CATERPILLAR INC. has sponsored the creation of one or more 401k plans.
Additional information about CATERPILLAR INC.
Submission information for form 5500 for 401k plan CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN
401k plan membership statisitcs for CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN
| Measure | Date | Value |
|---|
| 2023: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2023 401k membership |
|---|
| Total participants, beginning-of-year | 2023-01-01 | 25,825 |
| Total number of active participants reported on line 7a of the Form 5500 | 2023-01-01 | 1,776 |
| Number of retired or separated participants receiving benefits | 2023-01-01 | 15,218 |
| Number of other retired or separated participants entitled to future benefits | 2023-01-01 | 1,181 |
| Total of all active and inactive participants | 2023-01-01 | 18,175 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2023-01-01 | 6,559 |
| Total participants | 2023-01-01 | 24,734 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2023-01-01 | 2 |
| 2022: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2022 401k membership |
|---|
| Market value of plan assets | 2022-12-31 | 3,628,912,439 |
| Acturial value of plan assets | 2022-12-31 | 3,517,967,033 |
| Funding target for retired participants and beneficiaries receiving payment | 2022-12-31 | 2,474,650,640 |
| Number of terminated vested participants | 2022-12-31 | 1,474 |
| Fundng target for terminated vested participants | 2022-12-31 | 57,731,203 |
| Active participant vested funding target | 2022-12-31 | 96,466,192 |
| Number of active participants | 2022-12-31 | 1,942 |
| Total funding liabilities for active participants | 2022-12-31 | 128,913,425 |
| Total participant count | 2022-12-31 | 27,988 |
| Total funding target for all participants | 2022-12-31 | 2,661,295,268 |
| Balance at beginning of prior year after applicable adjustments | 2022-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2022-12-31 | 258,505,239 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2022-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2022-12-31 | 0 |
| Amount remaining of carryover balance | 2022-12-31 | 0 |
| Amount remaining of prefunding balance | 2022-12-31 | 258,505,239 |
| Present value of excess contributions | 2022-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2022-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2022-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2022-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2022-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2022-12-31 | 267,656,324 |
| Total employer contributions | 2022-12-31 | 0 |
| Total employee contributions | 2022-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2022-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2022-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2022-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2022-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2022-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2022-12-31 | 4,750,000 |
| Net shortfall amortization installment of oustanding balance | 2022-12-31 | 0 |
| Waiver amortization installment | 2022-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2022-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2022-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2022-12-31 | 0 |
| Additional cash requirement | 2022-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2022-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2022-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2022-12-31 | 0 |
| Total participants, beginning-of-year | 2022-01-01 | 26,945 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 1,922 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 15,894 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 1,265 |
| Total of all active and inactive participants | 2022-01-01 | 19,081 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 6,600 |
| Total participants | 2022-01-01 | 25,681 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 1 |
| 2021: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2021 401k membership |
|---|
| Market value of plan assets | 2021-12-31 | 3,760,241,933 |
| Acturial value of plan assets | 2021-12-31 | 3,384,217,740 |
| Funding target for retired participants and beneficiaries receiving payment | 2021-12-31 | 2,581,965,244 |
| Number of terminated vested participants | 2021-12-31 | 1,501 |
| Fundng target for terminated vested participants | 2021-12-31 | 55,087,803 |
| Active participant vested funding target | 2021-12-31 | 100,234,289 |
| Number of active participants | 2021-12-31 | 1,969 |
| Total funding liabilities for active participants | 2021-12-31 | 133,433,088 |
| Total participant count | 2021-12-31 | 28,812 |
| Total funding target for all participants | 2021-12-31 | 2,770,486,135 |
| Balance at beginning of prior year after applicable adjustments | 2021-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2021-12-31 | 221,911,957 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2021-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2021-12-31 | 0 |
| Amount remaining of carryover balance | 2021-12-31 | 0 |
| Amount remaining of prefunding balance | 2021-12-31 | 221,911,957 |
| Present value of excess contributions | 2021-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2021-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2021-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2021-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2021-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2021-12-31 | 258,505,239 |
| Total employer contributions | 2021-12-31 | 0 |
| Total employee contributions | 2021-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2021-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2021-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2021-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2021-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2021-12-31 | 5,017,000 |
| Net shortfall amortization installment of oustanding balance | 2021-12-31 | 0 |
| Waiver amortization installment | 2021-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2021-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2021-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2021-12-31 | 0 |
| Additional cash requirement | 2021-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2021-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2021-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2021-12-31 | 0 |
| Total participants, beginning-of-year | 2021-01-01 | 27,945 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 2,110 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 16,672 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 1,341 |
