AUFFENBERG FORD, INC. C/O AUFFENBERG DEALER GROUP, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AUFFENBERG EMPLOYEES 401(K) PLAN
Measure | Date | Value |
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2023 : AUFFENBERG EMPLOYEES 401(K) PLAN 2023 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total income from all sources (including contributions) | 2023-12-31 | $3,923,260 |
Total loss/gain on sale of assets | 2023-12-31 | $0 |
Total of all expenses incurred | 2023-12-31 | $1,602,954 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,478,708 |
Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $31,821 |
Value of total corrective distributions | 2023-12-31 | $5,571 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,682,780 |
Value of total assets at end of year | 2023-12-31 | $13,678,197 |
Value of total assets at beginning of year | 2023-12-31 | $11,357,891 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $86,854 |
Total interest from all sources | 2023-12-31 | $20,924 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $320,359 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $320,359 |
Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
Value of fidelity bond cover | 2023-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
Contributions received from participants | 2023-12-31 | $1,033,797 |
Participant contributions at end of year | 2023-12-31 | $432,448 |
Participant contributions at beginning of year | 2023-12-31 | $341,994 |
Participant contributions at end of year | 2023-12-31 | $11,152 |
Participant contributions at beginning of year | 2023-12-31 | $10,912 |
Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $337,710 |
Total non interest bearing cash at end of year | 2023-12-31 | $366 |
Total non interest bearing cash at beginning of year | 2023-12-31 | $8,179 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Value of net income/loss | 2023-12-31 | $2,320,306 |
Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $13,678,197 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $11,357,891 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
Investment advisory and management fees | 2023-12-31 | $41,240 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $12,276,495 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $10,133,901 |
Interest on participant loans | 2023-12-31 | $20,924 |
Value of interest in common/collective trusts at end of year | 2023-12-31 | $950,926 |
Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $851,484 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,873,400 |
Net investment gain or loss from common/collective trusts | 2023-12-31 | $25,797 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
Contributions received in cash from employer | 2023-12-31 | $311,273 |
Employer contributions (assets) at end of year | 2023-12-31 | $6,810 |
Employer contributions (assets) at beginning of year | 2023-12-31 | $11,421 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $1,478,708 |
Contract administrator fees | 2023-12-31 | $45,614 |
Did the plan have assets held for investment | 2023-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
Accountancy firm name | 2023-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2023-12-31 | 430352985 |
2022 : AUFFENBERG EMPLOYEES 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-786,698 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,347,213 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,221,539 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $37,748 |
Value of total corrective distributions | 2022-12-31 | $14,520 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,507,665 |
Value of total assets at end of year | 2022-12-31 | $11,357,891 |
Value of total assets at beginning of year | 2022-12-31 | $13,491,802 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $73,406 |
Total interest from all sources | 2022-12-31 | $14,406 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $495,388 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $495,388 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,154,644 |
Participant contributions at end of year | 2022-12-31 | $341,994 |
Participant contributions at beginning of year | 2022-12-31 | $353,965 |
Participant contributions at end of year | 2022-12-31 | $10,912 |
Participant contributions at beginning of year | 2022-12-31 | $10,855 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $0 |
Total non interest bearing cash at end of year | 2022-12-31 | $8,179 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-2,133,911 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $11,357,891 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $13,491,802 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $22,090 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $10,133,901 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $12,096,992 |
Interest on participant loans | 2022-12-31 | $14,406 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $851,484 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,013,484 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,804,157 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $353,021 |
Employer contributions (assets) at end of year | 2022-12-31 | $11,421 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $16,506 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,221,539 |
Contract administrator fees | 2022-12-31 | $51,316 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2022-12-31 | 430352985 |
2021 : AUFFENBERG EMPLOYEES 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $2,979,021 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,404,005 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,250,163 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $36,713 |
Value of total corrective distributions | 2021-12-31 | $28,683 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,237,377 |
Value of total assets at end of year | 2021-12-31 | $13,491,802 |
Value of total assets at beginning of year | 2021-12-31 | $11,916,786 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $88,446 |
Total interest from all sources | 2021-12-31 | $9,090 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,107,199 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,107,199 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $929,323 |
Participant contributions at end of year | 2021-12-31 | $353,965 |
Participant contributions at beginning of year | 2021-12-31 | $356,253 |
Participant contributions at end of year | 2021-12-31 | $10,855 |
Participant contributions at beginning of year | 2021-12-31 | $17,354 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $0 |
Total non interest bearing cash at end of year | 2021-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $9,453 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,575,016 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $13,491,802 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $11,916,786 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $41,772 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $12,096,992 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $10,341,575 |
Interest on participant loans | 2021-12-31 | $9,090 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,013,484 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,186,106 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $605,776 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $19,579 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $308,054 |
Employer contributions (assets) at end of year | 2021-12-31 | $16,506 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $6,045 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,250,163 |
Contract administrator fees | 2021-12-31 | $46,674 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2021-12-31 | 430352985 |
