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RX OPTICAL LABORATORIES, INC. 401K PLAN 401k Plan overview

Plan NameRX OPTICAL LABORATORIES, INC. 401K PLAN
Plan identification number 001

RX OPTICAL LABORATORIES, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RX OPTICAL LABORATORIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:RX OPTICAL LABORATORIES, INC.
Employer identification number (EIN):381840657
NAIC Classification:621510
NAIC Description: Medical and Diagnostic Laboratories

Additional information about RX OPTICAL LABORATORIES, INC.

Jurisdiction of Incorporation: Michigan Secretary of State
Incorporation Date: 0000-00-00
Company Identification Number: 098881
Legal Registered Office Address: 1700 SO. PARK STREET KALAMAZOO


United States of America (USA)
49001

More information about RX OPTICAL LABORATORIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RX OPTICAL LABORATORIES, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01JONI L LAPOINTE2022-10-13
0012020-01-01JONI L LAPOINTE2021-10-11
0012019-01-01JONI L LAPOINTE2020-09-24
0012018-01-01JONI L LAPOINTE2019-10-10
0012017-01-01
0012016-01-01
0012015-01-01JONI L. LAPOINTE
0012014-01-01JONIRX
0012013-01-01RX OPTICAL
0012012-01-01JONI L. LAPOINTE STEVE YONKE2013-08-14
0012011-01-01JONI L. LAPOINTE
0012010-01-01JONI L. LAPOINTE
0012009-01-01STEVEN YONKE

Plan Statistics for RX OPTICAL LABORATORIES, INC. 401K PLAN

401k plan membership statisitcs for RX OPTICAL LABORATORIES, INC. 401K PLAN

Measure Date Value
2021: RX OPTICAL LABORATORIES, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01353
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0124
Total of all active and inactive participants2021-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0124
Number of participants with account balances2021-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: RX OPTICAL LABORATORIES, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01367
Total number of active participants reported on line 7a of the Form 55002020-01-01320
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0128
Total of all active and inactive participants2020-01-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01348
Number of participants with account balances2020-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: RX OPTICAL LABORATORIES, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01360
Total number of active participants reported on line 7a of the Form 55002019-01-01316
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0140
Total of all active and inactive participants2019-01-01356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01356
Number of participants with account balances2019-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0128
2018: RX OPTICAL LABORATORIES, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01351
Total number of active participants reported on line 7a of the Form 55002018-01-01332
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0122
Total of all active and inactive participants2018-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01354
Number of participants with account balances2018-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0121
2017: RX OPTICAL LABORATORIES, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01363
Total number of active participants reported on line 7a of the Form 55002017-01-01317
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0131
Total of all active and inactive participants2017-01-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01348
Number of participants with account balances2017-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: RX OPTICAL LABORATORIES, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01296
Total number of active participants reported on line 7a of the Form 55002016-01-01318
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0134
Total of all active and inactive participants2016-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01352
Number of participants with account balances2016-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: RX OPTICAL LABORATORIES, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01332
Total number of active participants reported on line 7a of the Form 55002015-01-01300
Number of other retired or separated participants entitled to future benefits2015-01-0144
Total of all active and inactive participants2015-01-01344
Total participants2015-01-01344
Number of participants with account balances2015-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: RX OPTICAL LABORATORIES, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01301
Total number of active participants reported on line 7a of the Form 55002014-01-01281
Number of other retired or separated participants entitled to future benefits2014-01-0144
Total of all active and inactive participants2014-01-01325
Total participants2014-01-01325
Number of participants with account balances2014-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: RX OPTICAL LABORATORIES, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01283
Total number of active participants reported on line 7a of the Form 55002013-01-01259
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0135
Total of all active and inactive participants2013-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01294
Number of participants with account balances2013-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: RX OPTICAL LABORATORIES, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01227
Total number of active participants reported on line 7a of the Form 55002012-01-01240
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01268
Number of participants with account balances2012-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: RX OPTICAL LABORATORIES, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01213
Total number of active participants reported on line 7a of the Form 55002011-01-01186
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0124
Total of all active and inactive participants2011-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01210
Number of participants with account balances2011-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: RX OPTICAL LABORATORIES, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01215
Total number of active participants reported on line 7a of the Form 55002010-01-01201
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0121
Total of all active and inactive participants2010-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01222
Number of participants with account balances2010-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: RX OPTICAL LABORATORIES, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01208
Total number of active participants reported on line 7a of the Form 55002009-01-01181
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0123
Total of all active and inactive participants2009-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01204
Number of participants with account balances2009-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on RX OPTICAL LABORATORIES, INC. 401K PLAN

