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BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 401k Plan overview

Plan NameBOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN
Plan identification number 003

BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BOTSFORD DEFINED CONTRIBUTION RETIREMENT PLAN has sponsored the creation of one or more 401k plans.

Company Name:BOTSFORD DEFINED CONTRIBUTION RETIREMENT PLAN
Employer identification number (EIN):381426919
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about BOTSFORD DEFINED CONTRIBUTION RETIREMENT PLAN

Jurisdiction of Incorporation: Michigan Secretary of State
Incorporation Date: 0000-00-00
Company Identification Number: 796358
Legal Registered Office Address: 2000 TOWN CENTER STE 1200 SOUTHFIELD


United States of America (USA)
48075

More information about BOTSFORD DEFINED CONTRIBUTION RETIREMENT PLAN

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01CHRISTOPHER HARRISON AARON GILLINGHAM2018-10-12
0032016-01-01JOHN KERNDL J PAUL CONWAY2017-10-13
0032015-01-01JOHN T FOX J PAUL CONWAY2016-10-17

Plan Statistics for BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN

401k plan membership statisitcs for BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN

Measure Date Value
2022: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,733
Total number of active participants reported on line 7a of the Form 55002022-01-011,677
Number of retired or separated participants receiving benefits2022-01-0171
Number of other retired or separated participants entitled to future benefits2022-01-01808
Total of all active and inactive participants2022-01-012,556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0127
Total participants2022-01-012,583
Number of participants with account balances2022-01-012,068
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,919
Total number of active participants reported on line 7a of the Form 55002021-01-011,794
Number of retired or separated participants receiving benefits2021-01-0162
Number of other retired or separated participants entitled to future benefits2021-01-01852
Total of all active and inactive participants2021-01-012,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0125
Total participants2021-01-012,733
Number of participants with account balances2021-01-012,240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,139
Total number of active participants reported on line 7a of the Form 55002020-01-011,966
Number of retired or separated participants receiving benefits2020-01-0131
Number of other retired or separated participants entitled to future benefits2020-01-01901
Total of all active and inactive participants2020-01-012,898
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0121
Total participants2020-01-012,919
Number of participants with account balances2020-01-012,407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,362
Total number of active participants reported on line 7a of the Form 55002019-01-012,370
Number of retired or separated participants receiving benefits2019-01-0160
Number of other retired or separated participants entitled to future benefits2019-01-01688
Total of all active and inactive participants2019-01-013,118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0121
Total participants2019-01-013,139
Number of participants with account balances2019-01-012,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0113
2018: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,957
Total number of active participants reported on line 7a of the Form 55002018-01-012,679
Number of retired or separated participants receiving benefits2018-01-0113
Number of other retired or separated participants entitled to future benefits2018-01-01649
Total of all active and inactive participants2018-01-013,341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0121
Total participants2018-01-013,362
Number of participants with account balances2018-01-012,779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0127
2017: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-010
Total number of active participants reported on line 7a of the Form 55002017-01-012,862
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011,065
Total of all active and inactive participants2017-01-013,927
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0130
Total participants2017-01-013,957
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01415
2016: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,388
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,177
Total number of active participants reported on line 7a of the Form 55002015-01-012,432
Number of retired or separated participants receiving benefits2015-01-0115
Number of other retired or separated participants entitled to future benefits2015-01-01902
Total of all active and inactive participants2015-01-013,349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0139
Total participants2015-01-013,388
Number of participants with account balances2015-01-013,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01125

