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GUARDIAN PLUMBING&HEATING 401K PLAN 401k Plan overview

Plan NameGUARDIAN PLUMBING&HEATING 401K PLAN
Plan identification number 001

GUARDIAN PLUMBING&HEATING 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GUARDIAN PLUMBING & HEATING has sponsored the creation of one or more 401k plans.

Company Name:GUARDIAN PLUMBING & HEATING
Employer identification number (EIN):381878656
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GUARDIAN PLUMBING&HEATING 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ANTHONY D'ASCENZO2023-09-22
0012021-01-01ANTHONY D'ASCENZO2022-06-13 ANTHONY D'ASCENZO2022-06-13
0012020-01-01ANTHONY D'ASCENZO2021-05-28 ANTHONY D'ASCENZO2021-05-28
0012019-01-01ANTHONY D'ASCENZO2020-09-04 ANTHONY D'ASCENZO2020-09-04
0012018-01-01ANTHONY D'ASCENZO2019-06-18 ANTHONY D'ASCENZO2019-06-18
0012017-01-01ANTHONY D'ASCENZO2018-06-19
0012016-01-01ANTHONY M. D'ASCENZO2017-06-14 ANTHONY M. D'ASCENZO2017-06-14
0012015-01-01ANTHONY M. D'ASCENZO2016-06-20
0012014-01-01ANTHONY M. D'ASCENZO
0012013-01-01ANTHONY DASCENZO ANTHONY DASCENZO2014-07-02
0012012-01-01ANTHONY DASCENZO
0012011-01-01ANTHONY M DASCENZO
0012010-01-01ANTHONY DASCENZO
0012009-01-01ANTHONY DASCENZO

Plan Statistics for GUARDIAN PLUMBING&HEATING 401K PLAN

401k plan membership statisitcs for GUARDIAN PLUMBING&HEATING 401K PLAN

Measure Date Value
2014: GUARDIAN PLUMBING&HEATING 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0111
Total number of active participants reported on line 7a of the Form 55002014-01-018
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0112
Number of participants with account balances2014-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: GUARDIAN PLUMBING&HEATING 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0110
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0111
Number of participants with account balances2013-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: GUARDIAN PLUMBING&HEATING 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0115
Total number of active participants reported on line 7a of the Form 55002012-01-0110
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0111
Number of participants with account balances2012-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: GUARDIAN PLUMBING&HEATING 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0114
Total number of active participants reported on line 7a of the Form 55002011-01-0111
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0115
Number of participants with account balances2011-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: GUARDIAN PLUMBING&HEATING 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0116
Total number of active participants reported on line 7a of the Form 55002010-01-0110
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-014
Total of all active and inactive participants2010-01-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0114
Number of participants with account balances2010-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: GUARDIAN PLUMBING&HEATING 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0117
Total number of active participants reported on line 7a of the Form 55002009-01-0111
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-015
Total of all active and inactive participants2009-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0116
Number of participants with account balances2009-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on GUARDIAN PLUMBING&HEATING 401K PLAN

Measure Date Value
2014 : GUARDIAN PLUMBING&HEATING 401K PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total income from all sources2014-12-31$201,888
Expenses. Total of all expenses incurred2014-12-31$0
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,563,557
Total plan assets at beginning of year2014-12-31$1,361,669
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$52,580
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$60,726
Net income (gross income less expenses)2014-12-31$201,888
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,563,557
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,361,669
Assets. Value of participant loans2014-12-31$13,299
Total contributions received or receivable from employer(s)2014-12-31$88,582
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
2013 : GUARDIAN PLUMBING&HEATING 401K PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total income from all sources2013-12-31$295,221
Expenses. Total of all expenses incurred2013-12-31$9,436
Benefits paid (including direct rollovers)2013-12-31$9,436
Total plan assets at end of year2013-12-31$1,361,669
Total plan assets at beginning of year2013-12-31$1,075,884
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$52,491
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$164,964
Net income (gross income less expenses)2013-12-31$285,785
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,361,669
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,075,884
Assets. Value of participant loans2013-12-31$51,052
Total contributions received or receivable from employer(s)2013-12-31$77,766
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : GUARDIAN PLUMBING&HEATING 401K PLAN 2012 401k financial data
Total income from all sources2012-12-31$211,866
Expenses. Total of all expenses incurred2012-12-31$43,092
Benefits paid (including direct rollovers)2012-12-31$36,201
Total plan assets at end of year2012-12-31$1,075,884
Total plan assets at beginning of year2012-12-31$907,110
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$29,351
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$117,255
Net income (gross income less expenses)2012-12-31$168,774
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,075,884
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$907,110
Total contributions received or receivable from employer(s)2012-12-31$65,260
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$6,891
2011 : GUARDIAN PLUMBING&HEATING 401K PLAN 2011 401k financial data
Total income from all sources2011-12-31$90,483
Expenses. Total of all expenses incurred2011-12-31$5,019
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$907,110
Total plan assets at beginning of year2011-12-31$821,646
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$43,406
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-8,895
Net income (gross income less expenses)2011-12-31$85,464
Net plan assets at end of year (total assets less liabilities)2011-12-31$907,110
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$821,646
Assets. Value of participant loans2011-12-31$51,416
Total contributions received or receivable from employer(s)2011-12-31$55,972
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$5,019
2010 : GUARDIAN PLUMBING&HEATING 401K PLAN 2010 401k financial data
Total income from all sources2010-12-31$130,075
Expenses. Total of all expenses incurred2010-12-31$151,598
Benefits paid (including direct rollovers)2010-12-31$146,741
Total plan assets at end of year2010-12-31$821,646
Total plan assets at beginning of year2010-12-31$843,169
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$34,369
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$75,291
Net income (gross income less expenses)2010-12-31$-21,523
Net plan assets at end of year (total assets less liabilities)2010-12-31$821,646
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$843,169
Assets. Value of participant loans2010-12-31$51,839
Total contributions received or receivable from employer(s)2010-12-31$20,415
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$4,857

Form 5500 Responses for GUARDIAN PLUMBING&HEATING 401K PLAN

2014: GUARDIAN PLUMBING&HEATING 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: GUARDIAN PLUMBING&HEATING 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: GUARDIAN PLUMBING&HEATING 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GUARDIAN PLUMBING&HEATING 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: GUARDIAN PLUMBING&HEATING 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: GUARDIAN PLUMBING&HEATING 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-832230
Policy instance 1
Insurance contract or identification numberGA-832230
Number of Individuals Covered12
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,129
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,129
Insurance broker organization code?3
Insurance broker nameFIFTH THIRD INS AGENCY INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-832230
Policy instance 1
Insurance contract or identification numberGA-832230
Number of Individuals Covered11
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $16,602
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,602
Insurance broker organization code?3
Insurance broker nameFIFTH THIRD INS AGENCY INC

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