Measure Date Value
2021 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,054,564
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$14,393,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$14,339,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$367,535
Value of total assets at end of year2021-12-31$1,258,858
Value of total assets at beginning of year2021-12-31$13,597,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$54,276
Total interest from all sources2021-12-31$2,252
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$54,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$54,047
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$354,765
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$123,106
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$12,770
Administrative expenses (other) incurred2021-12-31$54,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-12,338,985
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,258,858
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$13,597,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,223,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,086,725
Interest on participant loans2021-12-31$2,252
Value of interest in common/collective trusts at end of year2021-12-31$35,025
Value of interest in common/collective trusts at beginning of year2021-12-31$388,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,627,312
Net investment gain or loss from common/collective trusts2021-12-31$3,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$14,339,273
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA LLP
Accountancy firm EIN2021-12-31135381590
2020 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,274,119
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,594,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,547,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$706,450
Value of total assets at end of year2020-12-31$13,597,843
Value of total assets at beginning of year2020-12-31$11,918,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$46,941
Total interest from all sources2020-12-31$2,551
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$139,577
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$139,577
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$686,146
Participant contributions at end of year2020-12-31$123,106
Participant contributions at beginning of year2020-12-31$157,962
Other income not declared elsewhere2020-12-31$519
Administrative expenses (other) incurred2020-12-31$46,941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,679,586
Value of net assets at end of year (total assets less liabilities)2020-12-31$13,597,843
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,918,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,086,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,356,768
Interest on participant loans2020-12-31$2,551
Value of interest in common/collective trusts at end of year2020-12-31$388,012
Value of interest in common/collective trusts at beginning of year2020-12-31$403,527
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,425,022
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$20,304
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,547,592
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,256,878
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$490,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$443,866
Value of total corrective distributions2019-12-31$3,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$878,905
Value of total assets at end of year2019-12-31$11,918,257
Value of total assets at beginning of year2019-12-31$9,152,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$43,869
Total interest from all sources2019-12-31$9,613
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$157,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$157,473
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$705,136
Participant contributions at end of year2019-12-31$157,962
Participant contributions at beginning of year2019-12-31$172,575
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$82,503
Other income not declared elsewhere2019-12-31$364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,765,915
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,918,257
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,152,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$36
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,356,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,676,266
Interest on participant loans2019-12-31$9,613
Value of interest in common/collective trusts at end of year2019-12-31$403,527
Value of interest in common/collective trusts at beginning of year2019-12-31$303,501
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,201,593
Net investment gain or loss from common/collective trusts2019-12-31$8,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$91,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$443,866
Contract administrator fees2019-12-31$43,833
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
2018 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$301,200
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$359,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$319,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$803,798
Value of total assets at end of year2018-12-31$9,152,342
Value of total assets at beginning of year2018-12-31$9,210,251
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$39,138
Total interest from all sources2018-12-31$8,890
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$132,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$132,824
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$678,151
Participant contributions at end of year2018-12-31$172,575
Participant contributions at beginning of year2018-12-31$180,492
Participant contributions at beginning of year2018-12-31$23,092
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$36,656
Other income not declared elsewhere2018-12-31$439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-57,909
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,152,342
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,210,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$44
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,676,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,770,625
Interest on participant loans2018-12-31$8,890
Value of interest in common/collective trusts at end of year2018-12-31$303,501
Value of interest in common/collective trusts at beginning of year2018-12-31$232,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-651,087
Net investment gain or loss from common/collective trusts2018-12-31$6,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$88,991
Employer contributions (assets) at beginning of year2018-12-31$3,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$319,971
Contract administrator fees2018-12-31$39,094
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,232,784
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$440,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$409,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$642,230
Value of total assets at end of year2017-12-31$9,210,251
Value of total assets at beginning of year2017-12-31$7,418,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$31,657
Total interest from all sources2017-12-31$6,821
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$108,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$108,233
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$561,722
Participant contributions at end of year2017-12-31$180,492
Participant contributions at beginning of year2017-12-31$161,647
Participant contributions at end of year2017-12-31$23,092
Participant contributions at beginning of year2017-12-31$23,216
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,731
Other income not declared elsewhere2017-12-31$2,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,791,792
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,210,251
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,418,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$273
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,770,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,055,322
Interest on participant loans2017-12-31$6,821
Value of interest in common/collective trusts at end of year2017-12-31$232,947
Value of interest in common/collective trusts at beginning of year2017-12-31$175,532
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,468,153
Net investment gain or loss from common/collective trusts2017-12-31$4,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$76,777
Employer contributions (assets) at end of year2017-12-31$3,095
Employer contributions (assets) at beginning of year2017-12-31$2,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$409,335
Contract administrator fees2017-12-31$31,384
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$992,416
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$172,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$153,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$557,532
Value of total assets at end of year2016-12-31$7,418,459
Value of total assets at beginning of year2016-12-31$6,598,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,954
Total interest from all sources2016-12-31$7,079
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$59,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$59,936
Administrative expenses professional fees incurred2016-12-31$375
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$460,229
Participant contributions at end of year2016-12-31$161,647
Participant contributions at beginning of year2016-12-31$196,346
Participant contributions at end of year2016-12-31$23,216
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$35,325
Other income not declared elsewhere2016-12-31$342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$819,743
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,418,459
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,598,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$16,572
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,055,322
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,154,607
Interest on participant loans2016-12-31$7,079
