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AUFFENBERG EMPLOYEES 401(K) PLAN 401k Plan overview

Plan NameAUFFENBERG EMPLOYEES 401(K) PLAN
Plan identification number 003

AUFFENBERG EMPLOYEES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AUFFENBERG FORD, INC. C/O AUFFENBERG DEALER GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:AUFFENBERG FORD, INC. C/O AUFFENBERG DEALER GROUP, INC.
Employer identification number (EIN):370744881
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUFFENBERG EMPLOYEES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01JAMES AUFFENBERG, JR.2020-10-14 JAMES AUFFENBERG, JR.2020-10-14
0032018-01-01JAMES AUFFENBERG, JR.2019-10-10 JAMES AUFFENBERG, JR.2019-10-10
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01
0032013-01-01
0032012-01-01JAMES AUFFENBERG, JR. JAMES AUFFENBERG, JR.2013-10-14
0032011-01-01JAMES AUFFENBERG, JR. JAMES AUFFENBERG, JR.2012-10-12
0032010-01-01JAMES AUFFENBERG, JR. JAMES AUFFENBERG, JR.2011-10-14
0032009-01-01JAMES AUFFENBERG, JR JAMES AUFFENBERG, JR2010-10-26
0032009-01-01JAMES AUFFENBERG, JR. JAMES AUFFENBERG, JR.2010-10-14

Plan Statistics for AUFFENBERG EMPLOYEES 401(K) PLAN

401k plan membership statisitcs for AUFFENBERG EMPLOYEES 401(K) PLAN

Measure Date Value
2023: AUFFENBERG EMPLOYEES 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01390
Total number of active participants reported on line 7a of the Form 55002023-01-01320
Number of retired or separated participants receiving benefits2023-01-018
Number of other retired or separated participants entitled to future benefits2023-01-0139
Total of all active and inactive participants2023-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01367
Number of participants with account balances2023-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0125
2022: AUFFENBERG EMPLOYEES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01382
Total number of active participants reported on line 7a of the Form 55002022-01-01330
Number of retired or separated participants receiving benefits2022-01-017
Number of other retired or separated participants entitled to future benefits2022-01-0139
Total of all active and inactive participants2022-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01376
Number of participants with account balances2022-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0122
2021: AUFFENBERG EMPLOYEES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01412
Total number of active participants reported on line 7a of the Form 55002021-01-01336
Number of retired or separated participants receiving benefits2021-01-018
Number of other retired or separated participants entitled to future benefits2021-01-0128
Total of all active and inactive participants2021-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01372
Number of participants with account balances2021-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0134
2020: AUFFENBERG EMPLOYEES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01368
Total number of active participants reported on line 7a of the Form 55002020-01-01348
Number of retired or separated participants receiving benefits2020-01-0114
Number of other retired or separated participants entitled to future benefits2020-01-0117
Total of all active and inactive participants2020-01-01379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01379
Number of participants with account balances2020-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0113
2019: AUFFENBERG EMPLOYEES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01377
Total number of active participants reported on line 7a of the Form 55002019-01-01236
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01132
Total of all active and inactive participants2019-01-01368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01368
Number of participants with account balances2019-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0121
2018: AUFFENBERG EMPLOYEES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01368
Total number of active participants reported on line 7a of the Form 55002018-01-01213
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01128
Total of all active and inactive participants2018-01-01341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01341
Number of participants with account balances2018-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0136
2017: AUFFENBERG EMPLOYEES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01352
Total number of active participants reported on line 7a of the Form 55002017-01-01217
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01112
Total of all active and inactive participants2017-01-01329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01329
Number of participants with account balances2017-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0133
2016: AUFFENBERG EMPLOYEES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01342
Total number of active participants reported on line 7a of the Form 55002016-01-01217
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0198
Total of all active and inactive participants2016-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01315
Number of participants with account balances2016-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0119
2015: AUFFENBERG EMPLOYEES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01320
Total number of active participants reported on line 7a of the Form 55002015-01-01203
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01100
Total of all active and inactive participants2015-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01303
Number of participants with account balances2015-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0131
2014: AUFFENBERG EMPLOYEES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01292
Total number of active participants reported on line 7a of the Form 55002014-01-01206
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0177
Total of all active and inactive participants2014-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01283
Number of participants with account balances2014-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0127
2013: AUFFENBERG EMPLOYEES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01270
Total number of active participants reported on line 7a of the Form 55002013-01-01189
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0164
Total of all active and inactive participants2013-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01253
Number of participants with account balances2013-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: AUFFENBERG EMPLOYEES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01243
