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VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 401k Plan overview

Plan NameVOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN
Plan identification number 004

VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

VOSS HEATING & AIR CONDITIONING INC has sponsored the creation of one or more 401k plans.

Company Name:VOSS HEATING & AIR CONDITIONING INC
Employer identification number (EIN):370958115
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042019-01-01
0042018-01-01
0042017-01-01STEVEN BATSON
0042016-01-01STEVEN BATSON
0042015-01-01STEVEN BATSON
0042014-01-01STEVEN BATSON
0042013-01-01STEVEN BATSON
0042012-01-01STEVEN BATSON
0042011-01-01STEVEN BATSON
0042009-01-01JOHN VOSS JOHN VOSS2010-10-14

Plan Statistics for VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN

401k plan membership statisitcs for VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN

Measure Date Value
2019: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011
Total of all active and inactive participants2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
2018: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012
Total number of active participants reported on line 7a of the Form 55002018-01-011
Total of all active and inactive participants2018-01-011
Total participants2018-01-011
Number of participants with account balances2018-01-011
2017: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012
Total number of active participants reported on line 7a of the Form 55002017-01-012
Total of all active and inactive participants2017-01-012
Total participants2017-01-012
Number of participants with account balances2017-01-012
2016: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012
Total number of active participants reported on line 7a of the Form 55002016-01-012
Total of all active and inactive participants2016-01-012
Total participants2016-01-012
Number of participants with account balances2016-01-012
2015: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total number of active participants reported on line 7a of the Form 55002015-01-012
Total of all active and inactive participants2015-01-012
Total participants2015-01-012
Number of participants with account balances2015-01-012
2014: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-012
Total of all active and inactive participants2014-01-012
Total participants2014-01-012
Number of participants with account balances2014-01-012
2013: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-015
Total of all active and inactive participants2013-01-015
Total participants2013-01-015
2012: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Total of all active and inactive participants2012-01-015
Total participants2012-01-015
2011: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-015
Total of all active and inactive participants2011-01-015
Total participants2011-01-015
2009: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016
Total number of active participants reported on line 7a of the Form 55002009-01-016
Total of all active and inactive participants2009-01-016
Total participants2009-01-016
Number of participants with account balances2009-01-016

Financial Data on VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN

Measure Date Value
2019 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$1,538
Expenses. Total of all expenses incurred2019-12-31$46,074
Benefits paid (including direct rollovers)2019-12-31$46,074
Total plan assets at end of year2019-12-31$0
Total plan assets at beginning of year2019-12-31$44,536
Other income received2019-12-31$1,538
Net income (gross income less expenses)2019-12-31$-44,536
Net plan assets at end of year (total assets less liabilities)2019-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$44,536
2018 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$2,730
Expenses. Total of all expenses incurred2018-12-31$13,872
Benefits paid (including direct rollovers)2018-12-31$13,831
Total plan assets at end of year2018-12-31$44,536
Total plan assets at beginning of year2018-12-31$55,678
Expenses. Other expenses not covered elsewhere2018-12-31$41
Other income received2018-12-31$2,730
Net income (gross income less expenses)2018-12-31$-11,142
Net plan assets at end of year (total assets less liabilities)2018-12-31$44,536
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$55,678
2017 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$3,211
Expenses. Total of all expenses incurred2017-12-31$30
Total plan assets at end of year2017-12-31$55,678
Total plan assets at beginning of year2017-12-31$52,497
Expenses. Other expenses not covered elsewhere2017-12-31$30
Other income received2017-12-31$3,211
Net income (gross income less expenses)2017-12-31$3,181
Net plan assets at end of year (total assets less liabilities)2017-12-31$55,678
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$52,497
2016 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$2,145
Expenses. Total of all expenses incurred2016-12-31$30
Total plan assets at end of year2016-12-31$52,497
Total plan assets at beginning of year2016-12-31$50,382
Expenses. Other expenses not covered elsewhere2016-12-31$30
Other income received2016-12-31$2,145
Net income (gross income less expenses)2016-12-31$2,115
Net plan assets at end of year (total assets less liabilities)2016-12-31$52,497
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$50,382
2015 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$1,670
Expenses. Total of all expenses incurred2015-12-31$30
Total plan assets at end of year2015-12-31$50,382
Total plan assets at beginning of year2015-12-31$48,742
Expenses. Other expenses not covered elsewhere2015-12-31$30
Other income received2015-12-31$1,670
Net income (gross income less expenses)2015-12-31$1,640
Net plan assets at end of year (total assets less liabilities)2015-12-31$50,382
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$48,742
2014 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$7,197
Expenses. Total of all expenses incurred2014-12-31$293,043
Benefits paid (including direct rollovers)2014-12-31$293,013
Total plan assets at end of year2014-12-31$48,742
Total plan assets at beginning of year2014-12-31$334,588
Expenses. Other expenses not covered elsewhere2014-12-31$30
Other income received2014-12-31$7,197
Net income (gross income less expenses)2014-12-31$-285,846
Net plan assets at end of year (total assets less liabilities)2014-12-31$48,742
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$334,588
2013 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$68,144
Expenses. Total of all expenses incurred2013-12-31$90
Total plan assets at end of year2013-12-31$334,588
Total plan assets at beginning of year2013-12-31$266,534
Expenses. Other expenses not covered elsewhere2013-12-31$90
Other income received2013-12-31$68,144
Net income (gross income less expenses)2013-12-31$68,054
Net plan assets at end of year (total assets less liabilities)2013-12-31$334,588
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$266,534
2012 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$30,249
Expenses. Total of all expenses incurred2012-12-31$90
Total plan assets at end of year2012-12-31$266,534
Total plan assets at beginning of year2012-12-31$236,375
Expenses. Other expenses not covered elsewhere2012-12-31$90
Other income received2012-12-31$30,249
Net income (gross income less expenses)2012-12-31$30,159
Net plan assets at end of year (total assets less liabilities)2012-12-31$266,534
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$236,375
2011 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-6,570
Expenses. Total of all expenses incurred2011-12-31$3,618
Benefits paid (including direct rollovers)2011-12-31$3,498
Total plan assets at end of year2011-12-31$236,375
Total plan assets at beginning of year2011-12-31$246,563
Expenses. Other expenses not covered elsewhere2011-12-31$120
Other income received2011-12-31$-6,570
Net income (gross income less expenses)2011-12-31$-10,188
Net plan assets at end of year (total assets less liabilities)2011-12-31$236,375
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$246,563
2010 : VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$28,945
Expenses. Total of all expenses incurred2010-12-31$120
Total plan assets at end of year2010-12-31$246,563
Total plan assets at beginning of year2010-12-31$217,738
Expenses. Other expenses not covered elsewhere2010-12-31$120
Other income received2010-12-31$25,307
Net income (gross income less expenses)2010-12-31$28,825
Net plan assets at end of year (total assets less liabilities)2010-12-31$246,563
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$217,738
Total contributions received or receivable from employer(s)2010-12-31$3,638

