |
Participant contributions at beginning of year | 2017-12-31 | $834,671 |
Participant contributions at end of year | 2017-12-31 | $67,124 |
Participant contributions at beginning of year | 2017-12-31 | $66,424 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $811,299 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $1,096 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $626 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $92,515 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $30,901 |
Administrative expenses (other) incurred | 2017-12-31 | $178,729 |
Total non interest bearing cash at end of year | 2017-12-31 | $60,390 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $21,758 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $10,086,446 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $54,753,022 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $44,671,158 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $29,312 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $45,472,638 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $36,701,668 |
Interest on participant loans | 2017-12-31 | $42,943 |
Interest earned on other investments | 2017-12-31 | $174,619 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $28,528 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $63,990 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $63,990 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $32 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $8,073,123 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $6,989,999 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,988,158 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,097,587 |
Employer contributions (assets) at end of year | 2017-12-31 | $23,036 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $22,923 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $4,902,143 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | HOGAN TAYLOR LLP |
Accountancy firm EIN | 2017-12-31 | 731413977 |
2016 : CNI SUBSIDIARY 401(K) PLAN 2016 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $30,901 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $101,119 |
Total income from all sources (including contributions) | 2016-12-31 | $12,038,479 |
Total of all expenses incurred | 2016-12-31 | $5,569,752 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $5,223,525 |
Value of total corrective distributions | 2016-12-31 | $103,481 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $9,400,299 |
Value of total assets at end of year | 2016-12-31 | $44,702,059 |
Value of total assets at beginning of year | 2016-12-31 | $38,303,550 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $242,746 |
Total interest from all sources | 2016-12-31 | $166,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $689,633 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $689,633 |
Administrative expenses professional fees incurred | 2016-12-31 | $12,900 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $5,723,449 |
Participant contributions at end of year | 2016-12-31 | $834,671 |
Participant contributions at beginning of year | 2016-12-31 | $869,676 |
Participant contributions at end of year | 2016-12-31 | $66,424 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,720,507 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $626 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,011 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $30,901 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $101,119 |
Administrative expenses (other) incurred | 2016-12-31 | $189,152 |
Total non interest bearing cash at end of year | 2016-12-31 | $21,758 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $25,026 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $6,468,727 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $44,671,158 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $38,202,431 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $40,694 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $36,701,668 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $32,685,256 |
Interest on participant loans | 2016-12-31 | $36,182 |
Interest earned on other investments | 2016-12-31 | $129,818 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $63,990 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $6,720 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $6,720 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $6,989,999 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $4,715,861 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,782,547 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,956,343 |
Employer contributions (assets) at end of year | 2016-12-31 | $22,923 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $5,223,525 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | HOGAN TAYLOR LLP |
Accountancy firm EIN | 2016-12-31 | 731413977 |
2015 : CNI SUBSIDIARY 401(K) PLAN 2015 401k financial data |
---|
Total transfer of assets from this plan | 2015-12-31 | $40,095 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $101,119 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $60,975 |
Total income from all sources (including contributions) | 2015-12-31 | $7,162,654 |
Total of all expenses incurred | 2015-12-31 | $6,450,581 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $6,162,988 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $939 |
Value of total corrective distributions | 2015-12-31 | $59,314 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $6,690,409 |
Value of total assets at end of year | 2015-12-31 | $38,303,550 |
Value of total assets at beginning of year | 2015-12-31 | $37,591,428 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $227,340 |
Total interest from all sources | 2015-12-31 | $135,075 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $663,606 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $663,606 |
Administrative expenses professional fees incurred | 2015-12-31 | $12,809 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $4,632,457 |
Participant contributions at end of year | 2015-12-31 | $869,676 |
Participant contributions at beginning of year | 2015-12-31 | $732,697 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $617,687 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,011 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $485 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $101,119 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $60,975 |
Administrative expenses (other) incurred | 2015-12-31 | $157,606 |
Total non interest bearing cash at end of year | 2015-12-31 | $25,026 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $26,696 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $712,073 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $38,202,431 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $37,530,453 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $56,925 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $32,685,256 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $32,353,398 |
Interest on participant loans | 2015-12-31 | $33,385 |
Interest earned on other investments | 2015-12-31 | $101,686 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $6,720 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $6,063 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $6,063 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $4 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $4,715,861 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $4,472,089 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-326,436 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,440,265 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $6,162,988 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | HOGAN TAYLOR LLP |
Accountancy firm EIN | 2015-12-31 | 731413977 |