Total number of active participants reported on line 7a of the Form 55002012-01-01175
Number of other retired or separated participants entitled to future benefits2012-01-0160
Total of all active and inactive participants2012-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01235
Number of participants with account balances2012-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: AUFFENBERG EMPLOYEES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01228
Total number of active participants reported on line 7a of the Form 55002011-01-01148
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0173
Total of all active and inactive participants2011-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01221
Number of participants with account balances2011-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2010: AUFFENBERG EMPLOYEES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01254
Total number of active participants reported on line 7a of the Form 55002010-01-01164
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0168
Total of all active and inactive participants2010-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01232
Number of participants with account balances2010-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017
2009: AUFFENBERG EMPLOYEES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01241
Total number of active participants reported on line 7a of the Form 55002009-01-01139
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0186
Total of all active and inactive participants2009-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01225
Number of participants with account balances2009-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on AUFFENBERG EMPLOYEES 401(K) PLAN

Measure Date Value
2023 : AUFFENBERG EMPLOYEES 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$3,923,260
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$1,602,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$1,478,708
Expenses. Certain deemed distributions of participant loans2023-12-31$31,821
Value of total corrective distributions2023-12-31$5,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,682,780
Value of total assets at end of year2023-12-31$13,678,197
Value of total assets at beginning of year2023-12-31$11,357,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$86,854
Total interest from all sources2023-12-31$20,924
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$320,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$320,359
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,033,797
Participant contributions at end of year2023-12-31$432,448
Participant contributions at beginning of year2023-12-31$341,994
Participant contributions at end of year2023-12-31$11,152
Participant contributions at beginning of year2023-12-31$10,912
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$337,710
Total non interest bearing cash at end of year2023-12-31$366
Total non interest bearing cash at beginning of year2023-12-31$8,179
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$2,320,306
Value of net assets at end of year (total assets less liabilities)2023-12-31$13,678,197
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$11,357,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$41,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$12,276,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$10,133,901
Interest on participant loans2023-12-31$20,924
Value of interest in common/collective trusts at end of year2023-12-31$950,926
Value of interest in common/collective trusts at beginning of year2023-12-31$851,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,873,400
Net investment gain or loss from common/collective trusts2023-12-31$25,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$311,273
Employer contributions (assets) at end of year2023-12-31$6,810
Employer contributions (assets) at beginning of year2023-12-31$11,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$1,478,708
Contract administrator fees2023-12-31$45,614
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2023-12-31430352985
2022 : AUFFENBERG EMPLOYEES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-786,698
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,347,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,221,539
Expenses. Certain deemed distributions of participant loans2022-12-31$37,748
Value of total corrective distributions2022-12-31$14,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,507,665
Value of total assets at end of year2022-12-31$11,357,891
Value of total assets at beginning of year2022-12-31$13,491,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$73,406
Total interest from all sources2022-12-31$14,406
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$495,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$495,388
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,154,644
Participant contributions at end of year2022-12-31$341,994
Participant contributions at beginning of year2022-12-31$353,965
Participant contributions at end of year2022-12-31$10,912
Participant contributions at beginning of year2022-12-31$10,855
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$8,179
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,133,911
Value of net assets at end of year (total assets less liabilities)2022-12-31$11,357,891
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,491,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$22,090
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$10,133,901
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$12,096,992
Interest on participant loans2022-12-31$14,406
Value of interest in common/collective trusts at end of year2022-12-31$851,484
Value of interest in common/collective trusts at beginning of year2022-12-31$1,013,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,804,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$353,021
Employer contributions (assets) at end of year2022-12-31$11,421
Employer contributions (assets) at beginning of year2022-12-31$16,506
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,221,539
Contract administrator fees2022-12-31$51,316
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2022-12-31430352985
2021 : AUFFENBERG EMPLOYEES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,979,021
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,404,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,250,163
Expenses. Certain deemed distributions of participant loans2021-12-31$36,713