| Total of all active and inactive participants | 2021-01-01 | 20,123 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 6,623 |
| Total participants | 2021-01-01 | 26,746 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2020 401k membership |
|---|
| Market value of plan assets | 2020-12-31 | 3,479,259,967 |
| Acturial value of plan assets | 2020-12-31 | 3,287,234,079 |
| Funding target for retired participants and beneficiaries receiving payment | 2020-12-31 | 2,752,085,708 |
| Number of terminated vested participants | 2020-12-31 | 1,603 |
| Fundng target for terminated vested participants | 2020-12-31 | 59,751,099 |
| Active participant vested funding target | 2020-12-31 | 121,325,713 |
| Number of active participants | 2020-12-31 | 2,271 |
| Total funding liabilities for active participants | 2020-12-31 | 157,153,560 |
| Total participant count | 2020-12-31 | 29,681 |
| Total funding target for all participants | 2020-12-31 | 2,968,990,367 |
| Balance at beginning of prior year after applicable adjustments | 2020-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2020-12-31 | 181,567,630 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2020-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2020-12-31 | 0 |
| Amount remaining of carryover balance | 2020-12-31 | 0 |
| Amount remaining of prefunding balance | 2020-12-31 | 181,567,630 |
| Present value of excess contributions | 2020-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2020-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2020-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2020-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2020-12-31 | 221,911,957 |
| Total employer contributions | 2020-12-31 | 0 |
| Total employee contributions | 2020-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2020-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2020-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2020-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2020-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2020-12-31 | 4,706,000 |
| Net shortfall amortization installment of oustanding balance | 2020-12-31 | 0 |
| Waiver amortization installment | 2020-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2020-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2020-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2020-12-31 | 0 |
| Additional cash requirement | 2020-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2020-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2020-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2020-12-31 | 0 |
| Total participants, beginning-of-year | 2020-01-01 | 28,810 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 2,268 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 17,424 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 1,380 |
| Total of all active and inactive participants | 2020-01-01 | 21,072 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 6,634 |
| Total participants | 2020-01-01 | 27,706 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2019 401k membership |
|---|
| Market value of plan assets | 2019-12-31 | 3,105,429,419 |
| Acturial value of plan assets | 2019-12-31 | 3,271,931,322 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-12-31 | 2,805,764,911 |
| Number of terminated vested participants | 2019-12-31 | 1,730 |
| Fundng target for terminated vested participants | 2019-12-31 | 62,343,553 |
| Active participant vested funding target | 2019-12-31 | 156,067,191 |
| Number of active participants | 2019-12-31 | 2,660 |
| Total funding liabilities for active participants | 2019-12-31 | 190,734,122 |
| Total participant count | 2019-12-31 | 30,522 |
| Total funding target for all participants | 2019-12-31 | 3,058,842,586 |
| Balance at beginning of prior year after applicable adjustments | 2019-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-12-31 | 192,379,349 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2019-12-31 | 0 |
| Amount remaining of carryover balance | 2019-12-31 | 0 |
| Amount remaining of prefunding balance | 2019-12-31 | 192,379,349 |
| Present value of excess contributions | 2019-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2019-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2019-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2019-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2019-12-31 | 181,567,630 |
| Total employer contributions | 2019-12-31 | 0 |
| Total employee contributions | 2019-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2019-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2019-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2019-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2019-12-31 | 12,600,000 |
| Net shortfall amortization installment of oustanding balance | 2019-12-31 | 0 |
| Waiver amortization installment | 2019-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2019-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2019-12-31 | 0 |
| Additional cash requirement | 2019-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2019-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2019-12-31 | 0 |
| Total participants, beginning-of-year | 2019-01-01 | 29,819 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 2,666 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 17,997 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 1,651 |
| Total of all active and inactive participants | 2019-01-01 | 22,314 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 6,627 |
| Total participants | 2019-01-01 | 28,941 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 8 |
| 2018: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2018 401k membership |
|---|
| Market value of plan assets | 2018-12-31 | 3,559,317,548 |
| Acturial value of plan assets | 2018-12-31 | 3,353,889,538 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 2,738,744,840 |
| Number of terminated vested participants | 2018-12-31 | 1,902 |
| Fundng target for terminated vested participants | 2018-12-31 | 64,333,373 |
| Active participant vested funding target | 2018-12-31 | 195,389,017 |
| Number of active participants | 2018-12-31 | 3,108 |
| Total funding liabilities for active participants | 2018-12-31 | 248,261,740 |
| Total participant count | 2018-12-31 | 31,259 |
| Total funding target for all participants | 2018-12-31 | 3,051,339,953 |
| Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
| Amount remaining of carryover balance | 2018-12-31 | 0 |
| Amount remaining of prefunding balance | 2018-12-31 | 0 |
| Present value of excess contributions | 2018-12-31 | 181,953,418 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 192,379,349 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-31 | 192,379,349 |
