WHALEY CHILDREN'S CENTER INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY
401k plan membership statisitcs for WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY
| Measure | Date | Value |
|---|
| 2016: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 25 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 26 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 26 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 26 |
| Number of participants with account balances | 2016-01-01 | 26 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 29 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 25 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 25 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 25 |
| Number of participants with account balances | 2015-01-01 | 25 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 29 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 29 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 29 |
| Number of participants with account balances | 2014-01-01 | 29 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 33 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 36 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 36 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 36 |
| Number of participants with account balances | 2013-01-01 | 35 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 33 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 33 |
| Number of participants with account balances | 2012-01-01 | 33 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 43 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 36 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 36 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 36 |
| Number of participants with account balances | 2011-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 38 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 50 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
| Total of all active and inactive participants | 2009-01-01 | 50 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 50 |
| Number of participants with account balances | 2009-01-01 | 50 |
| Measure | Date | Value |
|---|
| 2016 : WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-31 | $2,747 |
| Total plan liabilities at beginning of year | 2016-12-31 | $5,523 |
| Total income from all sources | 2016-12-31 | $34,344 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $4,944 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $4,572 |
| Total plan assets at end of year | 2016-12-31 | $214,158 |
| Total plan assets at beginning of year | 2016-12-31 | $187,534 |
| Value of fidelity bond covering the plan | 2016-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $31,549 |
| Other income received | 2016-12-31 | $2,795 |
| Net income (gross income less expenses) | 2016-12-31 | $29,400 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $211,411 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $182,011 |
| Assets. Value of participant loans | 2016-12-31 | $1,404 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $372 |
| 2015 : WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-12-31 | $-308 |
| Total plan liabilities at end of year | 2015-12-31 | $5,523 |
| Total plan liabilities at beginning of year | 2015-12-31 | $8,034 |
| Total income from all sources | 2015-12-31 | $13,853 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $35,732 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $35,344 |
| Total plan assets at end of year | 2015-12-31 | $187,534 |
| Total plan assets at beginning of year | 2015-12-31 | $212,232 |
| Value of fidelity bond covering the plan | 2015-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $12,557 |
| Other income received | 2015-12-31 | $1,067 |
| Net income (gross income less expenses) | 2015-12-31 | $-21,879 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $182,011 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $204,198 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $229 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $388 |
| 2014 : WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-12-31 | $-46,391 |
| Total plan liabilities at end of year | 2014-12-31 | $8,034 |
| Total income from all sources | 2014-12-31 | $72,021 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $321,028 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $320,633 |
| Total plan assets at end of year | 2014-12-31 | $212,232 |
| Total plan assets at beginning of year | 2014-12-31 | $499,596 |
| Value of fidelity bond covering the plan | 2014-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $28,523 |
| Other income received | 2014-12-31 | $43,498 |
| Net income (gross income less expenses) | 2014-12-31 | $-249,007 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $204,198 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $499,596 |
| Assets. Value of participant loans | 2014-12-31 | $773 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $395 |
| 2013 : WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $94,915 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $109,064 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $108,356 |
| Total plan assets at end of year | 2013-12-31 | $499,596 |
| Total plan assets at beginning of year | 2013-12-31 | $513,745 |
| Value of fidelity bond covering the plan | 2013-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $25,777 |
| Other income received | 2013-12-31 | $69,138 |
| Net income (gross income less expenses) | 2013-12-31 | $-14,149 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $499,596 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $513,745 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $708 |
| 2012 : WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $57,329 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $21,195 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $20,774 |
| Total plan assets at end of year | 2012-12-31 | $513,745 |
| Total plan assets at beginning of year | 2012-12-31 | $477,611 |
| Value of fidelity bond covering the plan | 2012-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $20,549 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $5,405 |
| Other income received | 2012-12-31 | $31,375 |
| Net income (gross income less expenses) | 2012-12-31 | $36,134 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $513,745 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $477,611 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $421 |
| 2011 : WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $-24,157 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $141,580 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $141,462 |
| Total plan assets at end of year | 2011-12-31 | $477,611 |
| Total plan assets at beginning of year | 2011-12-31 | $643,348 |
| Value of fidelity bond covering the plan | 2011-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $20,717 |
| Other income received | 2011-12-31 | $-44,874 |
| Net income (gross income less expenses) | 2011-12-31 | $-165,737 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $477,611 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $643,348 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $118 |
| 2010 : WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $107,086 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $212,311 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $212,311 |
| Total plan assets at end of year | 2010-12-31 | $643,348 |
| Total plan assets at beginning of year | 2010-12-31 | $748,573 |
| Value of fidelity bond covering the plan | 2010-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $31,819 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $13,563 |
| Other income received | 2010-12-31 | $61,704 |
| Net income (gross income less expenses) | 2010-12-31 | $-105,225 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $643,348 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $748,573 |
| 2016: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2008: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2008 form 5500 responses |
|---|
| 2008-01-01 | Type of plan entity | Single employer plan |
| 2008-01-01 | Submission has been amended | No |
| 2008-01-01 | This submission is the final filing | No |
| 2008-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2008-01-01 | Plan is a collectively bargained plan | No |
| 2007: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2007 form 5500 responses |
|---|
| 2007-01-01 | Type of plan entity | Single employer plan |
| 2007-01-01 | Submission has been amended | No |
| 2007-01-01 | This submission is the final filing | No |
| 2007-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2007-01-01 | Plan is a collectively bargained plan | No |
| 2006: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2006 form 5500 responses |
|---|
| 2006-01-01 | Type of plan entity | Single employer plan |
| 2006-01-01 | Submission has been amended | No |
| 2006-01-01 | This submission is the final filing | No |
| 2006-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2006-01-01 | Plan is a collectively bargained plan | No |
| 2005: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2005 form 5500 responses |
|---|
| 2005-01-01 | Type of plan entity | Single employer plan |
| 2005-01-01 | Submission has been amended | No |
| 2005-01-01 | This submission is the final filing | No |
| 2005-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2005-01-01 | Plan is a collectively bargained plan | No |
| 2004: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2004 form 5500 responses |
|---|
| 2004-01-01 | Type of plan entity | Single employer plan |
| 2004-01-01 | Submission has been amended | No |
| 2004-01-01 | This submission is the final filing | No |
| 2004-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2004-01-01 | Plan is a collectively bargained plan | No |
| 2003: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2003 form 5500 responses |
|---|
| 2003-01-01 | Type of plan entity | Single employer plan |
| 2003-01-01 | Submission has been amended | No |
| 2003-01-01 | This submission is the final filing | No |
| 2003-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2003-01-01 | Plan is a collectively bargained plan | No |
| 2002: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2002 form 5500 responses |
|---|
| 2002-01-01 | Type of plan entity | Single employer plan |
| 2002-01-01 | Submission has been amended | No |
| 2002-01-01 | This submission is the final filing | No |
| 2002-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2002-01-01 | Plan is a collectively bargained plan | No |
| 2001: WHALEY CHILDREN'S CENTER, INC. 403(B) PLAN-SALARY 2001 form 5500 responses |
|---|
| 2001-01-01 | Type of plan entity | Single employer plan |
| 2001-01-01 | Submission has been amended | No |
| 2001-01-01 | This submission is the final filing | No |
| 2001-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2001-01-01 | Plan is a collectively bargained plan | No |
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814685 |
| Policy instance | 1 |
| Insurance contract or identification number | 814685 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814684 |
| Policy instance | 2 |
| Insurance contract or identification number | 814684 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814685 |
| Policy instance | 1 |
| Insurance contract or identification number | 814685 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $413 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $413 | | Additional information about fees paid to insurance broker | SALES AND SERVICE COMPENSATION 3 | | Insurance broker name | B JONES |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814684 |
| Policy instance | 2 |
| Insurance contract or identification number | 814684 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $413 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $413 | | Additional information about fees paid to insurance broker | SALES AND SERVICE COMPENSATION 3 | | Insurance broker name | B JONES |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814685 |
| Policy instance | 1 |
| Insurance contract or identification number | 814685 | | Number of Individuals Covered | 15 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $173 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $173 | | Additional information about fees paid to insurance broker | SALES AND SERVICE COMPENSATION 3 | | Insurance broker name | B JONES |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814684 |
| Policy instance | 2 |
| Insurance contract or identification number | 814684 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $210 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $210 | | Additional information about fees paid to insurance broker | SALES AND SERVICE COMPENSATION 3 | | Insurance broker name | B JONES |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814685 |
| Policy instance | 1 |
| Insurance contract or identification number | 814685 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $139 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $139 | | Additional information about fees paid to insurance broker | SALES AND SERVICE COMPENSATION 3 | | Insurance broker name | B JONES |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814684 |
| Policy instance | 2 |
| Insurance contract or identification number | 814684 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $247 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $247 | | Additional information about fees paid to insurance broker | SALES AND SERVICE COMPENSATION 3 | | Insurance broker name | B JONES |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814685 |
| Policy instance | 1 |
| Insurance contract or identification number | 814685 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $386 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814684 |
| Policy instance | 2 |
| Insurance contract or identification number | 814684 | | Number of Individuals Covered | 6 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $34 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 55166 |
| Policy instance | 1 |
| Insurance contract or identification number | 55166 | | Number of Individuals Covered | 33 | | Insurance policy start date | 2009-12-01 | | Insurance policy end date | 2010-11-30 | | Total amount of commissions paid to insurance broker | USD $2,581 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,581 | | Additional information about fees paid to insurance broker | SALES AND SERVICE COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | BERENDS HENDRICKS STUIT INS AGENCY |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814685 |
| Policy instance | 2 |
| Insurance contract or identification number | 814685 | | Number of Individuals Covered | 24 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $1,526 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,526 | | Additional information about fees paid to insurance broker | SALES AND SERVICE COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | B JONES |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 814684 |
| Policy instance | 3 |
| Insurance contract or identification number | 814684 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $109 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $109 | | Additional information about fees paid to insurance broker | SALES AND SERVICE COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | B JONES |
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