HEPLERBROOM, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2023 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2023 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total income from all sources (including contributions) | 2023-12-31 | $12,209,493 |
Total loss/gain on sale of assets | 2023-12-31 | $0 |
Total of all expenses incurred | 2023-12-31 | $4,160,945 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $4,078,989 |
Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $51,254 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $3,079,649 |
Value of total assets at end of year | 2023-12-31 | $67,344,464 |
Value of total assets at beginning of year | 2023-12-31 | $59,295,916 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $30,702 |
Total interest from all sources | 2023-12-31 | $38,153 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
Value of fidelity bond cover | 2023-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
Contributions received from participants | 2023-12-31 | $1,503,356 |
Participant contributions at end of year | 2023-12-31 | $605,184 |
Participant contributions at beginning of year | 2023-12-31 | $562,843 |
Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $104,967 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Value of net income/loss | 2023-12-31 | $8,048,548 |
Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $67,344,464 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $59,295,916 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $63,058,217 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $55,206,217 |
Interest on participant loans | 2023-12-31 | $38,153 |
Value of interest in common/collective trusts at end of year | 2023-12-31 | $2,994,036 |
Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $2,820,381 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $9,091,691 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
Contributions received in cash from employer | 2023-12-31 | $1,471,326 |
Employer contributions (assets) at end of year | 2023-12-31 | $687,027 |
Employer contributions (assets) at beginning of year | 2023-12-31 | $706,475 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $4,078,989 |
Contract administrator fees | 2023-12-31 | $30,702 |
Did the plan have assets held for investment | 2023-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
Accountancy firm name | 2023-12-31 | UHY LLP |
Accountancy firm EIN | 2023-12-31 | 200694403 |
2022 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-7,351,044 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $5,991,754 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,939,182 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $29,037 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,833,473 |
Value of total assets at end of year | 2022-12-31 | $59,295,916 |
Value of total assets at beginning of year | 2022-12-31 | $72,638,714 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $23,535 |
Total interest from all sources | 2022-12-31 | $30,631 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,550,748 |
Participant contributions at end of year | 2022-12-31 | $562,843 |
Participant contributions at beginning of year | 2022-12-31 | $489,572 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $771,702 |
Other income not declared elsewhere | 2022-12-31 | $1,180 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-13,342,798 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $59,295,916 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $72,638,714 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $55,206,217 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $69,954,974 |
Interest on participant loans | 2022-12-31 | $30,631 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $2,820,381 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,435,253 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-11,216,328 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,511,023 |
Employer contributions (assets) at end of year | 2022-12-31 | $706,475 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $758,915 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $5,939,182 |
Contract administrator fees | 2022-12-31 | $23,535 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | UHY LLP |
Accountancy firm EIN | 2022-12-31 | 200694403 |
2021 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $12,680,464 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,709,535 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,626,924 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $62,807 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,149,360 |
Value of total assets at end of year | 2021-12-31 | $72,638,714 |
Value of total assets at beginning of year | 2021-12-31 | $62,667,785 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $19,804 |
Total interest from all sources | 2021-12-31 | $26,209 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,543,634 |
Participant contributions at end of year | 2021-12-31 | $489,572 |
Participant contributions at beginning of year | 2021-12-31 | $372,258 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $62,213 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $0 |
Other income not declared elsewhere | 2021-12-31 | $9,974 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $9,970,929 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $72,638,714 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $62,667,785 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $69,954,974 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $60,036,823 |
Interest on participant loans | 2021-12-31 | $26,209 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,435,253 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,464,894 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,494,921 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,543,513 |
Employer contributions (assets) at end of year | 2021-12-31 | $758,915 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $793,810 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,626,924 |
Contract administrator fees | 2021-12-31 | $19,804 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | UHY LLP |
Accountancy firm EIN | 2021-12-31 | 200694403 |
2020 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $11,968,789 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $5,994,180 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $5,948,713 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $32,970 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,177,754 |
Value of total assets at end of year | 2020-12-31 | $62,667,785 |
Value of total assets at beginning of year | 2020-12-31 | $56,693,176 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $12,497 |
Total interest from all sources | 2020-12-31 | $31,146 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,544,682 |
Participant contributions at end of year | 2020-12-31 | $372,258 |
Participant contributions at beginning of year | 2020-12-31 | $634,507 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $25,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $58,749 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $4 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $5,974,609 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $62,667,785 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $56,693,176 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $60,036,823 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $53,906,307 |
