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NRZ&S 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameNRZ&S 401(K) PROFIT SHARING PLAN
Plan identification number 001

NRZ&S 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEVILLE, RICHARDS, ZITTEL & SIEGEL, has sponsored the creation of one or more 401k plans.

Company Name:NEVILLE, RICHARDS, ZITTEL & SIEGEL,
Employer identification number (EIN):371324475
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NRZ&S 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01MATTHEW ZITTEL2024-07-15
0012022-01-01MATTHEW ZITTEL2023-07-21
0012021-01-01MATT ZITTEL2022-05-25
0012020-01-01MATT ZITTEL2021-07-12
0012019-01-01CHRISTOPHER B. BORTZ2020-06-12
0012018-01-01CHRISTOPHER B. BORTZ2019-07-17
0012017-01-01CHRISTOPHER B. BORTZ2018-07-11
0012016-01-01CHRISTOPHER B. BORTZ2017-10-12
0012015-01-01ROBERT G. WULLER, JR. ROBERT G. WULLER, JR.2016-06-16
0012014-01-01ROBERT G. WULLER, JR. ROBERT G. WULLER, JR.2015-06-25
0012013-01-01ROBERT G. WULLER, JR. ROBERT G. WULLER, JR.2014-06-27
0012012-01-01ROBERT G. WULLER, JR. ROBERT G. WULLER, JR.2013-07-02
0012011-01-01ROBERT G. WULLER, JR. ROBERT G. WULLER, JR.2012-06-13
0012010-01-01ROBERT G. WULLER, JR. ROBERT G. WULLER, JR.2011-07-13
0012009-01-01ROBERT G. WULLER, JR. ROBERT G. WULLER, JR.2010-06-30

Plan Statistics for NRZ&S 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NRZ&S 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: NRZ&S 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0112
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012
Total of all active and inactive participants2015-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0112
Number of participants with account balances2015-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NRZ&S 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0113
Total number of active participants reported on line 7a of the Form 55002014-01-0110
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0112
Number of participants with account balances2014-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NRZ&S 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0113
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0113
Number of participants with account balances2013-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NRZ&S 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0113
Total number of active participants reported on line 7a of the Form 55002012-01-0110
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0113
Number of participants with account balances2012-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NRZ&S 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0115
Total number of active participants reported on line 7a of the Form 55002011-01-0110
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0113
Number of participants with account balances2011-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NRZ&S 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0116
Total number of active participants reported on line 7a of the Form 55002010-01-0115
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-014
Total of all active and inactive participants2010-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0119
Number of participants with account balances2010-01-0115
2009: NRZ&S 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0118
Total number of active participants reported on line 7a of the Form 55002009-01-0115
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0116
Number of participants with account balances2009-01-0116

Financial Data on NRZ&S 401(K) PROFIT SHARING PLAN

Measure Date Value
2015 : NRZ&S 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$57,097
Total plan assets at end of year2015-12-31$2,187,925
Total plan assets at beginning of year2015-12-31$2,130,828
Total contributions received or receivable from participants2015-12-31$51,076
Other income received2015-12-31$6,021
Net income (gross income less expenses)2015-12-31$57,097
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,187,925
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,130,828
2014 : NRZ&S 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$200,939
Expenses. Total of all expenses incurred2014-12-31$17,521
Benefits paid (including direct rollovers)2014-12-31$17,521
Total plan assets at end of year2014-12-31$2,130,828
Total plan assets at beginning of year2014-12-31$1,947,410
Total contributions received or receivable from participants2014-12-31$45,425
Other income received2014-12-31$155,514
Net income (gross income less expenses)2014-12-31$183,418
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,130,828
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,947,410
2013 : NRZ&S 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$512,458
Expenses. Total of all expenses incurred2013-12-31$1,000
Benefits paid (including direct rollovers)2013-12-31$1,000
Total plan assets at end of year2013-12-31$1,947,410
Total plan assets at beginning of year2013-12-31$1,435,952
Total contributions received or receivable from participants2013-12-31$51,651
Other income received2013-12-31$460,807
Net income (gross income less expenses)2013-12-31$511,458
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,947,410
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,435,952
2012 : NRZ&S 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$241,723
Expenses. Total of all expenses incurred2012-12-31$1,000
Benefits paid (including direct rollovers)2012-12-31$1,000
Total plan assets at end of year2012-12-31$1,435,952
Total plan assets at beginning of year2012-12-31$1,195,229
Total contributions received or receivable from participants2012-12-31$54,472
Other income received2012-12-31$187,251
Net income (gross income less expenses)2012-12-31$240,723
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,435,952
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,195,229
2011 : NRZ&S 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$1,633
Expenses. Total of all expenses incurred2011-12-31$30,595
Benefits paid (including direct rollovers)2011-12-31$30,595
Total plan assets at end of year2011-12-31$1,195,229
Total plan assets at beginning of year2011-12-31$1,224,191
Total contributions received or receivable from participants2011-12-31$50,446
Other income received2011-12-31$-48,813
Net income (gross income less expenses)2011-12-31$-28,962
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,195,229
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,224,191
2010 : NRZ&S 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$223,785
Expenses. Total of all expenses incurred2010-12-31$4,833
Benefits paid (including direct rollovers)2010-12-31$4,833
Total plan assets at end of year2010-12-31$1,224,191
Total plan assets at beginning of year2010-12-31$1,005,239
Total contributions received or receivable from participants2010-12-31$56,741
Contributions received from other sources (not participants or employers)2010-12-31$17,919
Other income received2010-12-31$149,125
Net income (gross income less expenses)2010-12-31$218,952
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,224,191
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,005,239

Form 5500 Responses for NRZ&S 401(K) PROFIT SHARING PLAN

2015: NRZ&S 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NRZ&S 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NRZ&S 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NRZ&S 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NRZ&S 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NRZ&S 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NRZ&S 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55508
Policy instance 1
Insurance contract or identification number55508
Number of Individuals Covered12
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,748
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,748
Insurance broker organization code?3
Insurance broker nameCONSOLIDATED FINANCIAL INVESTMENTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55508
Policy instance 1
Insurance contract or identification number55508
Number of Individuals Covered12
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $5,278
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,278
Insurance broker organization code?3
Insurance broker nameCONSOLIDATED FINANCIAL INVESTMENTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55508
Policy instance 1
Insurance contract or identification number55508
Number of Individuals Covered13
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $4,406
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,406
Insurance broker organization code?3
Insurance broker nameCONSOLIDATED FINANCIAL INVESTMENTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55508
Policy instance 1
Insurance contract or identification number55508
Number of Individuals Covered13
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,583
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,583
Insurance broker organization code?3
Insurance broker nameCONSOLIDATED FINANCIAL INVESTMENTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55508
Policy instance 1
Insurance contract or identification number55508
Number of Individuals Covered13
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,366
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55508
Policy instance 1
Insurance contract or identification number55508
Number of Individuals Covered15
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,870
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,870
Insurance broker organization code?3
Insurance broker nameCONSOLIDATED FINANCIAL INVESTMENTS

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