Value of total corrective distributions2021-12-31$28,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,237,377
Value of total assets at end of year2021-12-31$13,491,802
Value of total assets at beginning of year2021-12-31$11,916,786
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$88,446
Total interest from all sources2021-12-31$9,090
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,107,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,107,199
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$929,323
Participant contributions at end of year2021-12-31$353,965
Participant contributions at beginning of year2021-12-31$356,253
Participant contributions at end of year2021-12-31$10,855
Participant contributions at beginning of year2021-12-31$17,354
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$9,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,575,016
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,491,802
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,916,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$41,772
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$12,096,992
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,341,575
Interest on participant loans2021-12-31$9,090
Value of interest in common/collective trusts at end of year2021-12-31$1,013,484
Value of interest in common/collective trusts at beginning of year2021-12-31$1,186,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$605,776
Net investment gain or loss from common/collective trusts2021-12-31$19,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$308,054
Employer contributions (assets) at end of year2021-12-31$16,506
Employer contributions (assets) at beginning of year2021-12-31$6,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,250,163
Contract administrator fees2021-12-31$46,674
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2021-12-31430352985
2020 : AUFFENBERG EMPLOYEES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$89
Total income from all sources (including contributions)2020-12-31$3,415,764
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,471,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,420,650
Expenses. Certain deemed distributions of participant loans2020-12-31$3,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$952,484
Value of total assets at end of year2020-12-31$11,916,786
Value of total assets at beginning of year2020-12-31$9,972,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$47,908
Total interest from all sources2020-12-31$2,549
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$531,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$531,410
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$706,697
Participant contributions at end of year2020-12-31$356,253
Participant contributions at beginning of year2020-12-31$310,588
Participant contributions at end of year2020-12-31$17,354
Participant contributions at beginning of year2020-12-31$21,173
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$641
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$89
Administrative expenses (other) incurred2020-12-31$4,192
Total non interest bearing cash at end of year2020-12-31$9,453
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,944,072
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,916,786
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,972,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$20,999
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,341,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,287,880
Interest on participant loans2020-12-31$2,549
Value of interest in common/collective trusts at end of year2020-12-31$1,186,106
Value of interest in common/collective trusts at beginning of year2020-12-31$1,345,280
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,904,454
Net investment gain or loss from common/collective trusts2020-12-31$24,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$245,787
Employer contributions (assets) at end of year2020-12-31$6,045
Employer contributions (assets) at beginning of year2020-12-31$7,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,420,650
Contract administrator fees2020-12-31$22,717
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2020-12-31430352985
2019 : AUFFENBERG EMPLOYEES 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$89
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$89
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$10,732
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$10,732
Total income from all sources (including contributions)2019-12-31$2,812,220
Total income from all sources (including contributions)2019-12-31$2,812,220
Total of all expenses incurred2019-12-31$804,551
Total of all expenses incurred2019-12-31$804,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$721,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$721,546
Expenses. Certain deemed distributions of participant loans2019-12-31$1,480
Expenses. Certain deemed distributions of participant loans2019-12-31$1,480
Value of total corrective distributions2019-12-31$19,921
Value of total corrective distributions2019-12-31$19,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,027,958
Value of total assets at end of year2019-12-31$9,972,803
Value of total assets at end of year2019-12-31$9,972,803
Value of total assets at beginning of year2019-12-31$7,975,777
Value of total assets at beginning of year2019-12-31$7,975,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,604
Total interest from all sources2019-12-31$12,541
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$108,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$108,380
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$108,380
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$709,263
Contributions received from participants2019-12-31$709,263
Participant contributions at end of year2019-12-31$310,588
Participant contributions at beginning of year2019-12-31$240,962
Participant contributions at beginning of year2019-12-31$240,962
Participant contributions at end of year2019-12-31$21,173
Participant contributions at beginning of year2019-12-31$14,981
Participant contributions at beginning of year2019-12-31$14,981
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$90,801
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$641
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,306
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,306
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$89