2020 : AUFFENBERG EMPLOYEES 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $89 |
Total income from all sources (including contributions) | 2020-12-31 | $3,415,764 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,471,692 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,420,650 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $3,134 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $952,484 |
Value of total assets at end of year | 2020-12-31 | $11,916,786 |
Value of total assets at beginning of year | 2020-12-31 | $9,972,803 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $47,908 |
Total interest from all sources | 2020-12-31 | $2,549 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $531,410 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $531,410 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $706,697 |
Participant contributions at end of year | 2020-12-31 | $356,253 |
Participant contributions at beginning of year | 2020-12-31 | $310,588 |
Participant contributions at end of year | 2020-12-31 | $17,354 |
Participant contributions at beginning of year | 2020-12-31 | $21,173 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $641 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $89 |
Administrative expenses (other) incurred | 2020-12-31 | $4,192 |
Total non interest bearing cash at end of year | 2020-12-31 | $9,453 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,944,072 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $11,916,786 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $9,972,714 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $20,999 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $10,341,575 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $8,287,880 |
Interest on participant loans | 2020-12-31 | $2,549 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,186,106 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,345,280 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,904,454 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $24,867 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $245,787 |
Employer contributions (assets) at end of year | 2020-12-31 | $6,045 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $7,241 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,420,650 |
Contract administrator fees | 2020-12-31 | $22,717 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2020-12-31 | 430352985 |
2019 : AUFFENBERG EMPLOYEES 401(K) PLAN 2019 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $89 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $89 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $10,732 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $10,732 |
Total income from all sources (including contributions) | 2019-12-31 | $2,812,220 |
Total income from all sources (including contributions) | 2019-12-31 | $2,812,220 |
Total of all expenses incurred | 2019-12-31 | $804,551 |
Total of all expenses incurred | 2019-12-31 | $804,551 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $721,546 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $721,546 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $1,480 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $1,480 |
Value of total corrective distributions | 2019-12-31 | $19,921 |
Value of total corrective distributions | 2019-12-31 | $19,921 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,027,958 |
Value of total assets at end of year | 2019-12-31 | $9,972,803 |
Value of total assets at end of year | 2019-12-31 | $9,972,803 |
Value of total assets at beginning of year | 2019-12-31 | $7,975,777 |
Value of total assets at beginning of year | 2019-12-31 | $7,975,777 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $61,604 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $61,604 |
Total interest from all sources | 2019-12-31 | $12,541 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $108,380 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $108,380 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $108,380 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $709,263 |
Contributions received from participants | 2019-12-31 | $709,263 |
Participant contributions at end of year | 2019-12-31 | $310,588 |
Participant contributions at beginning of year | 2019-12-31 | $240,962 |
Participant contributions at beginning of year | 2019-12-31 | $240,962 |
Participant contributions at end of year | 2019-12-31 | $21,173 |
Participant contributions at beginning of year | 2019-12-31 | $14,981 |
Participant contributions at beginning of year | 2019-12-31 | $14,981 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $90,801 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $641 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $1,306 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $1,306 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $89 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $89 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $10,732 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $10,732 |
Administrative expenses (other) incurred | 2019-12-31 | $1,488 |
Administrative expenses (other) incurred | 2019-12-31 | $1,488 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,007,669 |
Value of net income/loss | 2019-12-31 | $2,007,669 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $9,972,714 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,965,045 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,965,045 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $60,116 |
Investment advisory and management fees | 2019-12-31 | $60,116 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $8,287,880 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $8,287,880 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $6,347,556 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $6,347,556 |
Interest on participant loans | 2019-12-31 | $12,541 |
Interest on participant loans | 2019-12-31 | $12,541 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,345,280 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,345,280 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,318,776 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,318,776 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,625,916 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $37,425 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $227,894 |
Employer contributions (assets) at end of year | 2019-12-31 | $7,241 |
Employer contributions (assets) at end of year | 2019-12-31 | $7,241 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $52,196 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $52,196 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $721,546 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $721,546 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm name | 2019-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2019-12-31 | 430352985 |
Accountancy firm EIN | 2019-12-31 | 430352985 |
2018 : AUFFENBERG EMPLOYEES 401(K) PLAN 2018 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $10,732 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $13,896 |
Total income from all sources (including contributions) | 2018-12-31 | $533,164 |
Total of all expenses incurred | 2018-12-31 | $721,126 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $619,848 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $12,420 |
Value of total corrective distributions | 2018-12-31 | $24,240 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $885,848 |
Value of total assets at end of year | 2018-12-31 | $7,975,777 |
Value of total assets at beginning of year | 2018-12-31 | $8,166,903 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $64,618 |
