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HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan NameHEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN
Plan identification number 002

HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

HEYL, ROYSTER, VOELKER & ALLEN P.C. has sponsored the creation of one or more 401k plans.

Company Name:HEYL, ROYSTER, VOELKER & ALLEN P.C.
Employer identification number (EIN):370947290
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022018-01-01
0022017-01-01BRANDY L. STEVENS BRANDY L. STEVENS2018-10-15
0022017-01-01BRANDY L. STEVENS BRANDY L. STEVENS2018-10-12
0022016-01-01BRANDY L. STEVENS BRANDY L. STEVENS2017-10-16
0022015-01-01BRANDY L. STEVENS BRANDY L. STEVENS2016-10-17
0022014-01-01DEBRA J. ADAMS
0022013-01-01DEBRA J. ADAMS
0022012-01-01JAMES MOEHLENHOF
0022011-01-01JAMES MOEHLENHOF
0022010-01-01DEBRA ADAMS
0022009-01-01JAMES MOEHLENHOF

Plan Statistics for HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2022: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01419
Total number of active participants reported on line 7a of the Form 55002022-01-01292
Number of retired or separated participants receiving benefits2022-01-0113
Number of other retired or separated participants entitled to future benefits2022-01-01107
Total of all active and inactive participants2022-01-01412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01414
Number of participants with account balances2022-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0129
2021: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01412
Total number of active participants reported on line 7a of the Form 55002021-01-01274
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01144
Total of all active and inactive participants2021-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01421
Number of participants with account balances2021-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01428
Total number of active participants reported on line 7a of the Form 55002020-01-01270
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01140
Total of all active and inactive participants2020-01-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01413
Number of participants with account balances2020-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01451
Total number of active participants reported on line 7a of the Form 55002019-01-01297
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01132
Total of all active and inactive participants2019-01-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01431
Number of participants with account balances2019-01-01403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01448
Total number of active participants reported on line 7a of the Form 55002018-01-01298
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01151
Total of all active and inactive participants2018-01-01450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01451
Number of participants with account balances2018-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01413
Total number of active participants reported on line 7a of the Form 55002017-01-01311
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01137
Total of all active and inactive participants2017-01-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01448
Number of participants with account balances2017-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01402
Total number of active participants reported on line 7a of the Form 55002016-01-01325
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0188
Total of all active and inactive participants2016-01-01413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01413
Number of participants with account balances2016-01-01395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01380
Total number of active participants reported on line 7a of the Form 55002015-01-01323
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0177
Total of all active and inactive participants2015-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01400
Number of participants with account balances2015-01-01379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01370
Total number of active participants reported on line 7a of the Form 55002014-01-01306
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0171
Total of all active and inactive participants2014-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01377
Number of participants with account balances2014-01-01358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01355
Total number of active participants reported on line 7a of the Form 55002013-01-01302
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0166
Total of all active and inactive participants2013-01-01368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01370
Number of participants with account balances2013-01-01360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01335
Total number of active participants reported on line 7a of the Form 55002012-01-01286
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0169
Total of all active and inactive participants2012-01-01355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01355
Number of participants with account balances2012-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01338
Total number of active participants reported on line 7a of the Form 55002011-01-01271
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0164
Total of all active and inactive participants2011-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01335
Number of participants with account balances2011-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01322
Total number of active participants reported on line 7a of the Form 55002010-01-01279
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0159
Total of all active and inactive participants2010-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01338
Number of participants with account balances2010-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-019
2009: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01351
Total number of active participants reported on line 7a of the Form 55002009-01-01272
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0150
Total of all active and inactive participants2009-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01322
Number of participants with account balances2009-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2022 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-7,845,066
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$9,008,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,900,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,377,245
Value of total assets at end of year2022-12-31$66,237,092
Value of total assets at beginning of year2022-12-31$83,090,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$107,745
Total interest from all sources2022-12-31$35,884
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,403,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,403,933
Administrative expenses professional fees incurred2022-12-31$24,714
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,204,918
Participant contributions at end of year2022-12-31$680,488
Participant contributions at beginning of year2022-12-31$722,160
Participant contributions at end of year2022-12-31$108,264
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,249,900