Financial Data on BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN

Measure Date Value
2022 : BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,931,942
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,158,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,069,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,726,624
Value of total assets at end of year2022-12-31$41,874,558
Value of total assets at beginning of year2022-12-31$51,965,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$89,485
Total interest from all sources2022-12-31$45,991
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,531,769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,531,769
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Administrative expenses (other) incurred2022-12-31$89,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,090,697
Value of net assets at end of year (total assets less liabilities)2022-12-31$41,874,558
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$51,965,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$37,604,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$47,591,229
Interest earned on other investments2022-12-31$43,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$152,821
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$145,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$145,613
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,025
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,390,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,220,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,236,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,726,624
Employer contributions (assets) at end of year2022-12-31$1,726,624
Employer contributions (assets) at beginning of year2022-12-31$2,007,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,069,270
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GEORGE JOHNSON & COMPANY
Accountancy firm EIN2022-12-31382029668
2021 : BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,876,371
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,603,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,501,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,105,005
Value of total assets at end of year2021-12-31$51,965,255
Value of total assets at beginning of year2021-12-31$48,691,926
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$101,067
Total interest from all sources2021-12-31$37,355
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,143,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,143,009
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Administrative expenses (other) incurred2021-12-31$101,067
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,273,329
Value of net assets at end of year (total assets less liabilities)2021-12-31$51,965,255
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$48,691,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$47,591,229
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$44,048,515
Interest earned on other investments2021-12-31$37,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$145,613
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$79,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$79,899
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,220,824
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,222,190
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,591,002
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,105,005
Employer contributions (assets) at end of year2021-12-31$2,007,589
Employer contributions (assets) at beginning of year2021-12-31$2,341,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,501,975
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GEORGE JOHNSON & COMPANY
Accountancy firm EIN2021-12-31382029668
2020 : BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,839,202
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,494,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,389,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,353,211
Value of total assets at end of year2020-12-31$48,691,926
Value of total assets at beginning of year2020-12-31$46,347,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$105,646
Total interest from all sources2020-12-31$45,073
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$873,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$873,335
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Administrative expenses (other) incurred2020-12-31$105,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,344,500
Value of net assets at end of year (total assets less liabilities)2020-12-31$48,691,926
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$46,347,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$44,048,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$41,553,704
Interest earned on other investments2020-12-31$44,644
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$79,899
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$148,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$148,571
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,222,190
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,056,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,567,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,353,211
Employer contributions (assets) at end of year2020-12-31$2,341,322
Employer contributions (assets) at beginning of year2020-12-31$2,588,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,389,056
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31GEORGE JOHNSON & COMPANY
Accountancy firm EIN2020-12-31382029668
2019 : BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$10,288,720
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,916,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,803,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,755,169
Value of total assets at end of year2019-12-31$46,347,426
Value of total assets at beginning of year2019-12-31$39,975,651
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$113,807
Total interest from all sources2019-12-31$43,699
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$976,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$976,015
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Administrative expenses (other) incurred2019-12-31$113,807
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,371,775
Value of net assets at end of year (total assets less liabilities)2019-12-31$46,347,426
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$39,975,651
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$41,553,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$34,831,237
Interest earned on other investments2019-12-31$38,749
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$148,571
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$39,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$39,361
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,950
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,056,403
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,186,097
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,513,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,755,169
Employer contributions (assets) at end of year2019-12-31$2,588,748
Employer contributions (assets) at beginning of year2019-12-31$2,918,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,803,138
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GEORGE JOHNSON & COMPANY
Accountancy firm EIN2019-12-31382029668
2018 : BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,114,645
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,229,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,108,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,141,652
Value of total assets at end of year2018-12-31$39,975,651
Value of total assets at beginning of year2018-12-31$42,090,579
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$121,290
Total interest from all sources2018-12-31$38,043
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$869,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$869,212
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$121,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,114,928
Value of net assets at end of year (total assets less liabilities)2018-12-31$39,975,651
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$42,090,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$34,831,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$36,426,296
Interest earned on other investments2018-12-31$38,043
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$39,361
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$196,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$196,856
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,186,097
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,299,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,934,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,141,652
Employer contributions (assets) at end of year2018-12-31$2,918,956
Employer contributions (assets) at beginning of year2018-12-31$3,167,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,108,283
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GEORGE JOHNSON & COMPANY
Accountancy firm EIN2018-12-31382029668
2017 : BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,330,678
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,989,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,876,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,202,547
Value of total assets at end of year2017-12-31$42,090,579
Value of total assets at beginning of year2017-12-31$36,749,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$113,380
Total interest from all sources2017-12-31$30,526
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$709,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$709,866
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$113,380
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$33,039,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,341,273
Value of net assets at end of year (total assets less liabilities)2017-12-31$42,090,579
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$36,749,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$36,426,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Interest earned on other investments2017-12-31$31,894
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$196,856
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$-1,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,299,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,387,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,202,547
Employer contributions (assets) at end of year2017-12-31$3,167,850
Employer contributions (assets) at beginning of year2017-12-31$3,710,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,876,025
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GEORGE JOHNSON & COMPANY
Accountancy firm EIN2017-12-31382029668
2016 : BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$5,778,132
Total of all expenses incurred2016-12-31$2,622,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,617,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,757,317
Value of total assets at end of year2016-12-31$36,749,306
Value of total assets at beginning of year2016-12-31$33,594,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,604
Total interest from all sources2016-12-31$242
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$586,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$586,979
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$60,544
Administrative expenses (other) incurred2016-12-31$5,604
Total non interest bearing cash at end of year2016-12-31$33,039,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,155,137
Value of net assets at end of year (total assets less liabilities)2016-12-31$36,749,306
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$33,594,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$27,895,949
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,824,006
Interest earned on other investments2016-12-31$242
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$62,400
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,397,707
Net investment gain/loss from pooled separate accounts2016-12-31$35,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,696,773
Employer contributions (assets) at end of year2016-12-31$3,710,006
Employer contributions (assets) at beginning of year2016-12-31$2,811,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,617,391
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE & MORAN LLP
Accountancy firm EIN2016-12-31381357951
2015 : BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$3,454,584
Total of all expenses incurred2015-12-31$2,085,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,081,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,191,982
Value of total assets at end of year2015-12-31$33,594,169
Value of total assets at beginning of year2015-12-31$32,225,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,438
Total interest from all sources2015-12-31$37,111
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$543,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$543,483
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$3,191,982
Amount contributed by the employer to the plan for this plan year2015-12-31$3,191,982
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$4,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,368,939
Value of net assets at end of year (total assets less liabilities)2015-12-31$33,594,169
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$32,225,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$27,895,949
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$26,967,035
Value of interest in pooled separate accounts at end of year2015-12-31$2,824,006
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,661,226
Interest earned on other investments2015-12-31$37,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$62,400
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$53,583
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-308,475
Net investment gain/loss from pooled separate accounts2015-12-31$-9,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,191,982
Employer contributions (assets) at end of year2015-12-31$2,811,814
Employer contributions (assets) at beginning of year2015-12-31$2,543,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,081,207
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANT & MORAN LLP
Accountancy firm EIN2015-12-31381357951

Form 5500 Responses for BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN

2022: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BOTSFORD HOSPITAL DEFINED CONTRIBUTION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711525 / 624197
Policy instance 1
Insurance contract or identification number711525 / 624197
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711525 / 624197
Policy instance 1
Insurance contract or identification number711525 / 624197
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711525 / 624197
Policy instance 1
Insurance contract or identification number711525 / 624197
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,589
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2589
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711525 / 624197
Policy instance 1
Insurance contract or identification number711525 / 624197
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,462
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5462
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711525 / 624197
Policy instance 1
Insurance contract or identification number711525 / 624197
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,468
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5468
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711525 / 624197
Policy instance 1
Insurance contract or identification number711525 / 624197
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,180
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3180
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080253
Policy instance 1
Insurance contract or identification numberTT080253
Number of Individuals Covered3194
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,797
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,797
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS FINANCIAL

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