2014 : CNI SUBSIDIARY 401(K) PLAN 2014 401k financial data |
---|
Total transfer of assets from this plan | 2014-12-31 | $27,029 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $60,975 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $20,696 |
Total income from all sources (including contributions) | 2014-12-31 | $8,057,067 |
Total of all expenses incurred | 2014-12-31 | $5,578,368 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $5,312,118 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $7,155 |
Value of total corrective distributions | 2014-12-31 | $32,071 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,420,704 |
Value of total assets at end of year | 2014-12-31 | $37,591,428 |
Value of total assets at beginning of year | 2014-12-31 | $35,099,479 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $227,024 |
Total interest from all sources | 2014-12-31 | $27,693 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $724,750 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $724,750 |
Administrative expenses professional fees incurred | 2014-12-31 | $13,073 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $4,176,477 |
Participant contributions at end of year | 2014-12-31 | $732,697 |
Participant contributions at beginning of year | 2014-12-31 | $700,656 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $344,531 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $485 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $548 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $60,975 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $20,696 |
Administrative expenses (other) incurred | 2014-12-31 | $161,797 |
Total non interest bearing cash at end of year | 2014-12-31 | $26,696 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $16,913 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,478,699 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $37,530,453 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $35,078,783 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $52,154 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $32,353,398 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $29,924,805 |
Interest on participant loans | 2014-12-31 | $27,685 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $6,063 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $625 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $625 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $8 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $4,472,089 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $4,455,932 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,883,920 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $899,696 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $5,312,118 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | FINLEY AND COOK PLLC |
Accountancy firm EIN | 2014-12-31 | 730604334 |
2013 : CNI SUBSIDIARY 401(K) PLAN 2013 401k financial data |
---|
Total transfer of assets to this plan | 2013-12-31 | $988,638 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $20,696 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $50,707 |
Total income from all sources (including contributions) | 2013-12-31 | $11,533,859 |
Total of all expenses incurred | 2013-12-31 | $5,359,400 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $5,097,304 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $6 |
Value of total corrective distributions | 2013-12-31 | $48,086 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $6,956,713 |
Value of total assets at end of year | 2013-12-31 | $35,099,479 |
Value of total assets at beginning of year | 2013-12-31 | $27,966,393 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $214,004 |
Total interest from all sources | 2013-12-31 | $25,752 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $539,130 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $539,130 |
Administrative expenses professional fees incurred | 2013-12-31 | $8,548 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $4,159,358 |
Participant contributions at end of year | 2013-12-31 | $700,656 |
Participant contributions at beginning of year | 2013-12-31 | $738,574 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,749,129 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $548 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $358 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $20,696 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $50,707 |
Administrative expenses (other) incurred | 2013-12-31 | $145,489 |
Total non interest bearing cash at end of year | 2013-12-31 | $16,913 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $13,628 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $6,174,459 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $35,078,783 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $27,915,686 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $59,967 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $29,924,805 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $23,313,577 |
Interest on participant loans | 2013-12-31 | $25,749 |
Interest earned on other investments | 2013-12-31 | $3 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $625 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $4,455,932 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $3,900,256 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $4,012,264 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,048,226 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $5,097,304 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | FINLEY AND COOK PLLC |
Accountancy firm EIN | 2013-12-31 | 730604334 |
2012 : CNI SUBSIDIARY 401(K) PLAN 2012 401k financial data |
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Total transfer of assets to this plan | 2012-12-31 | $27,550,273 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $50,707 |
Total income from all sources (including contributions) | 2012-12-31 | $1,747,602 |
Total of all expenses incurred | 2012-12-31 | $1,382,189 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,344,347 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,327,330 |
Value of total assets at end of year | 2012-12-31 | $27,966,393 |
Value of total assets at beginning of year | 2012-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $37,842 |
Total interest from all sources | 2012-12-31 | $27,817 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $291,545 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $291,545 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $963,047 |
Participant contributions at end of year | 2012-12-31 | $738,574 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $89,960 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $358 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $50,707 |
Other income not declared elsewhere | 2012-12-31 | $19,491 |
Administrative expenses (other) incurred | 2012-12-31 | $27,494 |
Total non interest bearing cash at end of year | 2012-12-31 | $13,628 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $365,413 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $27,915,686 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $10,348 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $23,313,577 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $0 |
Interest on participant loans | 2012-12-31 | $6,450 |
Interest earned on other investments | 2012-12-31 | $21,367 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $3,900,256 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $81,419 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $274,323 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,344,347 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | FINLEY AND COOK PLLC |
Accountancy firm EIN | 2012-12-31 | 730604334 |