Interest on participant loans | 2020-12-31 | $31,146 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,464,894 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,373,141 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $8,759,885 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,574,323 |
Employer contributions (assets) at end of year | 2020-12-31 | $793,810 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $754,221 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $5,948,713 |
Contract administrator fees | 2020-12-31 | $12,497 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | UHY LLP |
Accountancy firm EIN | 2020-12-31 | 200694403 |
2019 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $17,509 |
Total income from all sources (including contributions) | 2019-12-31 | $15,190,022 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $8,418,303 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $8,323,357 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $86,463 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,711,229 |
Value of total assets at end of year | 2019-12-31 | $56,693,176 |
Value of total assets at beginning of year | 2019-12-31 | $49,938,966 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $8,483 |
Total interest from all sources | 2019-12-31 | $40,362 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,646,138 |
Participant contributions at end of year | 2019-12-31 | $634,507 |
Participant contributions at beginning of year | 2019-12-31 | $679,189 |
Participant contributions at end of year | 2019-12-31 | $25,000 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $465,529 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $17,509 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,771,719 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $56,693,176 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $49,921,457 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $53,906,307 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $46,622,594 |
Interest on participant loans | 2019-12-31 | $40,362 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,373,141 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,344,548 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $11,438,431 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,599,562 |
Employer contributions (assets) at end of year | 2019-12-31 | $754,221 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,292,635 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $8,323,357 |
Contract administrator fees | 2019-12-31 | $8,483 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | UHY LLP |
Accountancy firm EIN | 2019-12-31 | 200694403 |
2018 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $17,509 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $119,320 |
Total income from all sources (including contributions) | 2018-12-31 | $937,184 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,311,194 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,278,223 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $26,028 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,913,114 |
Value of total assets at end of year | 2018-12-31 | $49,938,966 |
Value of total assets at beginning of year | 2018-12-31 | $51,414,787 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $6,943 |
Total interest from all sources | 2018-12-31 | $39,397 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $2,345,976 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $2,345,976 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,702,531 |
Participant contributions at end of year | 2018-12-31 | $679,189 |
Participant contributions at beginning of year | 2018-12-31 | $790,703 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $17,509 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $119,320 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,374,010 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $49,921,457 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $51,295,467 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $46,622,594 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $48,171,885 |
Interest on participant loans | 2018-12-31 | $39,397 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,344,548 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,265,501 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,391,126 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $29,823 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,210,583 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,292,635 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $1,186,698 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,278,223 |
Contract administrator fees | 2018-12-31 | $6,943 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | UHY LLP |
Accountancy firm EIN | 2018-12-31 | 200694403 |
2017 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $119,320 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $12,821,016 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,619,168 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,601,154 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $11,669 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,359,955 |
Value of total assets at end of year | 2017-12-31 | $51,414,787 |
Value of total assets at beginning of year | 2017-12-31 | $41,093,619 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $6,345 |
Total interest from all sources | 2017-12-31 | $41,116 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,439,185 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,439,185 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,705,751 |
Participant contributions at end of year | 2017-12-31 | $790,703 |
Participant contributions at beginning of year | 2017-12-31 | $764,069 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,632,167 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $119,320 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $10,201,848 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $51,295,467 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $41,093,619 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $48,171,885 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $37,797,224 |
Interest on participant loans | 2017-12-31 | $41,116 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,265,501 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,341,329 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,959,357 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $21,403 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,022,037 |
Employer contributions (assets) at end of year | 2017-12-31 | $1,186,698 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $1,190,997 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,601,154 |
Contract administrator fees | 2017-12-31 | $6,345 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | UHY LLP |
Accountancy firm EIN | 2017-12-31 | 200694403 |
2016 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $8,468,722 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,568,254 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,448,424 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $115,541 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $5,165,650 |
Value of total assets at end of year | 2016-12-31 | $41,093,619 |
Value of total assets at beginning of year | 2016-12-31 | $34,193,151 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $4,289 |
Total interest from all sources | 2016-12-31 | $35,576 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,059,203 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,059,203 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,642,312 |
Participant contributions at end of year | 2016-12-31 | $764,069 |
Participant contributions at beginning of year | 2016-12-31 | $743,176 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $32,336 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,496,616 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $6,900,468 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $41,093,619 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $34,193,151 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $37,797,224 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $31,062,579 |
Interest on participant loans | 2016-12-31 | $35,576 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,341,329 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,290,673 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,187,805 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $20,488 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $2,026,722 |
Employer contributions (assets) at end of year | 2016-12-31 | $1,190,997 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $1,064,387 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,448,424 |
Contract administrator fees | 2016-12-31 | $4,289 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | UHY LLP |
Accountancy firm EIN | 2016-12-31 | 200694403 |
2015 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $3,947,102 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,144,026 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,020,405 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $120,734 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,369,718 |
Value of total assets at end of year | 2015-12-31 | $34,193,151 |
Value of total assets at beginning of year | 2015-12-31 | $31,390,075 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,887 |
Total interest from all sources | 2015-12-31 | $32,534 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,313,013 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,313,013 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,461,958 |
Participant contributions at end of year | 2015-12-31 | $743,176 |
Participant contributions at beginning of year | 2015-12-31 | $758,648 |
Participant contributions at end of year | 2015-12-31 | $32,336 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $92,704 |
Administrative expenses (other) incurred | 2015-12-31 | $2,887 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,803,076 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $34,193,151 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $31,390,075 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $31,062,579 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $28,113,836 |
Interest on participant loans | 2015-12-31 | $32,534 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,290,673 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,558,138 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-788,777 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $20,614 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,815,056 |
Employer contributions (assets) at end of year | 2015-12-31 | $1,064,387 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $959,453 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,020,405 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | UHY LLP |
Accountancy firm EIN | 2015-12-31 | 200694403 |
2014 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $5,153,006 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,527,433 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,434,802 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $13,632 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,058,062 |
Value of total assets at end of year | 2014-12-31 | $31,390,075 |
Value of total assets at beginning of year | 2014-12-31 | $27,764,502 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $78,999 |
Total interest from all sources | 2014-12-31 | $31,522 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,221,681 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,221,681 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,406,660 |
Participant contributions at end of year | 2014-12-31 | $758,648 |
Participant contributions at beginning of year | 2014-12-31 | $780,038 |
Participant contributions at beginning of year | 2014-12-31 | $14,800 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $4,935 |
Other income not declared elsewhere | 2014-12-31 | $126,085 |
Administrative expenses (other) incurred | 2014-12-31 | $78,999 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $3,625,573 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $31,390,075 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $27,764,502 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $28,113,836 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $24,599,860 |
Interest on participant loans | 2014-12-31 | $31,522 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,558,138 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,482,965 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $721,729 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $-6,073 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,646,467 |
Employer contributions (assets) at end of year | 2014-12-31 | $959,453 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $886,839 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,434,802 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | UHY LLP |
Accountancy firm EIN | 2014-12-31 | 200694403 |
2013 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $7,507,916 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $921,819 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $833,336 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $221 |
Value of total corrective distributions | 2013-12-31 | $725 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,724,159 |
Value of total assets at end of year | 2013-12-31 | $27,764,502 |
Value of total assets at beginning of year | 2013-12-31 | $21,178,405 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $87,537 |
Total interest from all sources | 2013-12-31 | $28,288 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $677,403 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $677,403 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,246,539 |
Participant contributions at end of year | 2013-12-31 | $780,038 |
Participant contributions at beginning of year | 2013-12-31 | $626,641 |
Participant contributions at end of year | 2013-12-31 | $14,800 |
Participant contributions at beginning of year | 2013-12-31 | $600 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $13,239 |
Other income not declared elsewhere | 2013-12-31 | $88,656 |
Administrative expenses (other) incurred | 2013-12-31 | $87,537 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $6,586,097 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $27,764,502 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $21,178,405 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $24,599,860 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $18,416,000 |