| Reductions in caryover balances due to elections or deemed elections | 2018-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2018-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2018-12-31 | 192,379,349 |
| Total employer contributions | 2018-12-31 | 0 |
| Total employee contributions | 2018-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2018-12-31 | 15,690,000 |
| Net shortfall amortization installment of oustanding balance | 2018-12-31 | 0 |
| Waiver amortization installment | 2018-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Additional cash requirement | 2018-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
| Total participants, beginning-of-year | 2018-01-01 | 30,664 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 3,232 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 18,271 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 1,591 |
| Total of all active and inactive participants | 2018-01-01 | 23,094 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 6,621 |
| Total participants | 2018-01-01 | 29,715 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2017 401k membership |
|---|
| Market value of plan assets | 2017-12-31 | 3,184,371,325 |
| Acturial value of plan assets | 2017-12-31 | 3,246,205,038 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 2,799,879,791 |
| Number of terminated vested participants | 2017-12-31 | 1,935 |
| Fundng target for terminated vested participants | 2017-12-31 | 64,351,088 |
| Active participant vested funding target | 2017-12-31 | 205,323,405 |
| Number of active participants | 2017-12-31 | 3,324 |
| Total funding liabilities for active participants | 2017-12-31 | 259,525,134 |
| Total participant count | 2017-12-31 | 31,917 |
| Total funding target for all participants | 2017-12-31 | 3,123,756,013 |
| Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
| Amount remaining of carryover balance | 2017-12-31 | 0 |
| Amount remaining of prefunding balance | 2017-12-31 | 0 |
| Present value of excess contributions | 2017-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2017-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2017-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2017-12-31 | 0 |
| Total employer contributions | 2017-12-31 | 200,000,000 |
| Total employee contributions | 2017-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 181,953,418 |
| Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2017-12-31 | 15,558,000 |
| Net shortfall amortization installment of oustanding balance | 2017-12-31 | 0 |
| Waiver amortization installment | 2017-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2017-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2017-12-31 | 0 |
| Additional cash requirement | 2017-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 181,953,418 |
| Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
| Total participants, beginning-of-year | 2017-01-01 | 31,422 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 3,665 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 18,588 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1,937 |
| Total of all active and inactive participants | 2017-01-01 | 24,190 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 6,539 |
| Total participants | 2017-01-01 | 30,729 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2016 401k membership |
|---|
| Market value of plan assets | 2016-12-31 | 3,235,523,175 |
| Acturial value of plan assets | 2016-12-31 | 3,426,487,405 |
| Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 2,853,818,640 |
| Number of terminated vested participants | 2016-12-31 | 2,122 |
| Fundng target for terminated vested participants | 2016-12-31 | 70,146,509 |
| Active participant vested funding target | 2016-12-31 | 228,376,123 |
| Number of active participants | 2016-12-31 | 3,732 |
| Total funding liabilities for active participants | 2016-12-31 | 266,073,976 |
| Total participant count | 2016-12-31 | 32,724 |
| Total funding target for all participants | 2016-12-31 | 3,190,039,125 |
| Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
| Amount remaining of carryover balance | 2016-12-31 | 0 |
| Amount remaining of prefunding balance | 2016-12-31 | 0 |
| Present value of excess contributions | 2016-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2016-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2016-12-31 | 0 |
| Total employer contributions | 2016-12-31 | 0 |
| Total employee contributions | 2016-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2016-12-31 | 18,034,400 |
| Net shortfall amortization installment of oustanding balance | 2016-12-31 | 0 |
| Waiver amortization installment | 2016-12-31 | 0 |
| Waived amount of outstanding balance | 2016-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Additional cash requirement | 2016-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
| Total participants, beginning-of-year | 2016-01-01 | 31,858 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 3,939 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 19,039 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 2,023 |
| Total of all active and inactive participants | 2016-01-01 | 25,001 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 6,484 |
| Total participants | 2016-01-01 | 31,485 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 14 |
| 2015: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 33,140 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 4,427 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 19,277 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2,123 |
| Total of all active and inactive participants | 2015-01-01 | 25,827 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 6,451 |
| Total participants | 2015-01-01 | 32,278 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 18 |
| 2014: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 34,022 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 5,066 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 19,395 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 2,150 |
| Total of all active and inactive participants | 2014-01-01 | 26,611 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 6,362 |
| Total participants | 2014-01-01 | 32,973 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 16 |
| 2013: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 34,681 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 5,555 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 19,634 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2,343 |
| Total of all active and inactive participants | 2013-01-01 | 27,532 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 6,301 |
| Total participants | 2013-01-01 | 33,833 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 28 |
