401k Plan data: EEI BARGAINING UNIT 401(K) PLAN plan

EEI BARGAINING UNIT 401(K) PLAN 401k Plan overview

Plan Name	EEI BARGAINING UNIT 401(K) PLAN
Plan identification number	003

EEI BARGAINING UNIT 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

ELECTRIC ENERGY, INC. has sponsored the creation of one or more 401k plans.

Company Name: ELECTRIC ENERGY, INC.

Employer identification number (EIN): 370673432

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EEI BARGAINING UNIT 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2014-01-01 RICHARD KELLY
003 2013-01-01 JULIUS COX
003 2012-01-01 DAVID RAMBO
003 2011-01-01 DAVID RAMBO
003 2009-01-01 MAXINE RUSSELL

Plan id#	Filing Submission Date	Name of Administrator
003	2014-01-01	RICHARD KELLY
003	2013-01-01	JULIUS COX
003	2012-01-01	DAVID RAMBO
003	2011-01-01	DAVID RAMBO
003	2009-01-01	MAXINE RUSSELL

Plan Statistics for EEI BARGAINING UNIT 401(K) PLAN

401k plan membership statisitcs for EEI BARGAINING UNIT 401(K) PLAN

Measure Date Value
2014: EEI BARGAINING UNIT 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
2013: EEI BARGAINING UNIT 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 99
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 17
Total of all active and inactive participants 2013-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 116
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: EEI BARGAINING UNIT 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 107
Number of other retired or separated participants entitled to future benefits 2012-01-01 24
Total of all active and inactive participants 2012-01-01 131
Total participants 2012-01-01 131
Number of participants with account balances 2012-01-01 128
2011: EEI BARGAINING UNIT 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 135
Number of other retired or separated participants entitled to future benefits 2011-01-01 15
Total of all active and inactive participants 2011-01-01 150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 151
Number of participants with account balances 2011-01-01 144
2009: EEI BARGAINING UNIT 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 140
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 17
Total of all active and inactive participants 2009-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 157
Number of participants with account balances 2009-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: EEI BARGAINING UNIT 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
2013: EEI BARGAINING UNIT 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	99
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	17
Total of all active and inactive participants	2013-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	116
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: EEI BARGAINING UNIT 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	107
Number of other retired or separated participants entitled to future benefits	2012-01-01	24
Total of all active and inactive participants	2012-01-01	131
Total participants	2012-01-01	131
Number of participants with account balances	2012-01-01	128
2011: EEI BARGAINING UNIT 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	135
Number of other retired or separated participants entitled to future benefits	2011-01-01	15
Total of all active and inactive participants	2011-01-01	150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	151
Number of participants with account balances	2011-01-01	144
2009: EEI BARGAINING UNIT 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	140
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	17
Total of all active and inactive participants	2009-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	157
Number of participants with account balances	2009-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on EEI BARGAINING UNIT 401(K) PLAN