Interest on participant loans | 2013-12-31 | $28,288 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,482,965 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,381,579 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,959,990 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $29,420 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,464,381 |
Employer contributions (assets) at end of year | 2013-12-31 | $886,839 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $753,585 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $833,336 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | UHY LLP |
Accountancy firm EIN | 2013-12-31 | 200694403 |
2012 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $30,384 |
Total income from all sources (including contributions) | 2012-12-31 | $4,830,096 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $4,468,163 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $4,375,894 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $5,205 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,331,520 |
Value of total assets at end of year | 2012-12-31 | $21,178,405 |
Value of total assets at beginning of year | 2012-12-31 | $20,846,856 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $87,064 |
Total interest from all sources | 2012-12-31 | $24,355 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $485,318 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $485,318 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,082,171 |
Participant contributions at end of year | 2012-12-31 | $626,641 |
Participant contributions at beginning of year | 2012-12-31 | $577,645 |
Participant contributions at end of year | 2012-12-31 | $600 |
Other income not declared elsewhere | 2012-12-31 | $85,536 |
Administrative expenses (other) incurred | 2012-12-31 | $87,064 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $30,384 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $361,933 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $21,178,405 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $20,816,472 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $18,416,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $16,900,221 |
Interest on participant loans | 2012-12-31 | $24,355 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,381,579 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $2,610,726 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,877,114 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $26,253 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,249,349 |
Employer contributions (assets) at end of year | 2012-12-31 | $753,585 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $758,264 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $4,375,894 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | UHY LLP |
Accountancy firm EIN | 2012-12-31 | 200694403 |
2011 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $30,384 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $5,418 |
Total income from all sources (including contributions) | 2011-12-31 | $2,560,080 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $428,436 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $353,677 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,838,664 |
Value of total assets at end of year | 2011-12-31 | $20,846,856 |
Value of total assets at beginning of year | 2011-12-31 | $18,690,246 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $74,759 |
Total interest from all sources | 2011-12-31 | $23,412 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $557,468 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $557,468 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,057,850 |
Participant contributions at end of year | 2011-12-31 | $577,645 |
Participant contributions at beginning of year | 2011-12-31 | $523,311 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $537,301 |
Other income not declared elsewhere | 2011-12-31 | $69,978 |
Administrative expenses (other) incurred | 2011-12-31 | $74,759 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $30,384 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $5,418 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,131,644 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $20,816,472 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $18,684,828 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $16,900,221 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $15,207,072 |
Interest on participant loans | 2011-12-31 | $23,412 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $2,610,726 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $2,081,261 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-961,876 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $32,434 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,243,513 |
Employer contributions (assets) at end of year | 2011-12-31 | $758,264 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $878,602 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $353,677 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | UHY LLP |
Accountancy firm EIN | 2011-12-31 | 200694403 |
2010 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $5,418 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $3,709,512 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,149,903 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,145,183 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,863,167 |
Value of total assets at end of year | 2010-12-31 | $18,690,246 |
Value of total assets at beginning of year | 2010-12-31 | $16,125,219 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,720 |
Total interest from all sources | 2010-12-31 | $22,368 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $320,513 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $320,513 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $984,835 |
Participant contributions at end of year | 2010-12-31 | $523,311 |
Participant contributions at beginning of year | 2010-12-31 | $396,765 |
Participant contributions at beginning of year | 2010-12-31 | $1,000 |
Other income not declared elsewhere | 2010-12-31 | $-797 |
Administrative expenses (other) incurred | 2010-12-31 | $4,720 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $5,418 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,559,609 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $18,684,828 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $16,125,219 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $15,207,072 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $12,305,168 |
Interest on participant loans | 2010-12-31 | $22,368 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $2,081,261 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,697,083 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $508,091 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $508,091 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,345,012 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $159,249 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $878,332 |
Employer contributions (assets) at end of year | 2010-12-31 | $878,602 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $1,217,112 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,145,183 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | UHY LLP |
Accountancy firm EIN | 2010-12-31 | 200694403 |
2009 : HEPLERBROOM, LLC 401(K) PROFIT SHARING PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |