VORTEX COMPANIES, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan VORTEX COMPANIES, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : VORTEX COMPANIES, LLC 401(K) PLAN 2023 401k financial data |
|---|
| Total income from all sources (including contributions) | 2023-12-31 | $4,226,481 |
| Total of all expenses incurred | 2023-12-31 | $1,608,093 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,590,989 |
| Value of total corrective distributions | 2023-12-31 | $6,364 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $2,365,665 |
| Value of total assets at end of year | 2023-12-31 | $11,848,257 |
| Value of total assets at beginning of year | 2023-12-31 | $9,229,869 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $10,740 |
| Total interest from all sources | 2023-12-31 | $4,358 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,851,784 |
| Participant contributions at end of year | 2023-12-31 | $90,731 |
| Participant contributions at beginning of year | 2023-12-31 | $115,311 |
| Participant contributions at beginning of year | 2023-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $1,124 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $2,618,388 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $11,848,257 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $9,229,869 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $11,601,297 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $8,969,801 |
| Interest on participant loans | 2023-12-31 | $4,358 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $156,229 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $144,757 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,856,458 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $512,757 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $1,590,989 |
| Contract administrator fees | 2023-12-31 | $10,740 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | CROWE, LLP |
| Accountancy firm EIN | 2023-12-31 | 350921680 |
| Total income from all sources (including contributions) | 2023-01-01 | $4,226,481 |
| Total of all expenses incurred | 2023-01-01 | $1,608,093 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $1,590,989 |
| Value of total corrective distributions | 2023-01-01 | $6,364 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $2,365,665 |
| Value of total assets at end of year | 2023-01-01 | $11,848,257 |
| Value of total assets at beginning of year | 2023-01-01 | $9,229,869 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $10,740 |
| Total interest from all sources | 2023-01-01 | $4,358 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,851,784 |
| Participant contributions at end of year | 2023-01-01 | $90,731 |
| Participant contributions at beginning of year | 2023-01-01 | $115,311 |
| Participant contributions at beginning of year | 2023-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $1,124 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $2,618,388 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $11,848,257 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $9,229,869 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $11,601,297 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $8,969,801 |
| Interest on participant loans | 2023-01-01 | $4,358 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $156,229 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $144,757 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $1,856,458 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $512,757 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $1,590,989 |
| Contract administrator fees | 2023-01-01 | $10,740 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | CROWE, LLP |
| Accountancy firm EIN | 2023-01-01 | 350921680 |
| 2022 : VORTEX COMPANIES, LLC 401(K) PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $498,713 |
| Total of all expenses incurred | 2022-12-31 | $784,939 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $761,985 |
| Value of total corrective distributions | 2022-12-31 | $16,849 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,225,676 |
| Value of total assets at end of year | 2022-12-31 | $9,229,869 |
| Value of total assets at beginning of year | 2022-12-31 | $9,516,095 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $6,105 |
| Total interest from all sources | 2022-12-31 | $4,109 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,692,060 |
| Participant contributions at end of year | 2022-12-31 | $115,311 |
| Participant contributions at beginning of year | 2022-12-31 | $76,895 |
| Participant contributions at end of year | 2022-12-31 | $0 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $83,855 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-286,226 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $9,229,869 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $9,516,095 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $8,969,801 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $9,311,465 |
| Interest on participant loans | 2022-12-31 | $3,331 |
| Interest earned on other investments | 2022-12-31 | $778 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $144,757 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $127,735 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-1,731,072 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $449,761 |
| Employer contributions (assets) at end of year | 2022-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $761,985 |
| Contract administrator fees | 2022-12-31 | $6,105 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CROWE LLP |
| Accountancy firm EIN | 2022-12-31 | 350921680 |
| Total income from all sources (including contributions) | 2022-01-01 | $498,713 |
| Total of all expenses incurred | 2022-01-01 | $784,939 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $761,985 |
| Value of total corrective distributions | 2022-01-01 | $16,849 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $2,225,676 |
| Value of total assets at end of year | 2022-01-01 | $9,229,869 |
| Value of total assets at beginning of year | 2022-01-01 | $9,516,095 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $6,105 |
| Total interest from all sources | 2022-01-01 | $4,109 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $0 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,692,060 |
| Participant contributions at end of year | 2022-01-01 | $115,311 |
| Participant contributions at beginning of year | 2022-01-01 | $76,895 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $83,855 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-286,226 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $9,229,869 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $9,516,095 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $8,969,801 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $9,311,465 |
| Interest on participant loans | 2022-01-01 | $3,331 |
| Interest earned on other investments | 2022-01-01 | $778 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $144,757 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $127,735 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-01-01 | $0 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-1,731,072 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $449,761 |
