LSC COMMUNICATIONS US, LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2017: LSC PENSION PLAN 2017 401k membership |
|---|
| Market value of plan assets | 2017-11-30 | 2,092,342,301 |
| Acturial value of plan assets | 2017-11-30 | 2,092,342,301 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-11-30 | 861,934,630 |
| Number of terminated vested participants | 2017-11-30 | 14,032 |
| Fundng target for terminated vested participants | 2017-11-30 | 489,649,856 |
| Active participant vested funding target | 2017-11-30 | 450,732,516 |
| Number of active participants | 2017-11-30 | 9,467 |
| Total funding liabilities for active participants | 2017-11-30 | 458,951,038 |
| Total participant count | 2017-11-30 | 33,945 |
| Total funding target for all participants | 2017-11-30 | 1,810,535,524 |
| Balance at beginning of prior year after applicable adjustments | 2017-11-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-11-30 | 7,437,298 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-11-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2017-11-30 | 0 |
| Amount remaining of carryover balance | 2017-11-30 | 0 |
| Amount remaining of prefunding balance | 2017-11-30 | 7,437,298 |
| Present value of excess contributions | 2017-11-30 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-11-30 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-11-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2017-11-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-11-30 | 0 |
| Balance of carryovers at beginning of current year | 2017-11-30 | 0 |
| Balance of prefunding at beginning of current year | 2017-11-30 | 7,033,453 |
| Total employer contributions | 2017-11-30 | 0 |
| Total employee contributions | 2017-11-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-11-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-11-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-11-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2017-11-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-11-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-11-30 | 0 |
| Minimum required contributions for current year target normal cost | 2017-11-30 | 10,198,000 |
| Net shortfall amortization installment of oustanding balance | 2017-11-30 | 0 |
| Waiver amortization installment | 2017-11-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-11-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2017-11-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2017-11-30 | 0 |
| Additional cash requirement | 2017-11-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-11-30 | 0 |
| Unpaid minimum required contributions for current year | 2017-11-30 | 0 |
| Unpaid minimum required contributions for all years | 2017-11-30 | 0 |
| 2016: LSC PENSION PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-12-01 | 33,945 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-12-01 | 0 |
| Number of retired or separated participants receiving benefits | 2016-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-12-01 | 0 |
| Total of all active and inactive participants | 2016-12-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-12-01 | 0 |
| Total participants | 2016-12-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-12-01 | 0 |
| Market value of plan assets | 2016-11-30 | 2,234,239,985 |
| Acturial value of plan assets | 2016-11-30 | 2,234,239,985 |
| Funding target for retired participants and beneficiaries receiving payment | 2016-11-30 | 864,084,311 |
| Number of terminated vested participants | 2016-11-30 | 14,055 |
| Fundng target for terminated vested participants | 2016-11-30 | 486,642,265 |
| Active participant vested funding target | 2016-11-30 | 450,234,082 |
| Number of active participants | 2016-11-30 | 9,571 |
| Total funding liabilities for active participants | 2016-11-30 | 458,644,997 |
| Total participant count | 2016-11-30 | 34,100 |
| Total funding target for all participants | 2016-11-30 | 1,809,371,573 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2016-11-30 | 7,437,298 |
| Prefunding balanced used to offset prior years funding requirement | 2016-11-30 | 0 |
| Amount remaining of carryover balance | 2016-11-30 | 0 |
| Amount remaining of prefunding balance | 2016-11-30 | 7,437,298 |
| Present value of excess contributions | 2016-11-30 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-11-30 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-11-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2016-11-30 | 0 |
| Balance of carryovers at beginning of current year | 2016-11-30 | 0 |
| Balance of prefunding at beginning of current year | 2016-11-30 | 7,437,298 |
| Total employer contributions | 2016-11-30 | 0 |
| Total employee contributions | 2016-11-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2016-11-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2016-11-30 | 0 |
| Minimum required contributions for current year target normal cost | 2016-11-30 | 659,000 |
| Net shortfall amortization installment of oustanding balance | 2016-11-30 | 0 |
| Waiver amortization installment | 2016-11-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2016-11-30 | 0 |
| Additional cash requirement | 2016-11-30 | 0 |
| Unpaid minimum required contributions for current year | 2016-11-30 | 0 |
| Unpaid minimum required contributions for all years | 2016-11-30 | 0 |
| Total participants, beginning-of-year | 2016-10-01 | 34,100 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 9,467 |
| Number of retired or separated participants receiving benefits | 2016-10-01 | 9,111 |
| Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 13,665 |
| Total of all active and inactive participants | 2016-10-01 | 32,243 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 1,702 |
| Total participants | 2016-10-01 | 33,945 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-10-01 | 0 |
| Measure | Date | Value |
|---|
| 2017 : LSC PENSION PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-11-30 | $172,905,515 |
| Total unrealized appreciation/depreciation of assets | 2017-11-30 | $172,905,515 |
| Total transfer of assets to this plan | 2017-11-30 | $1,019,427 |
| Total transfer of assets from this plan | 2017-11-30 | $2,268,824,712 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $320,246,968 |
| Total income from all sources (including contributions) | 2017-11-30 | $340,648,525 |
| Total loss/gain on sale of assets | 2017-11-30 | $57,392,212 |
| Total of all expenses incurred | 2017-11-30 | $129,407,863 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $112,306,202 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $0 |
| Value of total assets at end of year | 2017-11-30 | $0 |
| Value of total assets at beginning of year | 2017-11-30 | $2,376,811,591 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $17,101,661 |
| Total interest from all sources | 2017-11-30 | $26,118,475 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-11-30 | $18,382,955 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-11-30 | $6,845,189 |