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$89
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$10,732
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$10,732
Administrative expenses (other) incurred2019-12-31$1,488
Administrative expenses (other) incurred2019-12-31$1,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,007,669
Value of net income/loss2019-12-31$2,007,669
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,972,714
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,965,045
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,965,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$60,116
Investment advisory and management fees2019-12-31$60,116
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,287,880
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,287,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,347,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,347,556
Interest on participant loans2019-12-31$12,541
Interest on participant loans2019-12-31$12,541
Value of interest in common/collective trusts at end of year2019-12-31$1,345,280
Value of interest in common/collective trusts at end of year2019-12-31$1,345,280
Value of interest in common/collective trusts at beginning of year2019-12-31$1,318,776
Value of interest in common/collective trusts at beginning of year2019-12-31$1,318,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,625,916
Net investment gain or loss from common/collective trusts2019-12-31$37,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$227,894
Employer contributions (assets) at end of year2019-12-31$7,241
Employer contributions (assets) at end of year2019-12-31$7,241
Employer contributions (assets) at beginning of year2019-12-31$52,196
Employer contributions (assets) at beginning of year2019-12-31$52,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$721,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$721,546
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm name2019-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2019-12-31430352985
Accountancy firm EIN2019-12-31430352985
2018 : AUFFENBERG EMPLOYEES 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$10,732
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$13,896
Total income from all sources (including contributions)2018-12-31$533,164
Total of all expenses incurred2018-12-31$721,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$619,848
Expenses. Certain deemed distributions of participant loans2018-12-31$12,420
Value of total corrective distributions2018-12-31$24,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$885,848
Value of total assets at end of year2018-12-31$7,975,777
Value of total assets at beginning of year2018-12-31$8,166,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$64,618
Total interest from all sources2018-12-31$10,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$646,125
Participant contributions at end of year2018-12-31$240,962
Participant contributions at beginning of year2018-12-31$214,707
Participant contributions at end of year2018-12-31$14,981
Participant contributions at beginning of year2018-12-31$16,653
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$14,184
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,306
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$686
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$10,732
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$13,896
Administrative expenses (other) incurred2018-12-31$10,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-187,962
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,965,045
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,153,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$53,838
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,347,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,595,806
Income. Interest from loans (other than to participants)2018-12-31$10,093
Value of interest in common/collective trusts at end of year2018-12-31$1,318,776
Value of interest in common/collective trusts at beginning of year2018-12-31$1,331,115
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-400,481
Net investment gain or loss from common/collective trusts2018-12-31$37,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$225,539
Employer contributions (assets) at end of year2018-12-31$52,196
Employer contributions (assets) at beginning of year2018-12-31$7,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$619,848
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2018-12-31430352985
2017 : AUFFENBERG EMPLOYEES 401(K) PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$1,117
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$13,896
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$8,815
Total income from all sources (including contributions)2017-12-31$1,984,917
Total of all expenses incurred2017-12-31$697,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$605,593
Expenses. Certain deemed distributions of participant loans2017-12-31$13,349
Value of total corrective distributions2017-12-31$24,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$818,807
Value of total assets at end of year2017-12-31$8,166,903
Value of total assets at beginning of year2017-12-31$6,872,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$53,458
Total interest from all sources2017-12-31$7,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$622,033
Participant contributions at end of year2017-12-31$214,707
Participant contributions at beginning of year2017-12-31$191,890
Participant contributions at end of year2017-12-31$16,653
Participant contributions at beginning of year2017-12-31$20,575
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,271
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$686
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$5,338
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$13,896
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$8,815
Administrative expenses (other) incurred2017-12-31$21,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,287,838
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,153,007
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,864,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$31,542
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,595,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,299,562
Interest on participant loans2017-12-31$7,695
Value of interest in common/collective trusts at end of year2017-12-31$1,331,115
Value of interest in common/collective trusts at beginning of year2017-12-31$1,335,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,137,502