| Employer contributions (assets) at end of year | 2022-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $761,985 |
| Contract administrator fees | 2022-01-01 | $6,105 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CROWE LLP |
| Accountancy firm EIN | 2022-01-01 | 350921680 |
| 2021 : VORTEX COMPANIES, LLC 401(K) PLAN 2021 401k financial data |
|---|
| Total transfer of assets to this plan | 2021-12-31 | $1,169,664 |
| Total income from all sources (including contributions) | 2021-12-31 | $3,194,306 |
| Total of all expenses incurred | 2021-12-31 | $862,490 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $852,857 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $0 |
| Value of total corrective distributions | 2021-12-31 | $3,204 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,107,085 |
| Value of total assets at end of year | 2021-12-31 | $9,516,095 |
| Value of total assets at beginning of year | 2021-12-31 | $6,014,615 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $6,429 |
| Total interest from all sources | 2021-12-31 | $2,468 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,491,546 |
| Participant contributions at end of year | 2021-12-31 | $76,895 |
| Participant contributions at beginning of year | 2021-12-31 | $41,912 |
| Participant contributions at end of year | 2021-12-31 | $0 |
| Participant contributions at beginning of year | 2021-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $239,674 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $2,331,816 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $9,516,095 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $6,014,615 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $9,311,465 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $5,914,252 |
| Interest on participant loans | 2021-12-31 | $2,468 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $127,735 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $58,451 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,084,753 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $375,865 |
| Employer contributions (assets) at end of year | 2021-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $852,857 |
| Contract administrator fees | 2021-12-31 | $6,429 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | CROWE, LLP |
| Accountancy firm EIN | 2021-12-31 | 350921680 |
| 2020 : VORTEX COMPANIES, LLC 401(K) PLAN 2020 401k financial data |
|---|
| Total transfer of assets to this plan | 2020-12-31 | $1,693,779 |
| Total income from all sources (including contributions) | 2020-12-31 | $2,426,978 |
| Total of all expenses incurred | 2020-12-31 | $412,920 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $392,030 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Value of total corrective distributions | 2020-12-31 | $17,423 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,454,135 |
| Value of total assets at end of year | 2020-12-31 | $6,014,615 |
| Value of total assets at beginning of year | 2020-12-31 | $2,306,778 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $3,467 |
| Total interest from all sources | 2020-12-31 | $1,954 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $1,093,733 |
| Participant contributions at end of year | 2020-12-31 | $41,912 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $106,106 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $2,014,058 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $6,014,615 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,306,778 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $5,914,252 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $2,261,555 |
| Interest on participant loans | 2020-12-31 | $1,954 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $58,451 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $45,223 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $970,889 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $254,296 |
| Employer contributions (assets) at end of year | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $392,030 |
| Contract administrator fees | 2020-12-31 | $3,467 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BRIGGS & VESELKA CO. |
| Accountancy firm EIN | 2020-12-31 | 741769118 |
| 2019 : VORTEX COMPANIES, LLC 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $1,347,619 |
| Total of all expenses incurred | 2019-12-31 | $166,170 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $163,020 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,016,050 |
| Value of total assets at end of year | 2019-12-31 | $2,306,778 |
| Value of total assets at beginning of year | 2019-12-31 | $1,125,329 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,150 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $701,811 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $113,961 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $1,181,449 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,306,778 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,125,329 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,261,555 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,117,542 |
| Interest on participant loans | 2019-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $45,223 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $7,787 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $331,569 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $200,278 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $163,020 |
| Contract administrator fees | 2019-12-31 | $3,150 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BRIGGS & VESELKA CO. |
| Accountancy firm EIN | 2019-12-31 | 741769118 |
| 2018 : VORTEX COMPANIES, LLC 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $1,077,072 |
| Total of all expenses incurred | 2018-12-31 | $57,504 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $37,619 |
| Value of total corrective distributions | 2018-12-31 | $19,130 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,166,022 |
| Value of total assets at end of year | 2018-12-31 | $1,125,329 |
| Value of total assets at beginning of year | 2018-12-31 | $105,761 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $755 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $100,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $667,811 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $444,799 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $1,019,568 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,125,329 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $105,761 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $1,117,542 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $103,707 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $7,787 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $2,054 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-88,950 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $53,412 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $37,619 |
| Contract administrator fees | 2018-12-31 | $755 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BRIGGS & VESELKA CO. |
| Accountancy firm EIN | 2018-12-31 | 741769118 |