| 2012: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-12-01 | 34,987 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-12-01 | 6,052 |
| Number of retired or separated participants receiving benefits | 2012-12-01 | 19,766 |
| Number of other retired or separated participants entitled to future benefits | 2012-12-01 | 2,825 |
| Total of all active and inactive participants | 2012-12-01 | 28,643 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-12-01 | 6,226 |
| Total participants | 2012-12-01 | 34,869 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-12-01 | 4 |
| 2011: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-12-01 | 33,998 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-12-01 | 6,152 |
| Number of retired or separated participants receiving benefits | 2011-12-01 | 19,792 |
| Number of other retired or separated participants entitled to future benefits | 2011-12-01 | 2,854 |
| Total of all active and inactive participants | 2011-12-01 | 28,798 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-12-01 | 6,189 |
| Total participants | 2011-12-01 | 34,987 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-12-01 | 35 |
| 2010: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-12-01 | 34,546 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-12-01 | 6,612 |
| Number of retired or separated participants receiving benefits | 2010-12-01 | 19,889 |
| Number of other retired or separated participants entitled to future benefits | 2010-12-01 | 2,934 |
| Total of all active and inactive participants | 2010-12-01 | 29,435 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-12-01 | 6,103 |
| Total participants | 2010-12-01 | 35,538 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-12-01 | 22 |
| 2009: CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-12-01 | 35,577 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-12-01 | 7,120 |
| Number of retired or separated participants receiving benefits | 2009-12-01 | 19,899 |
| Number of other retired or separated participants entitled to future benefits | 2009-12-01 | 3,364 |
| Total of all active and inactive participants | 2009-12-01 | 30,383 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-12-01 | 6,037 |
| Total participants | 2009-12-01 | 36,420 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-12-01 | 46 |
| Measure | Date | Value |
|---|
| 2023 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $320,777 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $163,347 |
| Total income from all sources (including contributions) | 2023-12-31 | $251,492,877 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $243,438,656 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $239,278,656 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $0 |
| Value of total assets at end of year | 2023-12-31 | $2,585,562,875 |
| Value of total assets at beginning of year | 2023-12-31 | $2,577,351,224 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $4,160,000 |
| Total interest from all sources | 2023-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $45,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Administrative expenses (other) incurred | 2023-12-31 | $2,472,672 |
| Liabilities. Value of operating payables at end of year | 2023-12-31 | $320,777 |
| Liabilities. Value of operating payables at beginning of year | 2023-12-31 | $163,347 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $8,054,221 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $2,585,242,098 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $2,577,187,877 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2023-12-31 | $2,585,562,875 |
| Value of interest in master investment trust accounts at beginning of year | 2023-12-31 | $2,577,351,224 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $239,278,656 |
| Contract administrator fees | 2023-12-31 | $482,649 |
| Did the plan have assets held for investment | 2023-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2023-12-31 | 134008324 |
| 2022 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $163,347 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $268,380 |
| Total income from all sources (including contributions) | 2022-12-31 | $-800,038,142 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $251,418,040 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $247,467,158 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $216 |
| Value of total assets at end of year | 2022-12-31 | $2,577,351,224 |
| Value of total assets at beginning of year | 2022-12-31 | $3,628,912,439 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $3,950,882 |
| Total interest from all sources | 2022-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $436,879 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $45,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Administrative expenses (other) incurred | 2022-12-31 | $2,365,176 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $163,347 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $268,380 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,051,456,182 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $2,577,187,877 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $3,628,644,059 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2022-12-31 | $2,577,351,224 |
| Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $3,628,912,439 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $216 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $247,467,158 |
| Contract administrator fees | 2022-12-31 | $1,148,827 |
| Did the plan have assets held for investment | 2022-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2022-12-31 | 134008324 |
| 2021 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $268,380 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $333,119 |
| Total income from all sources (including contributions) | 2021-12-31 | $128,471,531 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $259,736,286 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $255,667,976 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
| Value of total assets at end of year | 2021-12-31 | $3,628,912,439 |
| Value of total assets at beginning of year | 2021-12-31 | $3,760,241,933 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $4,068,310 |
| Total interest from all sources | 2021-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $545,889 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Administrative expenses (other) incurred | 2021-12-31 | $2,381,254 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $268,380 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $333,119 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-131,264,755 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $3,628,644,059 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,759,908,814 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2021-12-31 | $3,628,912,439 |
| Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $3,760,241,933 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $255,667,976 |
| Contract administrator fees | 2021-12-31 | $1,141,167 |
| Did the plan have assets held for investment | 2021-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2021-12-31 | 134008324 |
| 2020 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $333,119 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $266,521 |
| Total income from all sources (including contributions) | 2020-12-31 | $551,581,828 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $270,666,460 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $266,282,867 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $3,760,241,933 |
| Value of total assets at beginning of year | 2020-12-31 | $3,479,259,967 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $4,383,593 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $850,267 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Administrative expenses (other) incurred | 2020-12-31 | $2,370,397 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $333,119 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $266,521 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $280,915,368 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $3,759,908,814 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,478,993,446 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2020-12-31 | $3,760,241,933 |
| Value of interest in master investment trust accounts at beginning of year | 2020-12-31 | $3,479,259,967 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $266,282,867 |
| Contract administrator fees | 2020-12-31 | $1,162,929 |
| Did the plan have assets held for investment | 2020-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2020-12-31 | 134008324 |
| 2019 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $266,521 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $349,511 |
| Total income from all sources (including contributions) | 2019-12-31 | $658,483,891 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $284,570,353 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $271,725,672 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $3,479,259,967 |
| Value of total assets at beginning of year | 2019-12-31 | $3,105,429,419 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $12,844,681 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $809,140 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Administrative expenses (other) incurred | 2019-12-31 | $10,641,156 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $266,521 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $349,511 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $373,913,538 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,478,993,446 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $3,105,079,908 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2019-12-31 | $3,479,259,967 |
| Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $3,105,429,419 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $271,725,672 |
| Contract administrator fees | 2019-12-31 | $1,394,385 |
| Did the plan have assets held for investment | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2019-12-31 | 134008324 |
| 2018 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $349,511 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $291,953 |
| Total income from all sources (including contributions) | 2018-12-31 | $-184,686,231 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $276,880,107 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $272,810,753 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $3,105,429,419 |
| Value of total assets at beginning of year | 2018-12-31 | $3,566,938,199 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $4,069,354 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $654,561 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Administrative expenses (other) incurred | 2018-12-31 | $2,233,615 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $349,511 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $291,953 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-461,566,338 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $3,105,079,908 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $3,566,646,246 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2018-12-31 | $3,105,429,419 |
| Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $3,366,938,199 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Employer contributions (assets) at end of year | 2018-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $200,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $272,810,753 |
| Contract administrator fees | 2018-12-31 | $1,181,178 |
| Did the plan have assets held for investment | 2018-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2018-12-31 | 134008324 |
| 2017 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $291,953 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $270,708 |
| Total income from all sources (including contributions) | 2017-12-31 | $679,382,316 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $296,836,687 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $280,621,546 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $200,000,000 |
| Value of total assets at end of year | 2017-12-31 | $3,566,938,199 |
| Value of total assets at beginning of year | 2017-12-31 | $3,184,371,325 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $16,215,141 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $697,014 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Administrative expenses (other) incurred | 2017-12-31 | $14,361,962 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $291,953 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $270,708 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $382,545,629 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $3,566,646,246 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $3,184,100,617 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2017-12-31 | $3,366,938,199 |
| Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $3,184,371,325 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $200,000,000 |
| Employer contributions (assets) at end of year | 2017-12-31 | $200,000,000 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $280,621,546 |
| Contract administrator fees | 2017-12-31 | $1,156,165 |
| Did the plan have assets held for investment | 2017-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2017-12-31 | 134008324 |