Net investment gain or loss from common/collective trusts2017-12-31$20,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$195,503
Employer contributions (assets) at end of year2017-12-31$7,936
Employer contributions (assets) at beginning of year2017-12-31$20,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$605,593
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2017-12-31430352985
2016 : AUFFENBERG EMPLOYEES 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,815
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,759
Total income from all sources (including contributions)2016-12-31$1,250,547
Total of all expenses incurred2016-12-31$685,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$547,314
Expenses. Certain deemed distributions of participant loans2016-12-31$53,623
Value of total corrective distributions2016-12-31$49,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$812,281
Value of total assets at end of year2016-12-31$6,872,867
Value of total assets at beginning of year2016-12-31$6,306,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$34,406
Total interest from all sources2016-12-31$6,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$606,904
Participant contributions at end of year2016-12-31$191,890
Participant contributions at beginning of year2016-12-31$225,105
Participant contributions at end of year2016-12-31$20,575
Participant contributions at beginning of year2016-12-31$46,950
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,777
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$5,338
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$4,652
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$8,815
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$7,759
Administrative expenses (other) incurred2016-12-31$7,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$565,213
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,864,052
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,298,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$27,032
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,299,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,703,526
Interest on participant loans2016-12-31$6,454
Value of interest in common/collective trusts at end of year2016-12-31$1,335,262
Value of interest in common/collective trusts at beginning of year2016-12-31$1,311,768
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$409,705
Net investment gain or loss from common/collective trusts2016-12-31$22,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$194,600
Employer contributions (assets) at end of year2016-12-31$20,240
Employer contributions (assets) at beginning of year2016-12-31$14,597
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$547,314
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2016-12-31430352985
2015 : AUFFENBERG EMPLOYEES 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,759
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,474
Total income from all sources (including contributions)2015-12-31$1,056,762
Total of all expenses incurred2015-12-31$875,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$797,895
Value of total corrective distributions2015-12-31$37,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$964,086
Value of total assets at end of year2015-12-31$6,306,598
Value of total assets at beginning of year2015-12-31$6,119,699
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$40,079
Total interest from all sources2015-12-31$7,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$605,610
Participant contributions at end of year2015-12-31$225,105
Participant contributions at beginning of year2015-12-31$224,205
Participant contributions at end of year2015-12-31$46,950
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$159,702
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$4,652
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$7,759
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$2,474
Administrative expenses (other) incurred2015-12-31$13,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$181,614
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,298,839
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,117,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$26,218
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,703,526
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,656,064
Interest on participant loans2015-12-31$7,936
Value of interest in common/collective trusts at end of year2015-12-31$1,311,768
Value of interest in common/collective trusts at beginning of year2015-12-31$1,237,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$50,975
Net investment gain or loss from common/collective trusts2015-12-31$33,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$198,774
Employer contributions (assets) at end of year2015-12-31$14,597
Employer contributions (assets) at beginning of year2015-12-31$1,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$797,895
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2015-12-31430352985
2014 : AUFFENBERG EMPLOYEES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,474
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,540
Total income from all sources (including contributions)2014-12-31$1,186,942
Total of all expenses incurred2014-12-31$883,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$826,278
Value of total corrective distributions2014-12-31$25,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$821,398
Value of total assets at end of year2014-12-31$6,119,699
Value of total assets at beginning of year2014-12-31$5,814,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$30,965
Total interest from all sources2014-12-31$6,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$608,176
Participant contributions at end of year2014-12-31$224,205
Participant contributions at beginning of year2014-12-31$203,364
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$32,548
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$13,634
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$2,474
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,540
Administrative expenses (other) incurred2014-12-31$5,847
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$303,799
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,117,225
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,813,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$25,118
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,656,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,794,278
