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ROBERT DUANE RALSTON PENSION PLAN 401k Plan overview

Plan NameROBERT DUANE RALSTON PENSION PLAN
Plan identification number 001

ROBERT DUANE RALSTON PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

ROBERT DUANE RALSTON has sponsored the creation of one or more 401k plans.

Company Name:ROBERT DUANE RALSTON
Employer identification number (EIN):371016829
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT DUANE RALSTON PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01ROBERT DUANE RALSTON
0012017-01-01ROBERT DUANE RALSTON
0012016-01-01ROBERT DUANE RALSTON
0012015-01-01ROBERT DUANE RALSTON
0012014-01-01
0012013-01-01
0012012-01-01ROBERT DUANE RALSTON
0012011-01-01ROBERT DUANE RALSTON
0012009-01-01ROBERT DUANE RALSTON

Plan Statistics for ROBERT DUANE RALSTON PENSION PLAN

401k plan membership statisitcs for ROBERT DUANE RALSTON PENSION PLAN

Measure Date Value
2022: ROBERT DUANE RALSTON PENSION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011
Total number of active participants reported on line 7a of the Form 55002022-01-011
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011
Number of participants with account balances2022-01-011
2021: ROBERT DUANE RALSTON PENSION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011
Total number of active participants reported on line 7a of the Form 55002021-01-011
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011
Number of participants with account balances2021-01-011
2020: ROBERT DUANE RALSTON PENSION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011
Total number of active participants reported on line 7a of the Form 55002020-01-011
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011
Number of participants with account balances2020-01-011
2019: ROBERT DUANE RALSTON PENSION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011
Total number of active participants reported on line 7a of the Form 55002019-01-011
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011
Number of participants with account balances2019-01-011
2018: ROBERT DUANE RALSTON PENSION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012
Total number of active participants reported on line 7a of the Form 55002018-01-011
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011
Number of participants with account balances2018-01-011
2017: ROBERT DUANE RALSTON PENSION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012
Total number of active participants reported on line 7a of the Form 55002017-01-012
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012
Number of participants with account balances2017-01-012
2016: ROBERT DUANE RALSTON PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012
Total number of active participants reported on line 7a of the Form 55002016-01-011
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012
Number of participants with account balances2016-01-012
2015: ROBERT DUANE RALSTON PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total number of active participants reported on line 7a of the Form 55002015-01-011
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012
Number of participants with account balances2015-01-012
2014: ROBERT DUANE RALSTON PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012
Total number of active participants reported on line 7a of the Form 55002014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-012
Total participants2014-01-012
2013: ROBERT DUANE RALSTON PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012
Total number of active participants reported on line 7a of the Form 55002013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-012
Total participants2013-01-012
2012: ROBERT DUANE RALSTON PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012
Total number of active participants reported on line 7a of the Form 55002012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-012
Total participants2012-01-012
2011: ROBERT DUANE RALSTON PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-012
Total participants2011-01-012
2009: ROBERT DUANE RALSTON PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-012
Total participants2009-01-012