| 2016 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $270,708 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $281,754 |
| Total income from all sources (including contributions) | 2016-12-31 | $256,383,474 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $307,749,663 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $290,728,308 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $3,184,371,325 |
| Value of total assets at beginning of year | 2016-12-31 | $3,235,748,560 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $17,021,355 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $579,680 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $225,385 |
| Administrative expenses (other) incurred | 2016-12-31 | $15,362,066 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $270,708 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $281,754 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-51,366,189 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $3,184,100,617 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,235,466,806 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2016-12-31 | $3,184,371,325 |
| Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $3,235,523,175 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $290,728,308 |
| Contract administrator fees | 2016-12-31 | $1,079,609 |
| Did the plan have assets held for investment | 2016-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2016-12-31 | 134008324 |
| 2015 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $281,754 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $277,574 |
| Total income from all sources (including contributions) | 2015-12-31 | $-53,213,514 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $307,661,165 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $296,793,109 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $225,385 |
| Value of total assets at end of year | 2015-12-31 | $3,235,748,560 |
| Value of total assets at beginning of year | 2015-12-31 | $3,596,619,059 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $10,868,056 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $546,192 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $225,385 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $225,385 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Administrative expenses (other) incurred | 2015-12-31 | $9,132,666 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $281,754 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $277,574 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-360,874,679 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,235,466,806 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,596,341,485 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2015-12-31 | $3,235,523,175 |
| Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $3,596,619,059 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $296,793,109 |
| Contract administrator fees | 2015-12-31 | $1,189,198 |
| Did the plan have assets held for investment | 2015-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2015-12-31 | 134008324 |
| 2014 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $277,574 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $537,718 |
| Total income from all sources (including contributions) | 2014-12-31 | $248,008,741 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $307,599,774 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $302,677,221 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $3,596,619,059 |
| Value of total assets at beginning of year | 2014-12-31 | $3,656,470,236 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $4,922,553 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $554,760 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Administrative expenses (other) incurred | 2014-12-31 | $3,153,977 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $277,574 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $537,718 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-59,591,033 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $3,596,341,485 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,655,932,518 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $2,238 |
| Value of interest in master investment trust accounts at end of year | 2014-12-31 | $3,596,619,059 |
| Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $3,589,470,236 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $67,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $302,677,221 |
| Contract administrator fees | 2014-12-31 | $1,211,578 |
| Did the plan have assets held for investment | 2014-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2014-12-31 | 134008324 |
| 2013 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $537,718 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $306,140 |
| Total income from all sources (including contributions) | 2013-12-31 | $666,570,187 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $318,521,330 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $309,813,890 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $148,000,000 |
| Value of total assets at end of year | 2013-12-31 | $3,656,470,236 |
| Value of total assets at beginning of year | 2013-12-31 | $3,308,189,801 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $8,707,440 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $45,000 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Administrative expenses (other) incurred | 2013-12-31 | $6,824,273 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $537,718 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $306,140 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $348,048,857 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,655,932,518 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,307,883,661 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $600,299 |
| Value of interest in master investment trust accounts at end of year | 2013-12-31 | $3,589,470,236 |
| Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $3,251,189,801 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $148,000,000 |
| Employer contributions (assets) at end of year | 2013-12-31 | $67,000,000 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $57,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $309,813,890 |
| Contract administrator fees | 2013-12-31 | $1,237,868 |
| Did the plan have assets held for investment | 2013-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2013-12-31 | 134008324 |
| 2012 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $306,140 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $336,799 |