Interest on participant loans2014-12-31$6,767
Value of interest in common/collective trusts at end of year2014-12-31$1,237,830
Value of interest in common/collective trusts at beginning of year2014-12-31$1,775,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$324,252
Net investment gain or loss from common/collective trusts2014-12-31$34,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$199,588
Employer contributions (assets) at end of year2014-12-31$1,600
Employer contributions (assets) at beginning of year2014-12-31$8,548
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$826,278
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2014-12-31430352985
2013 : AUFFENBERG EMPLOYEES 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$20,723
Total unrealized appreciation/depreciation of assets2013-12-31$20,723
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,540
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,917
Total income from all sources (including contributions)2013-12-31$1,577,938
Total of all expenses incurred2013-12-31$732,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$683,783
Expenses. Certain deemed distributions of participant loans2013-12-31$8,424
Value of total corrective distributions2013-12-31$18,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$744,081
Value of total assets at end of year2013-12-31$5,814,966
Value of total assets at beginning of year2013-12-31$4,971,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$21,498
Total interest from all sources2013-12-31$6,220
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$551,755
Participant contributions at end of year2013-12-31$203,364
Participant contributions at beginning of year2013-12-31$113,026
Participant contributions at end of year2013-12-31$32,548
Participant contributions at beginning of year2013-12-31$35,278
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$22,678
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,540
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$3,917
Administrative expenses (other) incurred2013-12-31$4,397
Total non interest bearing cash at end of year2013-12-31$708
Total non interest bearing cash at beginning of year2013-12-31$6,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$845,514
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,813,426
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,967,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$17,101
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,794,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,573,374
Interest on participant loans2013-12-31$5,898
Value of interest in common/collective trusts at end of year2013-12-31$1,775,520
Value of interest in common/collective trusts at beginning of year2013-12-31$1,684,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$54,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$54,380
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$768,153
Net investment gain or loss from common/collective trusts2013-12-31$38,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$169,648
Employer contributions (assets) at end of year2013-12-31$8,548
Employer contributions (assets) at beginning of year2013-12-31$10,885
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$683,783
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$494,282
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2013-12-31430352985
2012 : AUFFENBERG EMPLOYEES 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$122,847
Total unrealized appreciation/depreciation of assets2012-12-31$122,847
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,917
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$983
Total income from all sources (including contributions)2012-12-31$1,170,517
Total of all expenses incurred2012-12-31$1,300,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,286,746
Value of total corrective distributions2012-12-31$8,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$655,799
Value of total assets at end of year2012-12-31$4,971,829
Value of total assets at beginning of year2012-12-31$5,098,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,268
Total interest from all sources2012-12-31$6,424
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$14,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$500,848
Participant contributions at end of year2012-12-31$113,026
Participant contributions at beginning of year2012-12-31$126,701
Participant contributions at end of year2012-12-31$35,278
Participant contributions at beginning of year2012-12-31$43,379
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$3,917
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$983
Administrative expenses (other) incurred2012-12-31$5,133
Total non interest bearing cash at end of year2012-12-31$6,361
Total non interest bearing cash at beginning of year2012-12-31$5,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-129,880
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,967,912
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,097,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$135
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,573,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,246,880
Interest on participant loans2012-12-31$6,201
Value of interest in common/collective trusts at end of year2012-12-31$1,684,243
Value of interest in common/collective trusts at beginning of year2012-12-31$1,499,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$54,380
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$542,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$542,191
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$223
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$331,792
Net investment gain or loss from common/collective trusts2012-12-31$38,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$154,951
Employer contributions (assets) at end of year2012-12-31$10,885
Employer contributions (assets) at beginning of year2012-12-31$12,200
Income. Dividends from common stock2012-12-31$14,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,286,746
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$494,282
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$621,935
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2012-12-31430352985
2011 : AUFFENBERG EMPLOYEES 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-29,792
Total unrealized appreciation/depreciation of assets2011-12-31$-29,792
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$983
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,984