Measure	Date	Value
2014 : EEI BARGAINING UNIT 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total transfer of assets to this plan	2014-06-30	$0
Total transfer of assets from this plan	2014-06-30	$10,283,999
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$231,976
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$2,009,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$1,981,602
Expenses. Certain deemed distributions of participant loans	2014-06-30	$27,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$0
Value of total assets at end of year	2014-06-30	$0
Value of total assets at beginning of year	2014-06-30	$12,061,335
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$0
Total interest from all sources	2014-06-30	$49,043
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$25,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Participant contributions at end of year	2014-06-30	$0
Participant contributions at beginning of year	2014-06-30	$242,298
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-06-30	$1,916,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$-1,777,336
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$12,061,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$1,091,283
Value of interest in pooled separate accounts at end of year	2014-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$4,957,225
Interest on participant loans	2014-06-30	$2,126
Interest earned on other investments	2014-06-30	$46,917
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$5,770,529
Net investment gain/loss from pooled separate accounts	2014-06-30	$182,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$65,000
Did the plan have assets held for investment	2014-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	MCCONNELL & JONES LLP
Accountancy firm EIN	2014-06-30	760488832
2013 : EEI BARGAINING UNIT 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,398,373
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,067,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,061,358
Expenses. Certain deemed distributions of participant loans	2013-12-31	$6,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$914,235
Value of total assets at end of year	2013-12-31	$12,061,335
Value of total assets at beginning of year	2013-12-31	$11,730,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$150
Total interest from all sources	2013-12-31	$135,628
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$16,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$16,784
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$664,306
Participant contributions at end of year	2013-12-31	$242,298
Participant contributions at beginning of year	2013-12-31	$296,291
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$20,224
Other income not declared elsewhere	2013-12-31	$13,118
Administrative expenses (other) incurred	2013-12-31	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$330,702
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,061,335
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$11,730,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,091,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$817,405
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,957,225
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,935,595
Interest on participant loans	2013-12-31	$12,812
Interest earned on other investments	2013-12-31	$122,816
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$5,770,529
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$6,654,417
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$218,490
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,100,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$249,929
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$6,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,061,358
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCCONNELL & JONES LLP
Accountancy firm EIN	2013-12-31	760488832
2012 : EEI BARGAINING UNIT 401(K) PLAN 2012 401k financial data
Total transfer of assets from this plan	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,946,100
Total of all expenses incurred	2012-12-31	$3,711,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,711,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,087,582
Value of total assets at end of year	2012-12-31	$11,730,633
Value of total assets at beginning of year	2012-12-31	$13,495,813
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$83
Total interest from all sources	2012-12-31	$211,341
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$17,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$17,207
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$796,751
Participant contributions at end of year	2012-12-31	$296,291
Participant contributions at beginning of year	2012-12-31	$315,902
Participant contributions at end of year	2012-12-31	$20,224
Participant contributions at beginning of year	2012-12-31	$20,134
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$83
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-1,765,180
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$11,730,633
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$13,495,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$817,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$564,780
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,935,595
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,484,997
Interest on participant loans	2012-12-31	$14,496
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$196,845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$6,654,417
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$9,103,761
Net investment gain/loss from pooled separate accounts	2012-12-31	$629,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$290,831
Employer contributions (assets) at end of year	2012-12-31	$6,701
Employer contributions (assets) at beginning of year	2012-12-31	$6,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,711,197
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KEMPER CPA GROUP, LLP
Accountancy firm EIN	2012-12-31	370818432
2011 : EEI BARGAINING UNIT 401(K) PLAN 2011 401k financial data
Total transfer of assets from this plan	2011-12-31	$473,418
Total income from all sources (including contributions)	2011-12-31	$1,328,411
Total of all expenses incurred	2011-12-31	$1,051,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,051,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,148,318
Value of total assets at end of year	2011-12-31	$13,495,813
Value of total assets at beginning of year	2011-12-31	$13,692,507
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$81
Total interest from all sources	2011-12-31	$249,536
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$4,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$4,212
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$841,489
Participant contributions at end of year	2011-12-31	$315,902
Participant contributions at beginning of year	2011-12-31	$364,080
Participant contributions at end of year	2011-12-31	$20,134
Participant contributions at beginning of year	2011-12-31	$20,421
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,825
Administrative expenses (other) incurred	2011-12-31	$81
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$276,724
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$13,495,813
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$13,692,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$564,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$412,724
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,484,997
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$4,294,303
Interest on participant loans	2011-12-31	$16,006
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$233,530
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$9,103,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$8,594,534
Net investment gain/loss from pooled separate accounts	2011-12-31	$-73,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$303,004
Employer contributions (assets) at end of year	2011-12-31	$6,239
Employer contributions (assets) at beginning of year	2011-12-31	$6,445
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,051,606
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KEMPER CPA GROUP, LLP
Accountancy firm EIN	2011-12-31	370818432
2010 : EEI BARGAINING UNIT 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$2,128,029
Total of all expenses incurred	2010-12-31	$1,122,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,122,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,194,754
Value of total assets at end of year	2010-12-31	$13,692,507
Value of total assets at beginning of year	2010-12-31	$12,687,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$30
Total interest from all sources	2010-12-31	$268,774
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$456
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$882,134
Participant contributions at end of year	2010-12-31	$364,080
Participant contributions at beginning of year	2010-12-31	$326,445
Participant contributions at end of year	2010-12-31	$20,421
Participant contributions at beginning of year	2010-12-31	$15,500
Administrative expenses (other) incurred	2010-12-31	$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,005,482
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$13,692,507
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,687,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$412,724
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$4,294,303
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$4,387,919
Interest on participant loans	2010-12-31	$18,215
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$250,559
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$8,594,534
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$7,952,328
Net investment gain/loss from pooled separate accounts	2010-12-31	$664,045
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$312,620
Employer contributions (assets) at end of year	2010-12-31	$6,445
Employer contributions (assets) at beginning of year	2010-12-31	$4,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,122,517
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KEMPER CPA GROUP, LLP
Accountancy firm EIN	2010-12-31	370818432

Form 5500 Responses for EEI BARGAINING UNIT 401(K) PLAN

2014: EEI BARGAINING UNIT 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EEI BARGAINING UNIT 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EEI BARGAINING UNIT 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EEI BARGAINING UNIT 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EEI BARGAINING UNIT 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ELECTRIC ENERGY, INC.
Employer identification number (EIN):	370673432
NAIC Classification:	221100