401k Plan data: EEI MANAGEMENT 401K PLAN plan

EEI MANAGEMENT 401K PLAN 401k Plan overview

Plan Name	EEI MANAGEMENT 401K PLAN
Plan identification number	002

EEI MANAGEMENT 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

ELECTRIC ENERGY, INC. has sponsored the creation of one or more 401k plans.

Company Name: ELECTRIC ENERGY, INC.

Employer identification number (EIN): 370673432

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EEI MANAGEMENT 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 RICHARD KELLY
002 2013-01-01 JULIUS COX
002 2012-01-01 DAVID RAMBO
002 2011-01-01 DAVID RAMBO
002 2010-01-01 DAVID RAMBO
002 2009-01-01 MAXINE RUSSELL

Plan id#	Filing Submission Date	Name of Administrator
002	2014-01-01	RICHARD KELLY
002	2013-01-01	JULIUS COX
002	2012-01-01	DAVID RAMBO
002	2011-01-01	DAVID RAMBO
002	2010-01-01	DAVID RAMBO
002	2009-01-01	MAXINE RUSSELL

Plan Statistics for EEI MANAGEMENT 401K PLAN

401k plan membership statisitcs for EEI MANAGEMENT 401K PLAN

Measure Date Value
2014: EEI MANAGEMENT 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 97
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
2013: EEI MANAGEMENT 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 102
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 69
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 27
Total of all active and inactive participants 2013-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 97
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: EEI MANAGEMENT 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 72
Number of other retired or separated participants entitled to future benefits 2012-01-01 31
Total of all active and inactive participants 2012-01-01 103
Total participants 2012-01-01 103
Number of participants with account balances 2012-01-01 102
2011: EEI MANAGEMENT 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 95
Number of other retired or separated participants entitled to future benefits 2011-01-01 17
Total of all active and inactive participants 2011-01-01 112
Total participants 2011-01-01 112
Number of participants with account balances 2011-01-01 111
2010: EEI MANAGEMENT 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 113
Number of other retired or separated participants entitled to future benefits 2010-01-01 8
Total of all active and inactive participants 2010-01-01 121
Total participants 2010-01-01 121
Number of participants with account balances 2010-01-01 120
2009: EEI MANAGEMENT 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 116
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 9
Total of all active and inactive participants 2009-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 125
Number of participants with account balances 2009-01-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: EEI MANAGEMENT 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	97
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
2013: EEI MANAGEMENT 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	102
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	69
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	27
Total of all active and inactive participants	2013-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	97
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: EEI MANAGEMENT 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	72
Number of other retired or separated participants entitled to future benefits	2012-01-01	31
Total of all active and inactive participants	2012-01-01	103
Total participants	2012-01-01	103
Number of participants with account balances	2012-01-01	102
2011: EEI MANAGEMENT 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	95
Number of other retired or separated participants entitled to future benefits	2011-01-01	17
Total of all active and inactive participants	2011-01-01	112
Total participants	2011-01-01	112
Number of participants with account balances	2011-01-01	111
2010: EEI MANAGEMENT 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	113
Number of other retired or separated participants entitled to future benefits	2010-01-01	8
Total of all active and inactive participants	2010-01-01	121
Total participants	2010-01-01	121
Number of participants with account balances	2010-01-01	120
2009: EEI MANAGEMENT 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	116
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	9
Total of all active and inactive participants	2009-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	125
Number of participants with account balances	2009-01-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on EEI MANAGEMENT 401K PLAN