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$6,880,607
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$769,215
Other income not declared elsewhere2022-12-31$102,558
Administrative expenses (other) incurred2022-12-31$62,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-16,853,663
Value of net assets at end of year (total assets less liabilities)2022-12-31$66,237,092
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$83,090,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$20,214
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$59,960,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$75,487,988
Interest on participant loans2022-12-31$35,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-16,764,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,403,112
Employer contributions (assets) at end of year2022-12-31$237,813
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,900,852
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$13,569,392
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$12,524,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,406,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,679,770
Value of total assets at end of year2021-12-31$83,090,755
Value of total assets at beginning of year2021-12-31$82,046,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$118,568
Total interest from all sources2021-12-31$47,459
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,413,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,413,442
Administrative expenses professional fees incurred2021-12-31$380
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,036,072
Participant contributions at end of year2021-12-31$722,160
Participant contributions at beginning of year2021-12-31$901,325
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$189,467
Assets. Other investments not covered elsewhere at end of year2021-12-31$6,880,607
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$10,439,985
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$125,845
Other income not declared elsewhere2021-12-31$133,558
Administrative expenses (other) incurred2021-12-31$69,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,044,445
Value of net assets at end of year (total assets less liabilities)2021-12-31$83,090,755
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$82,046,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$48,646
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$75,487,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$70,515,533
Interest on participant loans2021-12-31$47,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,295,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$517,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$12,406,379
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$15,792,376
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,835,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,685,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,293,404
Value of total assets at end of year2020-12-31$82,046,310
Value of total assets at beginning of year2020-12-31$75,089,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$150,132
Total interest from all sources2020-12-31$56,808
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,302,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,302,550
Administrative expenses professional fees incurred2020-12-31$28,452
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,600,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,000,699
Participant contributions at end of year2020-12-31$901,325
Participant contributions at beginning of year2020-12-31$1,028,860
Participant contributions at end of year2020-12-31$189,467
Participant contributions at beginning of year2020-12-31$179,009
Assets. Other investments not covered elsewhere at end of year2020-12-31$10,439,985
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$10,364,286
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,748,451
Other income not declared elsewhere2020-12-31$124,776
Administrative expenses (other) incurred2020-12-31$121,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,957,232
Value of net assets at end of year (total assets less liabilities)2020-12-31$82,046,310
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$75,089,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$70,515,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$63,248,704
Interest on participant loans2020-12-31$56,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,014,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$544,254
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$268,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,685,012
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$17,277,028
Total income from all sources (including contributions)2019-12-31$17,277,028
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,770,095
Total of all expenses incurred2019-12-31$7,770,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,615,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,615,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,393,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,393,943
Value of total assets at end of year2019-12-31$75,089,078
Value of total assets at end of year2019-12-31$75,089,078
Value of total assets at beginning of year2019-12-31$65,582,145
Value of total assets at beginning of year2019-12-31$65,582,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$154,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$154,529
Total interest from all sources2019-12-31$58,010
Total interest from all sources2019-12-31$58,010
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,989,863
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,989,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,989,863
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,989,863
Administrative expenses professional fees incurred2019-12-31$41,460
Administrative expenses professional fees incurred2019-12-31$41,460
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,600,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,897,021
Contributions received from participants2019-12-31$1,897,021
Participant contributions at end of year2019-12-31$1,028,860
Participant contributions at end of year2019-12-31$1,028,860
Participant contributions at beginning of year2019-12-31$967,800
Participant contributions at beginning of year2019-12-31$967,800
Participant contributions at end of year2019-12-31$179,009
Participant contributions at end of year2019-12-31$179,009
Participant contributions at beginning of year2019-12-31$316,606
Participant contributions at beginning of year2019-12-31$316,606
Assets. Other investments not covered elsewhere at end of year2019-12-31$10,364,286
Assets. Other investments not covered elsewhere at end of year2019-12-31$10,364,286
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$9,598,882
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$9,598,882
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$238,355
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$238,355
Other income not declared elsewhere2019-12-31$149,355
Other income not declared elsewhere2019-12-31$149,355
Administrative expenses (other) incurred2019-12-31$69,364
Administrative expenses (other) incurred2019-12-31$69,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,506,933