Value of interest in common/collective trusts at end of year2016-12-31$175,532
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$247,763
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$111,699
Net investment gain/loss from pooled separate accounts2016-12-31$254,672
Net investment gain or loss from common/collective trusts2016-12-31$1,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$61,978
Employer contributions (assets) at end of year2016-12-31$2,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$153,719
Contract administrator fees2016-12-31$2,007
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$345,875
Total of all expenses incurred2015-12-31$168,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$163,119
Value of total corrective distributions2015-12-31$2,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$362,390
Value of total assets at end of year2015-12-31$6,598,716
Value of total assets at beginning of year2015-12-31$6,421,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,500
Total interest from all sources2015-12-31$6,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$3,050
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$345,408
Participant contributions at end of year2015-12-31$196,346
Participant contributions at beginning of year2015-12-31$162,183
Participant contributions at beginning of year2015-12-31$10,585
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,772
Other income not declared elsewhere2015-12-31$172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$176,906
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,598,716
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,421,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$450
Value of interest in pooled separate accounts at end of year2015-12-31$6,154,607
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,037,479
Interest on participant loans2015-12-31$6,969
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$247,763
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$211,563
Net investment gain/loss from pooled separate accounts2015-12-31$-23,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$14,210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$163,119
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$902,141
Total of all expenses incurred2014-12-31$247,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$235,644
Value of total corrective distributions2014-12-31$8,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$458,135
Value of total assets at end of year2014-12-31$6,421,810
Value of total assets at beginning of year2014-12-31$5,767,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,775
Total interest from all sources2014-12-31$7,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$3,325
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$345,609
Participant contributions at end of year2014-12-31$162,183
Participant contributions at beginning of year2014-12-31$184,426
Participant contributions at end of year2014-12-31$10,585
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$112,526
Other income not declared elsewhere2014-12-31$351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$654,161
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,421,810
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,767,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$450
Value of interest in pooled separate accounts at end of year2014-12-31$6,037,479
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,395,558
Interest on participant loans2014-12-31$7,241
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$211,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$187,665
Net investment gain/loss from pooled separate accounts2014-12-31$436,414
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$235,644
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,464,772
Total of all expenses incurred2013-12-31$53,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$46,944
Value of total corrective distributions2013-12-31$2,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$327,950
Value of total assets at end of year2013-12-31$5,767,649
Value of total assets at beginning of year2013-12-31$4,356,144
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,650
Total interest from all sources2013-12-31$8,245
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$3,200
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$325,577
Participant contributions at end of year2013-12-31$184,426
Participant contributions at beginning of year2013-12-31$197,166
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,373
Other income not declared elsewhere2013-12-31$3,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,411,505
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,767,649
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,356,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$450
Value of interest in pooled separate accounts at end of year2013-12-31$5,395,558
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,996,019
Interest on participant loans2013-12-31$8,245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$187,665
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$162,959
Net investment gain/loss from pooled separate accounts2013-12-31$1,125,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$46,944
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590
2012 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$768,914
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$143,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$138,183
Value of total corrective distributions2012-12-31$1,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$272,919
Value of total assets at end of year2012-12-31$4,356,144
Value of total assets at beginning of year2012-12-31$3,730,836
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,195
Total interest from all sources2012-12-31$8,548
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$3,745
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$450,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$259,919
Participant contributions at end of year2012-12-31$197,166
Participant contributions at beginning of year2012-12-31$195,738
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$13,000
Other income not declared elsewhere2012-12-31$1,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$625,308
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,356,144
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,730,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$450
Value of interest in pooled separate accounts at end of year2012-12-31$3,996,019
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,359,583
Interest on participant loans2012-12-31$8,548
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$162,959
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$175,515
Net investment gain/loss from pooled separate accounts2012-12-31$486,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$138,183
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$135,586
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$107,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$103,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$242,499
Value of total assets at end of year2011-12-31$3,730,836
Value of total assets at beginning of year2011-12-31$3,702,923
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,680
Total interest from all sources2011-12-31$8,249
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$3,230
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$400,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$242,499
Participant contributions at end of year2011-12-31$195,738
Participant contributions at beginning of year2011-12-31$148,526
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$2,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$27,913
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,730,836
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,702,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$450
Value of interest in pooled separate accounts at end of year2011-12-31$3,359,583
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,389,439
Interest on participant loans2011-12-31$8,249
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$175,515
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$164,958
Net investment gain/loss from pooled separate accounts2011-12-31$-117,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$103,993
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7,984
Total income from all sources (including contributions)2010-12-31$678,207
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$38,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$34,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$219,421
Value of total assets at end of year2010-12-31$3,702,923
Value of total assets at beginning of year2010-12-31$3,070,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,615
Total interest from all sources2010-12-31$7,459
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$3,165
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$400,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$219,421
Participant contributions at end of year2010-12-31$148,526
Participant contributions at beginning of year2010-12-31$120,195
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$7,984
Other income not declared elsewhere2010-12-31$4,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$640,171
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,702,923
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,062,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$450
Value of interest in pooled separate accounts at end of year2010-12-31$3,389,439
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,792,861
Interest on participant loans2010-12-31$7,459
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$164,958
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$157,680
Net investment gain/loss from pooled separate accounts2010-12-31$446,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$34,421
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590
2009 : RX OPTICAL LABORATORIES, INC. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RX OPTICAL LABORATORIES, INC. 401K PLAN