Financial Data on ROBERT DUANE RALSTON PENSION PLAN

Measure Date Value
2022 : ROBERT DUANE RALSTON PENSION PLAN 2022 401k financial data
Total income from all sources2022-12-31$5,433
Expenses. Total of all expenses incurred2022-12-31$7,134
Benefits paid (including direct rollovers)2022-12-31$7,134
Total plan assets at end of year2022-12-31$180,211
Total plan assets at beginning of year2022-12-31$181,912
Other income received2022-12-31$5,433
Net income (gross income less expenses)2022-12-31$-1,701
Net plan assets at end of year (total assets less liabilities)2022-12-31$180,211
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$181,912
2021 : ROBERT DUANE RALSTON PENSION PLAN 2021 401k financial data
Total income from all sources2021-12-31$5,491
Expenses. Total of all expenses incurred2021-12-31$7,444
Benefits paid (including direct rollovers)2021-12-31$7,444
Total plan assets at end of year2021-12-31$181,912
Total plan assets at beginning of year2021-12-31$183,865
Other income received2021-12-31$5,491
Net income (gross income less expenses)2021-12-31$-1,953
Net plan assets at end of year (total assets less liabilities)2021-12-31$181,912
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$183,865
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$0
Amount contributed by the employer to the plan for this plan year2021-12-31$0
2020 : ROBERT DUANE RALSTON PENSION PLAN 2020 401k financial data
Total income from all sources2020-12-31$11,648
Expenses. Total of all expenses incurred2020-12-31$7,001
Benefits paid (including direct rollovers)2020-12-31$7,001
Total plan assets at end of year2020-12-31$183,865
Total plan assets at beginning of year2020-12-31$179,218
Other income received2020-12-31$11,648
Net income (gross income less expenses)2020-12-31$4,647
Net plan assets at end of year (total assets less liabilities)2020-12-31$183,865
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$179,218
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
2019 : ROBERT DUANE RALSTON PENSION PLAN 2019 401k financial data
Total income from all sources2019-12-31$14,429
Expenses. Total of all expenses incurred2019-12-31$6,462
Benefits paid (including direct rollovers)2019-12-31$6,462
Total plan assets at end of year2019-12-31$179,218
Total plan assets at beginning of year2019-12-31$171,251
Other income received2019-12-31$14,429
Net income (gross income less expenses)2019-12-31$7,967
Net plan assets at end of year (total assets less liabilities)2019-12-31$179,218
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$171,251
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
2018 : ROBERT DUANE RALSTON PENSION PLAN 2018 401k financial data
Total income from all sources2018-12-31$964
Expenses. Total of all expenses incurred2018-12-31$23,499
Benefits paid (including direct rollovers)2018-12-31$20,000
Total plan assets at end of year2018-12-31$171,251
Total plan assets at beginning of year2018-12-31$193,786
Other income received2018-12-31$964
Net income (gross income less expenses)2018-12-31$-22,535
Net plan assets at end of year (total assets less liabilities)2018-12-31$171,251
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$193,786
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$3,499
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
2017 : ROBERT DUANE RALSTON PENSION PLAN 2017 401k financial data
Total income from all sources2017-12-31$5,677
Expenses. Total of all expenses incurred2017-12-31$81
Total plan assets at end of year2017-12-31$193,786
Total plan assets at beginning of year2017-12-31$188,190
Other income received2017-12-31$5,677
Net income (gross income less expenses)2017-12-31$5,596
Net plan assets at end of year (total assets less liabilities)2017-12-31$193,786
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$188,190
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$81
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
2016 : ROBERT DUANE RALSTON PENSION PLAN 2016 401k financial data
Total income from all sources2016-12-31$20,377
Expenses. Total of all expenses incurred2016-12-31$49,080
Benefits paid (including direct rollovers)2016-12-31$49,000
Total plan assets at end of year2016-12-31$188,190
Total plan assets at beginning of year2016-12-31$216,893
Other income received2016-12-31$20,377
Net income (gross income less expenses)2016-12-31$-28,703
Net plan assets at end of year (total assets less liabilities)2016-12-31$188,190
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$216,893
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$80
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
2015 : ROBERT DUANE RALSTON PENSION PLAN 2015 401k financial data
Total income from all sources2015-12-31$25,631
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$216,893
Total plan assets at beginning of year2015-12-31$191,262
Other income received2015-12-31$21,960
Net income (gross income less expenses)2015-12-31$25,631
Net plan assets at end of year (total assets less liabilities)2015-12-31$216,893
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$191,262
Total contributions received or receivable from employer(s)2015-12-31$3,671
2014 : ROBERT DUANE RALSTON PENSION PLAN 2014 401k financial data
Total income from all sources2014-12-31$18,148
Expenses. Total of all expenses incurred2014-12-31$40,000
Benefits paid (including direct rollovers)2014-12-31$40,000
Total plan assets at end of year2014-12-31$191,262
Total plan assets at beginning of year2014-12-31$213,114
Other income received2014-12-31$5,718
Net income (gross income less expenses)2014-12-31$-21,852
Net plan assets at end of year (total assets less liabilities)2014-12-31$191,262
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$213,114
Total contributions received or receivable from employer(s)2014-12-31$12,430
2013 : ROBERT DUANE RALSTON PENSION PLAN 2013 401k financial data
Total income from all sources2013-12-31$17,616
Total plan assets at end of year2013-12-31$213,114
Total plan assets at beginning of year2013-12-31$195,498
Other income received2013-12-31$6,113
Net income (gross income less expenses)2013-12-31$17,616
Net plan assets at end of year (total assets less liabilities)2013-12-31$213,114
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$195,498
Total contributions received or receivable from employer(s)2013-12-31$11,503
2012 : ROBERT DUANE RALSTON PENSION PLAN 2012 401k financial data
Total income from all sources2012-12-31$21,004
Total plan assets at end of year2012-12-31$195,498
Total plan assets at beginning of year2012-12-31$174,494
Other income received2012-12-31$5,577
Net income (gross income less expenses)2012-12-31$21,004
Net plan assets at end of year (total assets less liabilities)2012-12-31$195,498
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$174,494
Total contributions received or receivable from employer(s)2012-12-31$15,427
2011 : ROBERT DUANE RALSTON PENSION PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$1,706
Total income from all sources2011-12-31$13,460
Total plan assets at end of year2011-12-31$174,494
Total plan assets at beginning of year2011-12-31$159,328
Other income received2011-12-31$4,266
Net income (gross income less expenses)2011-12-31$13,460
Net plan assets at end of year (total assets less liabilities)2011-12-31$174,494
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$159,328
Total contributions received or receivable from employer(s)2011-12-31$9,194
2010 : ROBERT DUANE RALSTON PENSION PLAN 2010 401k financial data
Total income from all sources2010-12-31$2,719
Expenses. Total of all expenses incurred2010-12-31$142
Total plan assets at end of year2010-12-31$159,328
Total plan assets at beginning of year2010-12-31$156,751
Expenses. Other expenses not covered elsewhere2010-12-31$142
Other income received2010-12-31$-2,014
Net income (gross income less expenses)2010-12-31$2,577
Net plan assets at end of year (total assets less liabilities)2010-12-31$159,328
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$156,751
Total contributions received or receivable from employer(s)2010-12-31$4,733

Form 5500 Responses for ROBERT DUANE RALSTON PENSION PLAN

2022: ROBERT DUANE RALSTON PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: ROBERT DUANE RALSTON PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: ROBERT DUANE RALSTON PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: ROBERT DUANE RALSTON PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: ROBERT DUANE RALSTON PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: ROBERT DUANE RALSTON PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: ROBERT DUANE RALSTON PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: ROBERT DUANE RALSTON PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: ROBERT DUANE RALSTON PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: ROBERT DUANE RALSTON PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: ROBERT DUANE RALSTON PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: ROBERT DUANE RALSTON PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: ROBERT DUANE RALSTON PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameS.CRM CENTRAL ILLINOIS
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameS.CRM CENTRAL ILLINOIS
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $373
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $373
Insurance broker organization code?3
Insurance broker nameS.CRM CENTRAL ILLINOIS
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $345
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $345
Insurance broker organization code?3
Insurance broker nameR RALSTON, CLU
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $463
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $463
Insurance broker organization code?3
Insurance broker nameR RALSTON, CLU
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $276
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number007475-070
Policy instance 1
Insurance contract or identification number007475-070
Total amount of commissions paid to insurance brokerUSD $142
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $142
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?2
Insurance broker nameR RALSTON, CLU

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