Total interest from all sources | 2018-12-31 | $10,093 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $646,125 |
Participant contributions at end of year | 2018-12-31 | $240,962 |
Participant contributions at beginning of year | 2018-12-31 | $214,707 |
Participant contributions at end of year | 2018-12-31 | $14,981 |
Participant contributions at beginning of year | 2018-12-31 | $16,653 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $14,184 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,306 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $686 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $10,732 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $13,896 |
Administrative expenses (other) incurred | 2018-12-31 | $10,780 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-187,962 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $7,965,045 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $8,153,007 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $53,838 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $6,347,556 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $6,595,806 |
Income. Interest from loans (other than to participants) | 2018-12-31 | $10,093 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,318,776 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,331,115 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-400,481 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $37,704 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $225,539 |
Employer contributions (assets) at end of year | 2018-12-31 | $52,196 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $7,936 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $619,848 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2018-12-31 | 430352985 |
2017 : AUFFENBERG EMPLOYEES 401(K) PLAN 2017 401k financial data |
---|
Total transfer of assets to this plan | 2017-12-31 | $1,117 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $13,896 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $8,815 |
Total income from all sources (including contributions) | 2017-12-31 | $1,984,917 |
Total of all expenses incurred | 2017-12-31 | $697,079 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $605,593 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $13,349 |
Value of total corrective distributions | 2017-12-31 | $24,679 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $818,807 |
Value of total assets at end of year | 2017-12-31 | $8,166,903 |
Value of total assets at beginning of year | 2017-12-31 | $6,872,867 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $53,458 |
Total interest from all sources | 2017-12-31 | $7,695 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $622,033 |
Participant contributions at end of year | 2017-12-31 | $214,707 |
Participant contributions at beginning of year | 2017-12-31 | $191,890 |
Participant contributions at end of year | 2017-12-31 | $16,653 |
Participant contributions at beginning of year | 2017-12-31 | $20,575 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,271 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $686 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $5,338 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $13,896 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $8,815 |
Administrative expenses (other) incurred | 2017-12-31 | $21,916 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,287,838 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $8,153,007 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $6,864,052 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $31,542 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $6,595,806 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $5,299,562 |
Interest on participant loans | 2017-12-31 | $7,695 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,331,115 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,335,262 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,137,502 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $20,913 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $195,503 |
Employer contributions (assets) at end of year | 2017-12-31 | $7,936 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $20,240 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $605,593 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2017-12-31 | 430352985 |
2016 : AUFFENBERG EMPLOYEES 401(K) PLAN 2016 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $8,815 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $7,759 |
Total income from all sources (including contributions) | 2016-12-31 | $1,250,547 |
Total of all expenses incurred | 2016-12-31 | $685,334 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $547,314 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $53,623 |
Value of total corrective distributions | 2016-12-31 | $49,991 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $812,281 |
Value of total assets at end of year | 2016-12-31 | $6,872,867 |
Value of total assets at beginning of year | 2016-12-31 | $6,306,598 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $34,406 |
Total interest from all sources | 2016-12-31 | $6,454 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $606,904 |
Participant contributions at end of year | 2016-12-31 | $191,890 |
Participant contributions at beginning of year | 2016-12-31 | $225,105 |
Participant contributions at end of year | 2016-12-31 | $20,575 |
Participant contributions at beginning of year | 2016-12-31 | $46,950 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $10,777 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $5,338 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $4,652 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $8,815 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $7,759 |
Administrative expenses (other) incurred | 2016-12-31 | $7,374 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $565,213 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $6,864,052 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $6,298,839 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $27,032 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $5,299,562 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $4,703,526 |
Interest on participant loans | 2016-12-31 | $6,454 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,335,262 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,311,768 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $409,705 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $22,107 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $194,600 |
Employer contributions (assets) at end of year | 2016-12-31 | $20,240 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $14,597 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $547,314 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2016-12-31 | 430352985 |
2015 : AUFFENBERG EMPLOYEES 401(K) PLAN 2015 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $7,759 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,474 |
Total income from all sources (including contributions) | 2015-12-31 | $1,056,762 |
Total of all expenses incurred | 2015-12-31 | $875,148 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $797,895 |
Value of total corrective distributions | 2015-12-31 | $37,174 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $964,086 |
Value of total assets at end of year | 2015-12-31 | $6,306,598 |
Value of total assets at beginning of year | 2015-12-31 | $6,119,699 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $40,079 |
Total interest from all sources | 2015-12-31 | $7,936 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $605,610 |
Participant contributions at end of year | 2015-12-31 | $225,105 |
Participant contributions at beginning of year | 2015-12-31 | $224,205 |
Participant contributions at end of year | 2015-12-31 | $46,950 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $159,702 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $4,652 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $7,759 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $2,474 |
Administrative expenses (other) incurred | 2015-12-31 | $13,861 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $181,614 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $6,298,839 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,117,225 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $26,218 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $4,703,526 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $4,656,064 |
Interest on participant loans | 2015-12-31 | $7,936 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,311,768 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,237,830 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $50,975 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $33,765 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $198,774 |
Employer contributions (assets) at end of year | 2015-12-31 | $14,597 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $1,600 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $797,895 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2015-12-31 | 430352985 |
2014 : AUFFENBERG EMPLOYEES 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,474 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,540 |
Total income from all sources (including contributions) | 2014-12-31 | $1,186,942 |
Total of all expenses incurred | 2014-12-31 | $883,143 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $826,278 |
Value of total corrective distributions | 2014-12-31 | $25,900 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $821,398 |
Value of total assets at end of year | 2014-12-31 | $6,119,699 |
Value of total assets at beginning of year | 2014-12-31 | $5,814,966 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $30,965 |
Total interest from all sources | 2014-12-31 | $6,767 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $608,176 |
Participant contributions at end of year | 2014-12-31 | $224,205 |
Participant contributions at beginning of year | 2014-12-31 | $203,364 |
Participant contributions at end of year | 2014-12-31 | $0 |
Participant contributions at beginning of year | 2014-12-31 | $32,548 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $13,634 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $2,474 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $1,540 |
Administrative expenses (other) incurred | 2014-12-31 | $5,847 |
Total non interest bearing cash at end of year | 2014-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $708 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $303,799 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,117,225 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $5,813,426 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $25,118 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $4,656,064 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $3,794,278 |
Interest on participant loans | 2014-12-31 | $6,767 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,237,830 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,775,520 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $324,252 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $34,525 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $199,588 |
Employer contributions (assets) at end of year | 2014-12-31 | $1,600 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $8,548 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $826,278 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2014-12-31 | 430352985 |
2013 : AUFFENBERG EMPLOYEES 401(K) PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $20,723 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $20,723 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,540 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $3,917 |
Total income from all sources (including contributions) | 2013-12-31 | $1,577,938 |
Total of all expenses incurred | 2013-12-31 | $732,424 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $683,783 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $8,424 |
Value of total corrective distributions | 2013-12-31 | $18,719 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $744,081 |
Value of total assets at end of year | 2013-12-31 | $5,814,966 |
Value of total assets at beginning of year | 2013-12-31 | $4,971,829 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $21,498 |
Total interest from all sources | 2013-12-31 | $6,220 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $551,755 |
Participant contributions at end of year | 2013-12-31 | $203,364 |
Participant contributions at beginning of year | 2013-12-31 | $113,026 |
Participant contributions at end of year | 2013-12-31 | $32,548 |
Participant contributions at beginning of year | 2013-12-31 | $35,278 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $22,678 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $1,540 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $3,917 |
Administrative expenses (other) incurred | 2013-12-31 | $4,397 |
Total non interest bearing cash at end of year | 2013-12-31 | $708 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $6,361 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $845,514 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $5,813,426 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,967,912 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $17,101 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $3,794,278 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $2,573,374 |
Interest on participant loans | 2013-12-31 | $5,898 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,775,520 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,684,243 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $54,380 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $54,380 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $322 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $768,153 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $38,761 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $169,648 |
Employer contributions (assets) at end of year | 2013-12-31 | $8,548 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $10,885 |
Income. Dividends from common stock | 2013-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $683,783 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $494,282 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2013-12-31 | 430352985 |
2012 : AUFFENBERG EMPLOYEES 401(K) PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $122,847 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $122,847 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $3,917 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $983 |
Total income from all sources (including contributions) | 2012-12-31 | $1,170,517 |
Total of all expenses incurred | 2012-12-31 | $1,300,397 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,286,746 |
Value of total corrective distributions | 2012-12-31 | $8,383 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $655,799 |
Value of total assets at end of year | 2012-12-31 | $4,971,829 |
Value of total assets at beginning of year | 2012-12-31 | $5,098,775 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $5,268 |
Total interest from all sources | 2012-12-31 | $6,424 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $14,942 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $500,848 |
Participant contributions at end of year | 2012-12-31 | $113,026 |
Participant contributions at beginning of year | 2012-12-31 | $126,701 |
Participant contributions at end of year | 2012-12-31 | $35,278 |
Participant contributions at beginning of year | 2012-12-31 | $43,379 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $3,917 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $983 |
Administrative expenses (other) incurred | 2012-12-31 | $5,133 |
Total non interest bearing cash at end of year | 2012-12-31 | $6,361 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $5,987 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-129,880 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $4,967,912 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,097,792 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $135 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $2,573,374 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,246,880 |
Interest on participant loans | 2012-12-31 | $6,201 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,684,243 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,499,502 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $54,380 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $542,191 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $542,191 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $223 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $331,792 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $38,713 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $154,951 |
Employer contributions (assets) at end of year | 2012-12-31 | $10,885 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $12,200 |
Income. Dividends from common stock | 2012-12-31 | $14,942 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,286,746 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $494,282 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $621,935 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2012-12-31 | 430352985 |
2011 : AUFFENBERG EMPLOYEES 401(K) PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-29,792 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-29,792 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $983 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $4,984 |
Total income from all sources (including contributions) | 2011-12-31 | $639,965 |
Total loss/gain on sale of assets | 2011-12-31 | $156,880 |
Total of all expenses incurred | 2011-12-31 | $182,473 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $180,640 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $504,333 |
Value of total assets at end of year | 2011-12-31 | $5,098,775 |
Value of total assets at beginning of year | 2011-12-31 | $4,645,284 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,833 |
Total interest from all sources | 2011-12-31 | $5,126 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $10,389 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $377,984 |
Participant contributions at end of year | 2011-12-31 | $126,701 |
Participant contributions at beginning of year | 2011-12-31 | $62,582 |
Participant contributions at end of year | 2011-12-31 | $43,379 |
Participant contributions at beginning of year | 2011-12-31 | $44,834 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $12,188 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $983 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $4,984 |
Other income not declared elsewhere | 2011-12-31 | $71 |
Administrative expenses (other) incurred | 2011-12-31 | $1,833 |
Total non interest bearing cash at end of year | 2011-12-31 | $5,987 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $8,755 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $457,492 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,097,792 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,640,300 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,246,880 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,536,492 |
Interest on participant loans | 2011-12-31 | $4,316 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,499,502 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $542,191 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $43,083 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $43,083 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $810 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-23,297 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $16,255 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $114,161 |
Employer contributions (assets) at end of year | 2011-12-31 | $12,200 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $14,637 |
Income. Dividends from common stock | 2011-12-31 | $10,389 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $180,640 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $621,935 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $934,901 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $596,512 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $439,632 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2011-12-31 | 430352985 |
2010 : AUFFENBERG EMPLOYEES 401(K) PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $218,637 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $218,637 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,984 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $10,039 |
Total income from all sources (including contributions) | 2010-12-31 | $891,645 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $674,146 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $668,953 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $367,932 |
Value of total assets at end of year | 2010-12-31 | $4,645,284 |
Value of total assets at beginning of year | 2010-12-31 | $4,432,840 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $5,193 |
Total interest from all sources | 2010-12-31 | $4,437 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $5,921 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $278,222 |
Participant contributions at end of year | 2010-12-31 | $62,582 |
Participant contributions at beginning of year | 2010-12-31 | $130,751 |
Participant contributions at end of year | 2010-12-31 | $44,834 |
Participant contributions at beginning of year | 2010-12-31 | $18,231 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $4,984 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $10,039 |
Other income not declared elsewhere | 2010-12-31 | $1,715 |
Administrative expenses (other) incurred | 2010-12-31 | $5,193 |
Total non interest bearing cash at end of year | 2010-12-31 | $8,755 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $18,155 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $217,499 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,640,300 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,422,801 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,536,492 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,283,172 |
Interest on participant loans | 2010-12-31 | $4,300 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $43,083 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $290,723 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $290,723 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $137 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $293,003 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $89,710 |
Employer contributions (assets) at end of year | 2010-12-31 | $14,637 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $5,535 |
Income. Dividends from common stock | 2010-12-31 | $5,921 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $668,953 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $934,901 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $686,273 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | KERBER, ECK & BRAECKEL, LLP |
Accountancy firm EIN | 2010-12-31 | 430352985 |
2009 : AUFFENBERG EMPLOYEES 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |