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DELTA CONSTRUCTORS ROTH 401(K) PLAN 401k Plan overview

Plan NameDELTA CONSTRUCTORS ROTH 401(K) PLAN
Plan identification number 001

DELTA CONSTRUCTORS ROTH 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DELTA CONSTRUCTORS, LLC has sponsored the creation of one or more 401k plans.

Company Name:DELTA CONSTRUCTORS, LLC
Employer identification number (EIN):371552952
NAIC Classification:236110

Additional information about DELTA CONSTRUCTORS, LLC

Jurisdiction of Incorporation: Alaska Department Commerce, Community & Economic Development
Incorporation Date: 2007-09-21
Company Identification Number: 111227
Legal Registered Office Address: 3000 C STREET SUITE 202

ANCHORAGE
United States of America (USA)
99503

More information about DELTA CONSTRUCTORS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DELTA CONSTRUCTORS ROTH 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SHANNON MAHAN
0012016-01-01SHANNON MAHAN
0012015-01-01KATHY BENEDETTI
0012014-01-01JOHN FARNER
0012013-01-01DUSTIN COOPER2014-10-10
0012012-01-01DUSTIN COOPER2013-07-17
0012011-01-01ED GOHR2012-08-17
0012010-01-01ED GOHR2011-07-27

Plan Statistics for DELTA CONSTRUCTORS ROTH 401(K) PLAN

401k plan membership statisitcs for DELTA CONSTRUCTORS ROTH 401(K) PLAN

Measure Date Value
2022: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01489
Total number of active participants reported on line 7a of the Form 55002022-01-01274
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01199
Total of all active and inactive participants2022-01-01474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01474
Number of participants with account balances2022-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01616
Total number of active participants reported on line 7a of the Form 55002021-01-01270
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01216
Total of all active and inactive participants2021-01-01488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01488
Number of participants with account balances2021-01-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01717
Total number of active participants reported on line 7a of the Form 55002020-01-01427
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01187
Total of all active and inactive participants2020-01-01614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01615
Number of participants with account balances2020-01-01394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01816
Total number of active participants reported on line 7a of the Form 55002019-01-01584
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01124
Total of all active and inactive participants2019-01-01708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01708
Number of participants with account balances2019-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01484
Total number of active participants reported on line 7a of the Form 55002018-01-01657
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0190
Total of all active and inactive participants2018-01-01749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01749
Number of participants with account balances2018-01-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01569
Total number of active participants reported on line 7a of the Form 55002017-01-01360
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0187
Total of all active and inactive participants2017-01-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01448
Number of participants with account balances2017-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01690
Total number of active participants reported on line 7a of the Form 55002016-01-01445
Number of other retired or separated participants entitled to future benefits2016-01-0195
Total of all active and inactive participants2016-01-01540
Total participants2016-01-01540
Number of participants with account balances2016-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01662
Total number of active participants reported on line 7a of the Form 55002015-01-01539
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01149
Total of all active and inactive participants2015-01-01688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01688
Number of participants with account balances2015-01-01482
2014: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01224
Total number of active participants reported on line 7a of the Form 55002014-01-01597
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0165
Total of all active and inactive participants2014-01-01662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01662
Number of participants with account balances2014-01-01435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on DELTA CONSTRUCTORS ROTH 401(K) PLAN

Measure Date Value
2022 : DELTA CONSTRUCTORS ROTH 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-1,997,541
Total of all expenses incurred2022-12-31$2,812,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,703,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,197,074
Value of total assets at end of year2022-12-31$14,006,548
Value of total assets at beginning of year2022-12-31$18,816,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$108,484
Total interest from all sources2022-12-31$21,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,018,671
Participant contributions at end of year2022-12-31$289,951
Participant contributions at beginning of year2022-12-31$393,578
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$454
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$372
Administrative expenses (other) incurred2022-12-31$68,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,809,712
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,006,548
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,816,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$39,502
Value of interest in pooled separate accounts at end of year2022-12-31$13,105,688
Value of interest in pooled separate accounts at beginning of year2022-12-31$17,730,951
Interest on participant loans2022-12-31$14,712
Interest earned on other investments2022-12-31$6,412
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$610,455
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$691,359
Net investment gain/loss from pooled separate accounts2022-12-31$-3,215,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$178,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,703,687
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C.
Accountancy firm EIN2022-12-31135381590
2021 : DELTA CONSTRUCTORS ROTH 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$4,270,076
Total of all expenses incurred2021-12-31$3,946,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,800,623
Expenses. Certain deemed distributions of participant loans2021-12-31$10,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,772,854
Value of total assets at end of year2021-12-31$18,816,260
Value of total assets at beginning of year2021-12-31$18,492,433
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$134,642
Total interest from all sources2021-12-31$19,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,701,527
Participant contributions at end of year2021-12-31$393,578
Participant contributions at beginning of year2021-12-31$302,082
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$55,787
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$372
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,608
Administrative expenses (other) incurred2021-12-31$85,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$323,827
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,816,260
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,492,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$48,667
Value of interest in pooled separate accounts at end of year2021-12-31$17,730,951
Value of interest in pooled separate accounts at beginning of year2021-12-31$17,799,457
Interest on participant loans2021-12-31$14,989
Interest earned on other investments2021-12-31$4,742
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$691,359
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$389,286
Net investment gain/loss from pooled separate accounts2021-12-31$2,477,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$15,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,800,623
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : DELTA CONSTRUCTORS ROTH 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$5,616,173
Total of all expenses incurred2020-12-31$2,497,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,377,418
Expenses. Certain deemed distributions of participant loans2020-12-31$7,394
Value of total corrective distributions2020-12-31$1,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,026,064
Value of total assets at end of year2020-12-31$18,492,433
Value of total assets at beginning of year2020-12-31$15,374,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$111,170
Total interest from all sources2020-12-31$23,267
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,484,938
Participant contributions at end of year2020-12-31$302,082
Participant contributions at beginning of year2020-12-31$311,999
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$246,272
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,608
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,096
Administrative expenses (other) incurred2020-12-31$71,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,118,196
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,492,433
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$15,374,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$40,071
Value of interest in pooled separate accounts at end of year2020-12-31$17,799,457
Value of interest in pooled separate accounts at beginning of year2020-12-31$14,627,758
Interest on participant loans2020-12-31$19,787
Interest earned on other investments2020-12-31$3,480
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$389,286
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$421,505
Net investment gain/loss from pooled separate accounts2020-12-31$2,566,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$294,854
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$11,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,377,418
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : DELTA CONSTRUCTORS ROTH 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$6,218,833
Total of all expenses incurred2019-12-31$1,618,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,598,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,774,520
Value of total assets at end of year2019-12-31$15,374,237
Value of total assets at beginning of year2019-12-31$10,773,726
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,456
Total interest from all sources2019-12-31$18,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$7,000
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,584,532
Participant contributions at end of year2019-12-31$311,999
Participant contributions at beginning of year2019-12-31$271,989
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$530,174
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,096
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$891
Administrative expenses (other) incurred2019-12-31$9,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,600,511
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,374,237
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,773,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$3,215
Value of interest in pooled separate accounts at end of year2019-12-31$14,627,758
Value of interest in pooled separate accounts at beginning of year2019-12-31$10,180,111
Interest on participant loans2019-12-31$15,249
Interest earned on other investments2019-12-31$3,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$421,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$306,579
Net investment gain/loss from pooled separate accounts2019-12-31$2,426,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$659,814
Employer contributions (assets) at end of year2019-12-31$11,879
Employer contributions (assets) at beginning of year2019-12-31$14,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,598,866
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
2018 : DELTA CONSTRUCTORS ROTH 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,795,245
Total of all expenses incurred2018-12-31$1,114,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,109,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,530,137
Value of total assets at end of year2018-12-31$10,773,726
Value of total assets at beginning of year2018-12-31$10,093,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,190
Total interest from all sources2018-12-31$17,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,961,304
Participant contributions at end of year2018-12-31$271,989
Participant contributions at beginning of year2018-12-31$326,615
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$51,415
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$891
Administrative expenses (other) incurred2018-12-31$5,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$680,604
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,773,726
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,093,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$10,180,111
Value of interest in pooled separate accounts at beginning of year2018-12-31$9,404,754
Interest on participant loans2018-12-31$15,481
Interest earned on other investments2018-12-31$2,037
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$306,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$361,753
Net investment gain/loss from pooled separate accounts2018-12-31$-752,410
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$517,418
Employer contributions (assets) at end of year2018-12-31$14,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,109,451
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : DELTA CONSTRUCTORS ROTH 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$3,720,585
Total of all expenses incurred2017-12-31$1,883,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,873,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,483,358
Value of total assets at end of year2017-12-31$10,093,122
Value of total assets at beginning of year2017-12-31$8,255,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,574
Total interest from all sources2017-12-31$17,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,564,081
Participant contributions at end of year2017-12-31$326,615
Participant contributions at beginning of year2017-12-31$254,235
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$562,978
Administrative expenses (other) incurred2017-12-31$9,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,837,547
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,093,122
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,255,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$9,404,754
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,468,229
Interest on participant loans2017-12-31$13,523
Interest earned on other investments2017-12-31$3,507
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$361,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$533,111
Net investment gain/loss from pooled separate accounts2017-12-31$1,220,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$356,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,873,464
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : DELTA CONSTRUCTORS ROTH 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,280,992
Total of all expenses incurred2016-12-31$2,154,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,130,322
Expenses. Certain deemed distributions of participant loans2016-12-31$3,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,826,806
Value of total assets at end of year2016-12-31$8,255,575
Value of total assets at beginning of year2016-12-31$7,128,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,077
Total interest from all sources2016-12-31$11,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,090,667
Participant contributions at end of year2016-12-31$254,235
Participant contributions at beginning of year2016-12-31$181,333
Participant contributions at beginning of year2016-12-31$27,127
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$84,226
Other income not declared elsewhere2016-12-31$7,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,126,778
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,255,575
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,128,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$7,468,229
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,399,186
Interest on participant loans2016-12-31$11,029
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$533,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$509,119
Net investment gain/loss from pooled separate accounts2016-12-31$435,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$651,913
Employer contributions (assets) at beginning of year2016-12-31$12,032
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,130,322
Contract administrator fees2016-12-31$20,077
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : DELTA CONSTRUCTORS ROTH 401(K) PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$30,124
Total income from all sources (including contributions)2015-12-31$4,757,663
Total of all expenses incurred2015-12-31$979,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$956,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,140,462
Value of total assets at end of year2015-12-31$7,128,797
Value of total assets at beginning of year2015-12-31$3,381,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$23,497
Total interest from all sources2015-12-31$2,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$530,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,108,876
Participant contributions at end of year2015-12-31$181,333
Participant contributions at beginning of year2015-12-31$10,327
Participant contributions at end of year2015-12-31$27,127
Participant contributions at beginning of year2015-12-31$211,843
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$304,001
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$14,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$30,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,777,901
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,128,797
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,350,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$23,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,025,942
Value of interest in pooled separate accounts at end of year2015-12-31$6,399,186
Interest on participant loans2015-12-31$2,488
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$509,119
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$30,989
Net investment gain/loss from pooled separate accounts2015-12-31$-416,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,727,585
Employer contributions (assets) at end of year2015-12-31$12,032
Employer contributions (assets) at beginning of year2015-12-31$118,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$956,265
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : DELTA CONSTRUCTORS ROTH 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$30,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$19,655
Total income from all sources (including contributions)2014-12-31$2,898,880
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$238,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$202,525
Expenses. Certain deemed distributions of participant loans2014-12-31$30,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,813,414
Value of total assets at end of year2014-12-31$3,381,020
Value of total assets at beginning of year2014-12-31$710,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,198
Total interest from all sources2014-12-31$106
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$530,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,734,341
Participant contributions at end of year2014-12-31$10,327
Participant contributions at beginning of year2014-12-31$0
Participant contributions at end of year2014-12-31$211,843
Participant contributions at beginning of year2014-12-31$21,152
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$136,524
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$14,164
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$11,158
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$30,124
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$19,655
Administrative expenses (other) incurred2014-12-31$6,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,660,033
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,350,896
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$690,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,025,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$668,387
Interest on participant loans2014-12-31$106
Net investment gain/loss from pooled separate accounts2014-12-31$85,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$942,549
Employer contributions (assets) at end of year2014-12-31$118,744
Employer contributions (assets) at beginning of year2014-12-31$9,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$202,525
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO
Accountancy firm EIN2014-12-31135381590

Form 5500 Responses for DELTA CONSTRUCTORS ROTH 401(K) PLAN

2022: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DELTA CONSTRUCTORS ROTH 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601821
Policy instance 1
Insurance contract or identification number601821
Number of Individuals Covered312
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601821
Policy instance 1
Insurance contract or identification number601821
Number of Individuals Covered353
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601821
Policy instance 1
Insurance contract or identification number601821
Number of Individuals Covered394
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601821
Policy instance 1
Insurance contract or identification number601821
Number of Individuals Covered382
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $42,125
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,125
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601821
Policy instance 1
Insurance contract or identification number601821
Number of Individuals Covered303
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $38,094
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,094
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601821
Policy instance 1
Insurance contract or identification number601821
Number of Individuals Covered261
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $34,976
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,976
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH9976
Policy instance 1
Insurance contract or identification numberPH9976
Number of Individuals Covered482
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $4,108
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,108
Insurance broker organization code?4
Insurance broker nameMMC SECURITIES CORP
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601821-000
Policy instance 2
Insurance contract or identification number601821-000
Number of Individuals Covered482
Total amount of commissions paid to insurance brokerUSD $34,814
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,814
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH9976
Policy instance 1
Insurance contract or identification numberPH9976
Number of Individuals Covered397
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $7,882
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,603
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerFINANCIAL ADVISOR
Insurance broker organization code?4
Insurance broker nameNY LIFE SECURITIES

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