Measure	Date	Value
2014 : EEI MANAGEMENT 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total transfer of assets to this plan	2014-06-30	$0
Total transfer of assets from this plan	2014-06-30	$8,989,980
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Expenses. Interest paid	2014-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$309,227
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$10,031,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$9,993,251
Expenses. Certain deemed distributions of participant loans	2014-06-30	$38,544
Value of total corrective distributions	2014-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$0
Value of total assets at end of year	2014-06-30	$0
Value of total assets at beginning of year	2014-06-30	$18,712,548
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$0
Total interest from all sources	2014-06-30	$61,092
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Administrative expenses professional fees incurred	2014-06-30	$0
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$25,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Participant contributions at end of year	2014-06-30	$0
Participant contributions at beginning of year	2014-06-30	$228,749
Assets. Other investments not covered elsewhere at end of year	2014-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-06-30	$259,221
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-06-30	$9,781,374
Administrative expenses (other) incurred	2014-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$-9,722,568
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$18,712,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$1,087,941
Value of interest in pooled separate accounts at end of year	2014-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$8,419,857
Interest on participant loans	2014-06-30	$2,379
Interest earned on other investments	2014-06-30	$58,713
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$8,716,780
Expenses. Payments to insurance carriers foe the provision of benefits	2014-06-30	$0
Net investment gain/loss from pooled separate accounts	2014-06-30	$248,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$211,877
Contract administrator fees	2014-06-30	$0
Did the plan have assets held for investment	2014-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	MCCONNELL & JONES LLP
Accountancy firm EIN	2014-06-30	760488832
2013 : EEI MANAGEMENT 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,107,065
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,129,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,129,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$973,641
Value of total assets at end of year	2013-12-31	$18,712,548
Value of total assets at beginning of year	2013-12-31	$16,735,195
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$680
Total interest from all sources	2013-12-31	$182,203
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$17,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$17,042
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$723,547
Participant contributions at end of year	2013-12-31	$228,749
Participant contributions at beginning of year	2013-12-31	$321,228
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$259,221
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$189,873
Other income not declared elsewhere	2013-12-31	$11,323
Administrative expenses (other) incurred	2013-12-31	$680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,977,353
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$18,712,548
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$16,735,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,087,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$972,044
Value of interest in pooled separate accounts at end of year	2013-12-31	$8,419,857
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$13,012
Interest earned on other investments	2013-12-31	$169,191
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$7,045,136
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$8,716,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$8,206,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$256,931
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,665,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$250,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,129,032
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCCONNELL & JONES LLP
Accountancy firm EIN	2013-12-31	760488832
2012 : EEI MANAGEMENT 401K PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,404,733
Total of all expenses incurred	2012-12-31	$1,354,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,336,497
Expenses. Certain deemed distributions of participant loans	2012-12-31	$16,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,126,833
Value of total assets at end of year	2012-12-31	$16,735,195
Value of total assets at beginning of year	2012-12-31	$15,684,630
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$756
Total interest from all sources	2012-12-31	$221,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$843,234
Participant contributions at end of year	2012-12-31	$321,228
Participant contributions at beginning of year	2012-12-31	$321,127
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$189,873
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$158,132
Administrative expenses (other) incurred	2012-12-31	$756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,050,565
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$16,735,195
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$15,684,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$972,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$869,784
Value of interest in pooled separate accounts at end of year	2012-12-31	$7,045,136
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$6,586,916
Interest on participant loans	2012-12-31	$15,166
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$206,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$8,206,914
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$7,748,671
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,056,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$283,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,336,497
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KEMPER CPA GROUP LLP
Accountancy firm EIN	2012-12-31	370818432
2011 : EEI MANAGEMENT 401K PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$473,418
Total income from all sources (including contributions)	2011-12-31	$1,298,038
Total of all expenses incurred	2011-12-31	$3,571,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,560,417
Expenses. Certain deemed distributions of participant loans	2011-12-31	$10,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,172,744
Value of total assets at end of year	2011-12-31	$15,684,630
Value of total assets at beginning of year	2011-12-31	$17,485,001
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,348
Total interest from all sources	2011-12-31	$213,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$874,725
Participant contributions at end of year	2011-12-31	$321,127
Participant contributions at beginning of year	2011-12-31	$351,330
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$158,132
Administrative expenses (other) incurred	2011-12-31	$1,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,273,789
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$15,684,630
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$17,485,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$869,784
Value of interest in pooled separate accounts at end of year	2011-12-31	$6,586,916
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$8,821,677
Interest on participant loans	2011-12-31	$14,162
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$199,729
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$7,748,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$8,311,994
Net investment gain/loss from pooled separate accounts	2011-12-31	$-88,597
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$298,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,560,417
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KEMPER CPA GROUP, LLP
Accountancy firm EIN	2011-12-31	370818432
2010 : EEI MANAGEMENT 401K PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$2,711,853
Total of all expenses incurred	2010-12-31	$674,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$669,983
Expenses. Certain deemed distributions of participant loans	2010-12-31	$4,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,392,654
Value of total assets at end of year	2010-12-31	$17,485,001
Value of total assets at beginning of year	2010-12-31	$15,447,193
Total interest from all sources	2010-12-31	$256,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,045,744
Participant contributions at end of year	2010-12-31	$351,330
Participant contributions at beginning of year	2010-12-31	$299,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,037,808
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$17,485,001
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,447,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$8,821,677
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$8,077,967
Interest on participant loans	2010-12-31	$18,176
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$237,981
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$8,311,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$7,069,263
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,063,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$346,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$669,983
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KEMPER CPA GROUP, LLP
Accountancy firm EIN	2010-12-31	370818432

Form 5500 Responses for EEI MANAGEMENT 401K PLAN

2014: EEI MANAGEMENT 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EEI MANAGEMENT 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EEI MANAGEMENT 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EEI MANAGEMENT 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: EEI MANAGEMENT 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: EEI MANAGEMENT 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ELECTRIC ENERGY, INC.
Employer identification number (EIN):	370673432
NAIC Classification:	221100