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MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 401k Plan overview

Plan NameMCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN
Plan identification number 001

MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. has sponsored the creation of one or more 401k plans.

Company Name:MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C.
Employer identification number (EIN):371107578
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01KEVIN R. BUCKLEY2024-10-02
0012022-01-01KEVIN R. BUCKLEY2023-07-17
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KEVIN BUCKLEY CPA
0012017-01-01KEVIN BUCKLEY CPA KEVIN BUCKLEY CPA
0012016-01-01KEVIN BUCKLEY CPA
0012015-01-01KEVIN BUCKLEY CPA
0012014-01-01KEVIN BUCKLEY CPA
0012013-01-01KEVIN BUCKLEY CPA
0012012-01-01KEVIN BUCKLEY CPA
0012011-01-01KEVIN BUCKLEY CPA
0012009-01-01KEVIN BUCKLEY CPA
0012009-01-01KEVIN BUCKLEY CPA
0012009-01-01KEVIN BUCKLEY CPA

Plan Statistics for MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN

401k plan membership statisitcs for MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN

Measure Date Value
2021: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0117
Total number of active participants reported on line 7a of the Form 55002021-01-0116
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0116
Number of participants with account balances2021-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0117
Total number of active participants reported on line 7a of the Form 55002020-01-0117
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0117
Number of participants with account balances2020-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0117
Total number of active participants reported on line 7a of the Form 55002019-01-0117
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0117
Number of participants with account balances2019-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0117
Total number of active participants reported on line 7a of the Form 55002018-01-0117
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0116
Total number of active participants reported on line 7a of the Form 55002017-01-0117
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0115
Total number of active participants reported on line 7a of the Form 55002016-01-0116
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0115
Total number of active participants reported on line 7a of the Form 55002015-01-0115
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0115
Number of participants with account balances2015-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0114
Total number of active participants reported on line 7a of the Form 55002014-01-0115
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0115
Number of participants with account balances2014-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0113
Total number of active participants reported on line 7a of the Form 55002013-01-0114
Total of all active and inactive participants2013-01-0114
Total participants2013-01-0114
Number of participants with account balances2013-01-0113
2012: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0113
Total number of active participants reported on line 7a of the Form 55002012-01-0112
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0113
Total participants2012-01-0113
Number of participants with account balances2012-01-0113
2011: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0113
Total number of active participants reported on line 7a of the Form 55002011-01-0113
Total of all active and inactive participants2011-01-0113
Total participants2011-01-0113
Number of participants with account balances2011-01-0113
2009: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0112
Total number of active participants reported on line 7a of the Form 55002009-01-0112
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0113
Total participants2009-01-0113
Number of participants with account balances2009-01-0113

Financial Data on MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN

Measure Date Value
2021 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2021 401k financial data
Total income from all sources2021-12-31$1,976,917
Expenses. Total of all expenses incurred2021-12-31$3,669,948
Benefits paid (including direct rollovers)2021-12-31$3,669,948
Total plan assets at end of year2021-12-31$7,209,153
Total plan assets at beginning of year2021-12-31$8,902,184
Total contributions received or receivable from participants2021-12-31$162,406
Other income received2021-12-31$1,772,460
Net income (gross income less expenses)2021-12-31$-1,693,031
Net plan assets at end of year (total assets less liabilities)2021-12-31$7,209,153
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$8,902,184
Assets. Value of participant loans2021-12-31$11,584
Total contributions received or receivable from employer(s)2021-12-31$42,051
2020 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$1,536,366
Total plan assets at end of year2020-12-31$8,902,184
Total plan assets at beginning of year2020-12-31$7,365,818
Total contributions received or receivable from participants2020-12-31$158,851
Other income received2020-12-31$1,316,675
Net income (gross income less expenses)2020-12-31$1,536,366
Net plan assets at end of year (total assets less liabilities)2020-12-31$8,902,184
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$7,365,818
Assets. Value of participant loans2020-12-31$19,351
Total contributions received or receivable from employer(s)2020-12-31$60,840
2019 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$1,492,976
Total plan assets at end of year2019-12-31$7,365,818
Total plan assets at beginning of year2019-12-31$5,872,842
Total contributions received or receivable from participants2019-12-31$169,419
Other income received2019-12-31$1,267,184
Net income (gross income less expenses)2019-12-31$1,492,976
Net plan assets at end of year (total assets less liabilities)2019-12-31$7,365,818
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$5,872,842
Assets. Value of participant loans2019-12-31$48,028
Total contributions received or receivable from employer(s)2019-12-31$56,373
2018 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$215,293
Expenses. Total of all expenses incurred2018-12-31$391,042
Total plan assets at end of year2018-12-31$5,872,842
Total plan assets at beginning of year2018-12-31$6,048,591
Total contributions received or receivable from participants2018-12-31$163,938
Expenses. Other expenses not covered elsewhere2018-12-31$391,042
Net income (gross income less expenses)2018-12-31$-175,749
Net plan assets at end of year (total assets less liabilities)2018-12-31$5,872,842
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$6,048,591
Assets. Value of participant loans2018-12-31$61,555
Total contributions received or receivable from employer(s)2018-12-31$51,355
2017 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$1,140,341
Expenses. Total of all expenses incurred2017-12-31$12,016
Total plan assets at end of year2017-12-31$6,048,591
Total plan assets at beginning of year2017-12-31$4,908,250
Total contributions received or receivable from participants2017-12-31$143,006
Other income received2017-12-31$948,261
Net income (gross income less expenses)2017-12-31$1,140,341
Net plan assets at end of year (total assets less liabilities)2017-12-31$6,048,591
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$4,908,250
Assets. Value of participant loans2017-12-31$84,232
Total contributions received or receivable from employer(s)2017-12-31$49,074
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$12,016
2016 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$280,504
Total plan assets at end of year2016-12-31$4,908,250
Total plan assets at beginning of year2016-12-31$4,627,746
Total contributions received or receivable from participants2016-12-31$145,273
Other income received2016-12-31$87,515
Net income (gross income less expenses)2016-12-31$280,504
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,908,250
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$4,627,746
Assets. Value of participant loans2016-12-31$48,608
Total contributions received or receivable from employer(s)2016-12-31$47,716
2015 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$423,547
Total plan assets at end of year2015-12-31$4,627,746
Total plan assets at beginning of year2015-12-31$4,204,199
Total contributions received or receivable from participants2015-12-31$143,442
Other income received2015-12-31$234,969
Net income (gross income less expenses)2015-12-31$423,547
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,627,746
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,204,199
Assets. Value of participant loans2015-12-31$45,731
Total contributions received or receivable from employer(s)2015-12-31$45,136
2014 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$462,716
Total plan assets at end of year2014-12-31$4,204,199
Total plan assets at beginning of year2014-12-31$3,741,483
Total contributions received or receivable from participants2014-12-31$141,949
Other income received2014-12-31$279,987
Net income (gross income less expenses)2014-12-31$462,716
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,204,199
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,741,483
Assets. Value of participant loans2014-12-31$53,617
Total contributions received or receivable from employer(s)2014-12-31$40,780
2013 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$852,238
Total plan assets at end of year2013-12-31$3,741,483
Total plan assets at beginning of year2013-12-31$2,889,245
Total contributions received or receivable from participants2013-12-31$117,897
Other income received2013-12-31$694,524
Net income (gross income less expenses)2013-12-31$852,238
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,741,483
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,889,245
Assets. Value of participant loans2013-12-31$34,755
Total contributions received or receivable from employer(s)2013-12-31$39,817
2012 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$525,580
Total plan assets at end of year2012-12-31$2,889,245
Total plan assets at beginning of year2012-12-31$2,363,665
Total contributions received or receivable from participants2012-12-31$117,691
Other income received2012-12-31$367,705
Net income (gross income less expenses)2012-12-31$525,580
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,889,245
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,363,665
Assets. Value of participant loans2012-12-31$31,139
Total contributions received or receivable from employer(s)2012-12-31$40,184
2011 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$155,510
Expenses. Total of all expenses incurred2011-12-31$106,876
Total plan assets at end of year2011-12-31$2,363,665
Total plan assets at beginning of year2011-12-31$2,315,031
Total contributions received or receivable from participants2011-12-31$114,179
Expenses. Other expenses not covered elsewhere2011-12-31$106,876
Net income (gross income less expenses)2011-12-31$48,634
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,363,665
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,315,031
Assets. Value of participant loans2011-12-31$26,892
Total contributions received or receivable from employer(s)2011-12-31$41,331
2010 : MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$436,391
Total plan assets at end of year2010-12-31$2,315,031
Total plan assets at beginning of year2010-12-31$1,878,640
Total contributions received or receivable from participants2010-12-31$102,936
Other income received2010-12-31$296,901
Net income (gross income less expenses)2010-12-31$436,391
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,315,031
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,878,640
Assets. Value of participant loans2010-12-31$34,156
Total contributions received or receivable from employer(s)2010-12-31$36,554

Form 5500 Responses for MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN

2021: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MCGUIRE, YUHAS, HUFFMAN & BUCKLEY, P.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number71-0294708
Policy instance 1
Insurance contract or identification number71-0294708
Number of Individuals Covered3
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $750
Are there contracts with allocated funds for group deferred annuity?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $750
Additional information about fees paid to insurance broker4
Insurance broker nameSTIFEL NICOLAUS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number71-0294708
Policy instance 1
Insurance contract or identification number71-0294708
Number of Individuals Covered3
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of fees paid to insurance companyUSD $750
Are there contracts with allocated funds for group deferred annuity?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees750
Additional information about fees paid to insurance broker4
Insurance broker nameSTIFEL NICOLAUS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number71-0294708
Policy instance 1
Insurance contract or identification number71-0294708
Number of Individuals Covered3
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $750
Are there contracts with allocated funds for group deferred annuity?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number71-0294708
Policy instance 1
Insurance contract or identification number71-0294708
Number of Individuals Covered3
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $604
Total amount of fees paid to insurance companyUSD $4,194
Are there contracts with allocated funds for group deferred annuity?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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