Form 5500 Responses for VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN

2019: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingYes
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: VOSS HEATING & AIR CONDITIONING, INC. EQUI-PEN-PLUS-PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number736340 101
Policy instance 1
Insurance contract or identification number736340 101
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number736340 101
Policy instance 1
Insurance contract or identification number736340 101
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number736340 101
Policy instance 1
Insurance contract or identification number736340 101
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number736340-0101
Policy instance 1
Insurance contract or identification number736340-0101
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number712078672
Policy instance 3
Insurance contract or identification number712078672
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $41
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $41
Insurance broker organization code?6
Insurance broker nameEDWARD D JONES & CO
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711700208
Policy instance 2
Insurance contract or identification number711700208
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $23
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23
Insurance broker organization code?6
Insurance broker nameEDWARD D JONES & CO
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number736340-0101
Policy instance 1
Insurance contract or identification number736340-0101
Number of Individuals Covered2
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number736340-0101
Policy instance 1
Insurance contract or identification number736340-0101
Number of Individuals Covered4
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711700208
Policy instance 2
Insurance contract or identification number711700208
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $454
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $454
Insurance broker organization code?6
Insurance broker nameEDWARD D JONES & CO
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number712078672
Policy instance 3
Insurance contract or identification number712078672
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $40
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40
Insurance broker organization code?6
Insurance broker nameEDWARD D JONES & CO
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number736340-0101
Policy instance 3
Insurance contract or identification number736340-0101
Number of Individuals Covered4
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number712078672
Policy instance 1
Insurance contract or identification number712078672
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31
Insurance broker organization code?6
Insurance broker nameEDWARD D JONES & CO
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711700208
Policy instance 2
Insurance contract or identification number711700208
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $344
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $344
Insurance broker organization code?6
Insurance broker nameEDWARD D JONES & CO
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number736340-0101
Policy instance 2
Insurance contract or identification number736340-0101
Number of Individuals Covered4
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711700208
Policy instance 1
Insurance contract or identification number711700208
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $159
Total amount of fees paid to insurance companyUSD $6
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number736340-0101
Policy instance 2
Insurance contract or identification number736340-0101
Number of Individuals Covered5
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $109
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $109
Insurance broker organization code?3
Insurance broker nameP. TEWES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711700208
Policy instance 1
Insurance contract or identification number711700208
Number of Individuals Covered2
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $449
Total amount of fees paid to insurance companyUSD $7
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $449
Amount paid for insurance broker fees7
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?6
Insurance broker nameEDWARD D JONES & CO

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