2021: RX OPTICAL LABORATORIES, INC. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RX OPTICAL LABORATORIES, INC. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RX OPTICAL LABORATORIES, INC. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RX OPTICAL LABORATORIES, INC. 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RX OPTICAL LABORATORIES, INC. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RX OPTICAL LABORATORIES, INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RX OPTICAL LABORATORIES, INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RX OPTICAL LABORATORIES, INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RX OPTICAL LABORATORIES, INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RX OPTICAL LABORATORIES, INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RX OPTICAL LABORATORIES, INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RX OPTICAL LABORATORIES, INC. 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RX OPTICAL LABORATORIES, INC. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number78729-000
Policy instance 1
Insurance contract or identification number78729-000
Number of Individuals Covered178
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,606
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,606
Insurance broker organization code?3
Insurance broker nameINTERSECURITIES INSURANCE AGENCY
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number78729-000
Policy instance 1
Insurance contract or identification number78729-000
Number of Individuals Covered157
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $8,816
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,221
Insurance broker organization code?3
Insurance broker nameINTERSECURITIES INSURANCE AGENCY
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number78729-000
Policy instance 1
Insurance contract or identification number78729-000
Number of Individuals Covered161
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,165
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,732
Insurance broker organization code?3
Insurance broker nameINTERSECURITIES INSURANCE AGENCY
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number78729-000
Policy instance 1
Insurance contract or identification number78729-000
Number of Individuals Covered146
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $5,862
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,690
Insurance broker organization code?3
Insurance broker nameINTERSECURITIES INSURANCE AGENCY
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number78729-000
Policy instance 1
Insurance contract or identification number78729-000
Number of Individuals Covered147
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,376
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number78729-000
Policy instance 1
Insurance contract or identification number78729-000
Number of Individuals Covered149
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $5,203
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,806
Insurance broker organization code?3
Insurance broker nameINTERSECURITIES INSURANCE AGENCY

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