Value of net income/loss2019-12-31$9,506,933
Value of net assets at end of year (total assets less liabilities)2019-12-31$75,089,078
Value of net assets at end of year (total assets less liabilities)2019-12-31$75,089,078
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$65,582,145
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$65,582,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$43,705
Investment advisory and management fees2019-12-31$43,705
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$63,248,704
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$63,248,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$54,402,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$54,402,211
Interest on participant loans2019-12-31$58,010
Interest on participant loans2019-12-31$58,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,685,857
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,685,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,258,567
Contributions received in cash from employer2019-12-31$1,258,567
Employer contributions (assets) at end of year2019-12-31$268,219
Employer contributions (assets) at end of year2019-12-31$268,219
Employer contributions (assets) at beginning of year2019-12-31$296,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,615,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,615,566
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$36,952
Total income from all sources (including contributions)2018-12-31$374,437
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,444,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,331,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,896,014
Value of total assets at end of year2018-12-31$65,582,145
Value of total assets at beginning of year2018-12-31$67,688,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$112,659
Total interest from all sources2018-12-31$45,429
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,069,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,069,930
Administrative expenses professional fees incurred2018-12-31$23,842
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,600,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,020,199
Participant contributions at end of year2018-12-31$967,800
Participant contributions at beginning of year2018-12-31$735,652
Participant contributions at end of year2018-12-31$316,606
Participant contributions at beginning of year2018-12-31$314,222
Assets. Other investments not covered elsewhere at end of year2018-12-31$9,598,882
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$9,718,939
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$555,358
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$36,952
Other income not declared elsewhere2018-12-31$154,614
Administrative expenses (other) incurred2018-12-31$79,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,069,865
Value of net assets at end of year (total assets less liabilities)2018-12-31$65,582,145
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$67,652,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$8,856
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$54,402,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$56,596,372
Interest on participant loans2018-12-31$45,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,791,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,320,457
Employer contributions (assets) at end of year2018-12-31$296,646
Employer contributions (assets) at beginning of year2018-12-31$323,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,331,643
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2018-12-31410746749
2017 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$36,952
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$109,536
Total income from all sources (including contributions)2017-12-31$13,055,187
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,394,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,276,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,387,281
Value of total assets at end of year2017-12-31$67,688,962
Value of total assets at beginning of year2017-12-31$59,101,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$117,919
Total interest from all sources2017-12-31$28,030
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,449,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,449,266
Administrative expenses professional fees incurred2017-12-31$27,593
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,600,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,913,972
Participant contributions at end of year2017-12-31$735,652
Participant contributions at beginning of year2017-12-31$535,254
Participant contributions at end of year2017-12-31$314,222
Participant contributions at beginning of year2017-12-31$348,661
Assets. Other investments not covered elsewhere at end of year2017-12-31$9,718,939
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$9,912,224
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$99,785
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$36,952
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$109,536
Other income not declared elsewhere2017-12-31$94,277
Administrative expenses (other) incurred2017-12-31$80,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,660,442
Value of net assets at end of year (total assets less liabilities)2017-12-31$67,652,010
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$58,991,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$10,175
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$56,596,372
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$48,045,200
Interest on participant loans2017-12-31$28,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,096,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,373,524
Employer contributions (assets) at end of year2017-12-31$323,777
Employer contributions (assets) at beginning of year2017-12-31$259,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,276,826
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2017-12-31410746749
2016 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$622,048
Total unrealized appreciation/depreciation of assets2016-12-31$622,048
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$109,536
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,737,570
Total loss/gain on sale of assets2016-12-31$34,643
Total of all expenses incurred2016-12-31$3,725,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,602,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,230,206
Value of total assets at end of year2016-12-31$59,101,104
Value of total assets at beginning of year2016-12-31$54,979,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$123,056
Total interest from all sources2016-12-31$37,856
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,864,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,705,575
Administrative expenses professional fees incurred2016-12-31$34,522
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,600,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,930,821
Participant contributions at end of year2016-12-31$535,254
Participant contributions at beginning of year2016-12-31$703,829
Participant contributions at end of year2016-12-31$348,661
Participant contributions at beginning of year2016-12-31$377,310
Assets. Other investments not covered elsewhere at end of year2016-12-31$9,912,224
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$8,659,456
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$7,418
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$109,536
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$119,907
Administrative expenses (other) incurred2016-12-31$69,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,011,829
Value of net assets at end of year (total assets less liabilities)2016-12-31$58,991,568
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$54,979,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$19,373
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$48,045,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$44,875,754
Interest on participant loans2016-12-31$27,491
Income. Interest from corporate debt instruments2016-12-31$10,365
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,828,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,291,967
Employer contributions (assets) at end of year2016-12-31$259,765
Employer contributions (assets) at beginning of year2016-12-31$363,390
Income. Dividends from common stock2016-12-31$158,730
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,602,685
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$418,064
Aggregate carrying amount (costs) on sale of assets2016-12-31$383,421
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2016-12-31410746749
2015 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-246,009
Total unrealized appreciation/depreciation of assets2015-12-31$-246,009
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,783,805
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,236,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,119,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,738,394
Value of total assets at end of year2015-12-31$54,979,739
Value of total assets at beginning of year2015-12-31$58,432,196
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$116,635
Total interest from all sources2015-12-31$38,220
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,172,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,013,177
Administrative expenses professional fees incurred2015-12-31$28,723
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,600,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,965,970
Participant contributions at end of year2015-12-31$703,829
Participant contributions at beginning of year2015-12-31$767,709
Participant contributions at end of year2015-12-31$377,310
Participant contributions at beginning of year2015-12-31$363,417
Assets. Other investments not covered elsewhere at end of year2015-12-31$8,659,456
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$8,576,617
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$447,249
Other income not declared elsewhere2015-12-31$127,995
Administrative expenses (other) incurred2015-12-31$67,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,452,457
Value of net assets at end of year (total assets less liabilities)2015-12-31$54,979,739
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$58,432,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$19,961
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$44,875,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$47,925,283
Interest on participant loans2015-12-31$33,393
Interest earned on other investments2015-12-31$4,827
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$432,655
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$1,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,047,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,325,175
Employer contributions (assets) at end of year2015-12-31$363,390
Employer contributions (assets) at beginning of year2015-12-31$366,515
Income. Dividends from common stock2015-12-31$159,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,117,788
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2015-12-31410746749
2014 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$655,917
Total unrealized appreciation/depreciation of assets2014-12-31$655,917
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,364,446
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,753,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,633,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,238,145
Value of total assets at end of year2014-12-31$58,432,196
Value of total assets at beginning of year2014-12-31$55,821,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$120,398
Total interest from all sources2014-12-31$52,205
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,018,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,918,218
Administrative expenses professional fees incurred2014-12-31$49,326
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,600,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,925,958
Participant contributions at end of year2014-12-31$767,709
Participant contributions at beginning of year2014-12-31$658,617
Participant contributions at end of year2014-12-31$363,417
Participant contributions at beginning of year2014-12-31$354,844
Assets. Other investments not covered elsewhere at end of year2014-12-31$8,576,617
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$8,344,833
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$14,376
Other income not declared elsewhere2014-12-31$74,068
Administrative expenses (other) incurred2014-12-31$59,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,610,651
Value of net assets at end of year (total assets less liabilities)2014-12-31$58,432,196
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$55,821,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$11,860
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$47,925,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$29,094,147
Interest on participant loans2014-12-31$29,730
Interest earned on other investments2014-12-31$22,366
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$11,772,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,176,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,176,740
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$109
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$432,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$596,640
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$8,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$120,274
Net investment gain or loss from common/collective trusts2014-12-31$205,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,297,811
Employer contributions (assets) at end of year2014-12-31$366,515
Employer contributions (assets) at beginning of year2014-12-31$823,158
Income. Dividends from common stock2014-12-31$100,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,624,603
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2014-12-31410746749
2013 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$353,947
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$12,322,079
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,349,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,282,956
Value of total corrective distributions2013-12-31$175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,684,008
Value of total assets at end of year2013-12-31$55,821,545
Value of total assets at beginning of year2013-12-31$50,495,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$66,694
Total interest from all sources2013-12-31$28,952
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,058,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,058,348
Administrative expenses professional fees incurred2013-12-31$24,348
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,600,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,732,448
Participant contributions at end of year2013-12-31$658,617
Participant contributions at beginning of year2013-12-31$599,367
Participant contributions at end of year2013-12-31$354,844
Participant contributions at beginning of year2013-12-31$305,137
Assets. Other investments not covered elsewhere at end of year2013-12-31$8,344,833
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$5,771,291
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$21,236
Other income not declared elsewhere2013-12-31$1,072,333
Administrative expenses (other) incurred2013-12-31$7,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,972,254
Value of net assets at end of year (total assets less liabilities)2013-12-31$55,821,545
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$50,495,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$35,235
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$29,094,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$28,204,135
Interest on participant loans2013-12-31$28,461
Value of interest in common/collective trusts at end of year2013-12-31$11,772,566
Value of interest in common/collective trusts at beginning of year2013-12-31$11,888,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,176,740
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,421,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,421,371
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$491
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$596,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$535,711
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$19,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,849,398
Net investment gain or loss from common/collective trusts2013-12-31$1,629,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$930,324
Employer contributions (assets) at end of year2013-12-31$823,158
Employer contributions (assets) at beginning of year2013-12-31$769,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,263,295
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2013-12-31410746749
2012 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$126,453
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,360,265
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,394,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,288,196
Value of total corrective distributions2012-12-31$56,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,470,912
Value of total assets at end of year2012-12-31$50,495,344
Value of total assets at beginning of year2012-12-31$44,403,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$50,198
Total interest from all sources2012-12-31$24,760
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$753,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$753,556
Administrative expenses professional fees incurred2012-12-31$50,198
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,600,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,580,766
Participant contributions at end of year2012-12-31$599,367
Participant contributions at beginning of year2012-12-31$546,146
Participant contributions at end of year2012-12-31$305,137
Participant contributions at beginning of year2012-12-31$292,415
Assets. Other investments not covered elsewhere at end of year2012-12-31$5,771,291
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$5,876,229
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$20,440
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$8,048
Other income not declared elsewhere2012-12-31$58,281
Administrative expenses (other) incurred2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,965,741
Value of net assets at end of year (total assets less liabilities)2012-12-31$50,495,344
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$44,403,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$28,204,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$24,302,775
Interest on participant loans2012-12-31$24,535
Value of interest in common/collective trusts at end of year2012-12-31$11,888,585
Value of interest in common/collective trusts at beginning of year2012-12-31$9,969,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,421,371
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,700,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,700,667
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$225
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$535,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$949,782
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$24,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,745,342
Net investment gain or loss from common/collective trusts2012-12-31$1,307,414
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$869,706
Employer contributions (assets) at end of year2012-12-31$769,747
Employer contributions (assets) at beginning of year2012-12-31$757,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,263,901
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2012-12-31410746749
2011 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,287,432
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,722,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,600,896
Value of total corrective distributions2011-12-31$59,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,801,936
Value of total assets at end of year2011-12-31$44,403,150
Value of total assets at beginning of year2011-12-31$45,838,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$62,026
Total interest from all sources2011-12-31$28,120
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$376,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$376,826
Administrative expenses professional fees incurred2011-12-31$16,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,600,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,582,640
Participant contributions at end of year2011-12-31$546,146
Participant contributions at beginning of year2011-12-31$546,120
Participant contributions at end of year2011-12-31$292,415
Participant contributions at beginning of year2011-12-31$302,721
Assets. Other investments not covered elsewhere at end of year2011-12-31$5,876,229
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$7,226,018
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$354,329
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$8,048
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$11,696
Other income not declared elsewhere2011-12-31$99,651
Administrative expenses (other) incurred2011-12-31$1,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,435,227
Value of net assets at end of year (total assets less liabilities)2011-12-31$44,403,150
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$45,838,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$44,401
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$24,302,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$25,266,360
Interest on participant loans2011-12-31$27,949
Value of interest in common/collective trusts at end of year2011-12-31$9,969,340
