CATERPILLAR INC. has sponsored the creation of one or more 401k plans.
Additional information about CATERPILLAR INC.
Submission information for form 5500 for 401k plan CATERPILLAR INC. MASTER RETIREMENT TRUST
| Measure | Date | Value |
|---|
| 2017 : CATERPILLAR INC. MASTER RETIREMENT TRUST 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $963,414,781 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $963,414,781 |
| Total transfer of assets to this plan | 2017-12-31 | $5,020,475,675 |
| Total transfer of assets from this plan | 2017-12-31 | $4,667,420,538 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $69,522,886 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $243,418,345 |
| Total income from all sources (including contributions) | 2017-12-31 | $1,792,891,257 |
| Total loss/gain on sale of assets | 2017-12-31 | $392,449,413 |
| Total of all expenses incurred | 2017-12-31 | $84,569,586 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $13,484,890,926 |
| Value of total assets at beginning of year | 2017-12-31 | $11,597,409,577 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $84,569,586 |
| Total interest from all sources | 2017-12-31 | $336,638,517 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $89,147,502 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $83,242 |
| Assets. Real estate other than employer real property at end of year | 2017-12-31 | $9,639,000 |
| Assets. Real estate other than employer real property at beginning of year | 2017-12-31 | $9,779,000 |
| Administrative expenses professional fees incurred | 2017-12-31 | $5,470,034 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $37,072,385 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $30,758,371 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $227,808,948 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $227,279,016 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $133,255,238 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $185,067,838 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $69,522,886 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $243,418,345 |
| Other income not declared elsewhere | 2017-12-31 | $5,499,363 |
| Administrative expenses (other) incurred | 2017-12-31 | $44,145,100 |
| Total non interest bearing cash at end of year | 2017-12-31 | $1,310,652 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $4,212,490 |
| Value of net income/loss | 2017-12-31 | $1,708,321,671 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $13,415,368,040 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $11,353,991,232 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2017-12-31 | $165,525,482 |
| Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $173,765,727 |
| Investment advisory and management fees | 2017-12-31 | $31,601,178 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $7,959,092 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $299,330 |
| Interest earned on other investments | 2017-12-31 | $8,157,423 |
| Income. Interest from US Government securities | 2017-12-31 | $25,649,053 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $300,668,886 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $272,227,677 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $240,630,739 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $107,230,232 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $146,791,472 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $146,791,472 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $2,163,155 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2017-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2017-12-31 | $30,270,116 |
| Asset value of US Government securities at end of year | 2017-12-31 | $1,184,814,433 |
| Asset value of US Government securities at beginning of year | 2017-12-31 | $1,163,338,287 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $709,150 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $3,891,116 |
| Net gain/loss from 103.12 investment entities | 2017-12-31 | $1,141,415 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Income. Dividends from preferred stock | 2017-12-31 | $787,220 |
| Income. Dividends from common stock | 2017-12-31 | $88,277,040 |
| Asset. Corporate debt instrument preferred debt at end of year | 2017-12-31 | $515,747,265 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2017-12-31 | $338,604,308 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $6,607,196,938 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $4,665,707,002 |
| Contract administrator fees | 2017-12-31 | $3,353,274 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $4,215,103,584 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $4,380,905,881 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2017-12-31 | $13,093,520,491 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $12,701,071,078 |