| Total income from all sources (including contributions) | 2012-12-31 | $76,213,809 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $26,237,035 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $26,068,437 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $15,000,000 |
| Value of total assets at end of year | 2012-12-31 | $3,308,189,801 |
| Value of total assets at beginning of year | 2012-12-31 | $3,258,243,686 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $168,598 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $20,000 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $306,140 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $336,799 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $49,976,774 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,307,883,661 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,257,906,887 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $41,561 |
| Value of interest in master investment trust accounts at end of year | 2012-12-31 | $3,251,189,801 |
| Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $3,184,243,686 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $15,000,000 |
| Employer contributions (assets) at end of year | 2012-12-31 | $57,000,000 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $74,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $26,068,437 |
| Contract administrator fees | 2012-12-31 | $107,037 |
| Did the plan have assets held for investment | 2012-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2012-12-31 | 134008324 |
| Total unrealized appreciation/depreciation of assets | 2012-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $336,799 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $569,973 |
| Total income from all sources (including contributions) | 2012-11-30 | $478,960,410 |
| Total loss/gain on sale of assets | 2012-11-30 | $0 |
| Total of all expenses incurred | 2012-11-30 | $325,180,760 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-11-30 | $315,969,049 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-11-30 | $170,000,000 |
| Value of total assets at end of year | 2012-11-30 | $3,258,243,686 |
| Value of total assets at beginning of year | 2012-11-30 | $3,104,697,210 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-11-30 | $9,211,711 |
| Total interest from all sources | 2012-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-11-30 | No |
| Administrative expenses professional fees incurred | 2012-11-30 | $692,823 |
| Was this plan covered by a fidelity bond | 2012-11-30 | Yes |
| Value of fidelity bond cover | 2012-11-30 | $45,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-11-30 | No |
| Administrative expenses (other) incurred | 2012-11-30 | $7,040,598 |
| Liabilities. Value of operating payables at end of year | 2012-11-30 | $336,799 |
| Liabilities. Value of operating payables at beginning of year | 2012-11-30 | $569,973 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Value of net income/loss | 2012-11-30 | $153,779,650 |
| Value of net assets at end of year (total assets less liabilities) | 2012-11-30 | $3,257,906,887 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-11-30 | $3,104,127,237 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-11-30 | No |
| Value of interest in master investment trust accounts at end of year | 2012-11-30 | $3,184,243,686 |
| Value of interest in master investment trust accounts at beginning of year | 2012-11-30 | $3,053,353,749 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-11-30 | No |
| Contributions received in cash from employer | 2012-11-30 | $170,000,000 |
| Employer contributions (assets) at end of year | 2012-11-30 | $74,000,000 |
| Employer contributions (assets) at beginning of year | 2012-11-30 | $51,343,461 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-11-30 | $315,969,049 |
| Contract administrator fees | 2012-11-30 | $1,478,290 |
| Did the plan have assets held for investment | 2012-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-11-30 | Unqualified |
| Accountancy firm name | 2012-11-30 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2012-11-30 | 134008324 |
| 2011 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $569,973 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $603,375 |
| Total income from all sources (including contributions) | 2011-11-30 | $213,867,788 |
| Total loss/gain on sale of assets | 2011-11-30 | $0 |
| Total of all expenses incurred | 2011-11-30 | $329,633,683 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-11-30 | $322,557,347 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-11-30 | $106,030,384 |
| Value of total assets at end of year | 2011-11-30 | $3,104,697,210 |
| Value of total assets at beginning of year | 2011-11-30 | $3,220,496,507 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-11-30 | $7,076,336 |
| Total interest from all sources | 2011-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-11-30 | No |
| Administrative expenses professional fees incurred | 2011-11-30 | $957,325 |
| Was this plan covered by a fidelity bond | 2011-11-30 | Yes |
| Value of fidelity bond cover | 2011-11-30 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-11-30 | No |
| Administrative expenses (other) incurred | 2011-11-30 | $4,061,809 |
| Liabilities. Value of operating payables at end of year | 2011-11-30 | $569,973 |
| Liabilities. Value of operating payables at beginning of year | 2011-11-30 | $603,375 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Value of net income/loss | 2011-11-30 | $-115,765,895 |
| Value of net assets at end of year (total assets less liabilities) | 2011-11-30 | $3,104,127,237 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-11-30 | $3,219,893,132 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-11-30 | No |
| Value of interest in master investment trust accounts at end of year | 2011-11-30 | $3,053,353,749 |
| Value of interest in master investment trust accounts at beginning of year | 2011-11-30 | $3,141,496,507 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-11-30 | No |
| Contributions received in cash from employer | 2011-11-30 | $106,030,384 |
| Employer contributions (assets) at end of year | 2011-11-30 | $51,343,461 |
| Employer contributions (assets) at beginning of year | 2011-11-30 | $79,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-11-30 | $322,557,347 |
| Contract administrator fees | 2011-11-30 | $2,057,202 |
| Did the plan have assets held for investment | 2011-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-11-30 | Unqualified |
| Accountancy firm name | 2011-11-30 | PRICEWATHERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2011-11-30 | 134008324 |
| 2010 : CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-11-30 | $0 |