Value of interest in common/collective trusts at beginning of year2011-12-31$9,051,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,700,667
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,685,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,685,002
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$171
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$949,782
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$915,326
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$32,703
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,896,663
Net investment gain or loss from common/collective trusts2011-12-31$-122,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$864,967
Employer contributions (assets) at end of year2011-12-31$757,748
Employer contributions (assets) at beginning of year2011-12-31$833,867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,568,193
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,310,699
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$535,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$465,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,525,475
Value of total assets at end of year2010-12-31$45,838,377
Value of total assets at beginning of year2010-12-31$39,063,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$70,447
Total interest from all sources2010-12-31$29,593
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$345,537
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$345,537
Administrative expenses professional fees incurred2010-12-31$18,500
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,600,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,568,612
Participant contributions at end of year2010-12-31$546,120
Participant contributions at beginning of year2010-12-31$524,721
Participant contributions at end of year2010-12-31$302,721
Participant contributions at beginning of year2010-12-31$303,905
Assets. Other investments not covered elsewhere at end of year2010-12-31$7,226,018
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$4,482,652
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$23,751
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$11,696
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$10,281
Other income not declared elsewhere2010-12-31$831,475
Administrative expenses (other) incurred2010-12-31$4,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,775,035
Value of net assets at end of year (total assets less liabilities)2010-12-31$45,838,377
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$39,063,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$47,597
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$25,266,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,193,952
Interest on participant loans2010-12-31$29,390
Value of interest in common/collective trusts at end of year2010-12-31$9,051,267
Value of interest in common/collective trusts at beginning of year2010-12-31$7,980,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,685,002
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,872,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,872,367
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$915,326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$846,051
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$30,100
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,532,741
Net investment gain or loss from common/collective trusts2010-12-31$1,045,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$933,112
Employer contributions (assets) at end of year2010-12-31$833,867
Employer contributions (assets) at beginning of year2010-12-31$849,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$435,117
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTON GUNDERSON LLP
Accountancy firm EIN2010-12-31370802863
2009 : HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN

2022: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HEYL, ROYSTER, VOELKER & ALLEN P.C. PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number6997029/7267307
Policy instance 1
Insurance contract or identification number6997029/7267307
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7261J
Policy instance 3
Insurance contract or identification number7261J
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number047192
Policy instance 2
Insurance contract or identification number047192
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number047192
Policy instance 2
Insurance contract or identification number047192
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7261J
Policy instance 1
Insurance contract or identification number7261J
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number6997029/7267307
Policy instance 3
Insurance contract or identification number6997029/7267307
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number040717
Policy instance 3
Insurance contract or identification number040717
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number007083
Policy instance 4
Insurance contract or identification number007083
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Insurance broker nameN/A
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7261J
Policy instance 1
Insurance contract or identification number7261J
Number of Individuals Covered4
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number047192
Policy instance 2
Insurance contract or identification number047192
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7261J
Policy instance 1
Insurance contract or identification number7261J
Number of Individuals Covered4
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number2007036523
Policy instance 4
Insurance contract or identification number2007036523
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number040717
Policy instance 3
Insurance contract or identification number040717
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedN/A
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker name
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number047192
Policy instance 2
Insurance contract or identification number047192
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7261J
Policy instance 3
Insurance contract or identification number7261J
Number of Individuals Covered4
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number2007036523
Policy instance 2
Insurance contract or identification number2007036523
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number047192
Policy instance 1
Insurance contract or identification number047192
Number of Individuals Covered3
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number040717
Policy instance 4
Insurance contract or identification number040717
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7261J
Policy instance 4
Insurance contract or identification number7261J
Number of Individuals Covered4
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number040717
Policy instance 2
Insurance contract or identification number040717
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number2007036523
Policy instance 1
Insurance contract or identification number2007036523
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number047192
Policy instance 3
Insurance contract or identification number047192
Number of Individuals Covered3
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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