Total income from all sources (including contributions)2011-12-31$639,965
Total loss/gain on sale of assets2011-12-31$156,880
Total of all expenses incurred2011-12-31$182,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$180,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$504,333
Value of total assets at end of year2011-12-31$5,098,775
Value of total assets at beginning of year2011-12-31$4,645,284
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,833
Total interest from all sources2011-12-31$5,126
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$10,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$377,984
Participant contributions at end of year2011-12-31$126,701
Participant contributions at beginning of year2011-12-31$62,582
Participant contributions at end of year2011-12-31$43,379
Participant contributions at beginning of year2011-12-31$44,834
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$12,188
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$983
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$4,984
Other income not declared elsewhere2011-12-31$71
Administrative expenses (other) incurred2011-12-31$1,833
Total non interest bearing cash at end of year2011-12-31$5,987
Total non interest bearing cash at beginning of year2011-12-31$8,755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$457,492
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,097,792
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,640,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,246,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,536,492
Interest on participant loans2011-12-31$4,316
Value of interest in common/collective trusts at end of year2011-12-31$1,499,502
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$542,191
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$43,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$43,083
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$810
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-23,297
Net investment gain or loss from common/collective trusts2011-12-31$16,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$114,161
Employer contributions (assets) at end of year2011-12-31$12,200
Employer contributions (assets) at beginning of year2011-12-31$14,637
Income. Dividends from common stock2011-12-31$10,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$180,640
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$621,935
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$934,901
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$596,512
Aggregate carrying amount (costs) on sale of assets2011-12-31$439,632
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2011-12-31430352985
2010 : AUFFENBERG EMPLOYEES 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$218,637
Total unrealized appreciation/depreciation of assets2010-12-31$218,637
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,984
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$10,039
Total income from all sources (including contributions)2010-12-31$891,645
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$674,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$668,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$367,932
Value of total assets at end of year2010-12-31$4,645,284
Value of total assets at beginning of year2010-12-31$4,432,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,193
Total interest from all sources2010-12-31$4,437
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$5,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$278,222
Participant contributions at end of year2010-12-31$62,582
Participant contributions at beginning of year2010-12-31$130,751
Participant contributions at end of year2010-12-31$44,834
Participant contributions at beginning of year2010-12-31$18,231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$4,984
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$10,039
Other income not declared elsewhere2010-12-31$1,715
Administrative expenses (other) incurred2010-12-31$5,193
Total non interest bearing cash at end of year2010-12-31$8,755
Total non interest bearing cash at beginning of year2010-12-31$18,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$217,499
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,640,300
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,422,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,536,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,283,172
Interest on participant loans2010-12-31$4,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$43,083
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$290,723
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$290,723
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$293,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$89,710
Employer contributions (assets) at end of year2010-12-31$14,637
Employer contributions (assets) at beginning of year2010-12-31$5,535
Income. Dividends from common stock2010-12-31$5,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$668,953
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$934,901
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$686,273
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31KERBER, ECK & BRAECKEL, LLP
Accountancy firm EIN2010-12-31430352985
2009 : AUFFENBERG EMPLOYEES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AUFFENBERG EMPLOYEES 401(K) PLAN

2023: AUFFENBERG EMPLOYEES 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: AUFFENBERG EMPLOYEES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AUFFENBERG EMPLOYEES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AUFFENBERG EMPLOYEES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AUFFENBERG EMPLOYEES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AUFFENBERG EMPLOYEES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AUFFENBERG EMPLOYEES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AUFFENBERG EMPLOYEES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AUFFENBERG EMPLOYEES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AUFFENBERG EMPLOYEES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AUFFENBERG EMPLOYEES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AUFFENBERG EMPLOYEES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AUFFENBERG EMPLOYEES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AUFFENBERG EMPLOYEES 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AUFFENBERG EMPLOYEES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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