| Assets. Real estate other than employer real property at end of year | 2017-11-30 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2017-11-30 | $85,578,966 |
| Administrative expenses professional fees incurred | 2017-11-30 | $1,038,891 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-11-30 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-11-30 | $540,097 |
| Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
| Value of fidelity bond cover | 2017-11-30 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2017-11-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-11-30 | $318,427,612 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-11-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-11-30 | $78,848,458 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-11-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-11-30 | $319,876,664 |
| Other income not declared elsewhere | 2017-11-30 | $2,323,564 |
| Administrative expenses (other) incurred | 2017-11-30 | $6,577,788 |
| Liabilities. Value of operating payables at end of year | 2017-11-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2017-11-30 | $370,304 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Value of net income/loss | 2017-11-30 | $211,240,662 |
| Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $2,056,564,623 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
| Assets. partnership/joint venture interests at end of year | 2017-11-30 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2017-11-30 | $64,009,630 |
| Investment advisory and management fees | 2017-11-30 | $8,835,652 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-11-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-11-30 | $106,979,187 |
| Interest earned on other investments | 2017-11-30 | $1,464,361 |
| Income. Interest from US Government securities | 2017-11-30 | $6,255,832 |
| Income. Interest from corporate debt instruments | 2017-11-30 | $17,822,143 |
| Value of interest in common/collective trusts at end of year | 2017-11-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2017-11-30 | $289,175,789 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-11-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-11-30 | $53,286,954 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-11-30 | $53,286,954 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-11-30 | $576,139 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2017-11-30 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2017-11-30 | $72,239,193 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-11-30 | $3,938,535 |
| Asset value of US Government securities at end of year | 2017-11-30 | $0 |
| Asset value of US Government securities at beginning of year | 2017-11-30 | $405,448,651 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-11-30 | $3,944,779 |
| Net investment gain or loss from common/collective trusts | 2017-11-30 | $51,368,267 |
| Net gain/loss from 103.12 investment entities | 2017-11-30 | $8,212,758 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
| Income. Dividends from preferred stock | 2017-11-30 | $15,160 |
| Income. Dividends from common stock | 2017-11-30 | $11,522,606 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $108,367,667 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-11-30 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-11-30 | $323,448,812 |
| Contract administrator fees | 2017-11-30 | $649,330 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-11-30 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-11-30 | $578,828,242 |
| Did the plan have assets held for investment | 2017-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | No |
| Aggregate proceeds on sale of assets | 2017-11-30 | $772,941,650 |
| Aggregate carrying amount (costs) on sale of assets | 2017-11-30 | $715,549,438 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Disclaimer |
| Accountancy firm name | 2017-11-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2017-11-30 | 390859910 |
| 2016 : LSC PENSION PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-11-30 | $0 |
| Total transfer of assets to this plan | 2016-11-30 | $2,196,722,747 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $320,246,968 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
| Total income from all sources (including contributions) | 2016-11-30 | $-120,190,023 |
| Total loss/gain on sale of assets | 2016-11-30 | $0 |
| Total of all expenses incurred | 2016-11-30 | $19,968,101 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $19,314,127 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $0 |
| Value of total assets at end of year | 2016-11-30 | $2,376,811,591 |
| Value of total assets at beginning of year | 2016-11-30 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $653,974 |
| Total interest from all sources | 2016-11-30 | $5,766,511 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-11-30 | No |
| Assets. Real estate other than employer real property at end of year | 2016-11-30 | $85,578,966 |
| Administrative expenses professional fees incurred | 2016-11-30 | $653,974 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-11-30 | $540,097 |
| Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
| Value of fidelity bond cover | 2016-11-30 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2016-11-30 | $318,427,612 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-11-30 | $78,848,458 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-11-30 | $319,876,664 |
| Other income not declared elsewhere | 2016-11-30 | $-125,956,534 |
| Liabilities. Value of operating payables at end of year | 2016-11-30 | $370,304 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Value of net income/loss | 2016-11-30 | $-140,158,124 |
| Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $2,056,564,623 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
| Assets. partnership/joint venture interests at end of year | 2016-11-30 | $64,009,630 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-11-30 | $106,979,187 |
| Interest earned on other investments | 2016-11-30 | $5,766,511 |
| Value of interest in common/collective trusts at end of year | 2016-11-30 | $289,175,789 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-11-30 | $53,286,954 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2016-11-30 | $72,239,193 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-11-30 | $309,990 |
| Asset value of US Government securities at end of year | 2016-11-30 | $405,448,651 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $19,004,137 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-11-30 | $323,448,812 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-11-30 | $578,828,242 |
| Did the plan have assets held for investment | 2016-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | No |
