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H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameH. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN
Plan identification number 001

H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

H. W. KAUFMAN FINANCIAL GROUP,INC. has sponsored the creation of one or more 401k plans.

Company Name:H. W. KAUFMAN FINANCIAL GROUP,INC.
Employer identification number (EIN):381903339
NAIC Classification:524290

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01JEANINE M. CAMPAU-GRIFKA2021-10-01
0012019-01-01JEANINE M. CAMPAU-GRIFKA2020-10-01 KYLE HAZEN2020-10-01
0012018-01-01DANIEL MULDOWNEY2019-10-04
0012017-01-01
0012016-01-01
0012015-01-01DANIEL T. MULDOWNEY DANIEL T. MULDOWNEY2016-10-12
0012014-01-01DANIEL T. MULDOWNEY DANIEL T. MULDOWNEY2015-10-08
0012013-01-01DANIEL T. MULDOWNEY
0012012-01-01DANIEL T. MULDOWNEY
0012011-01-01DANIEL T. MULDOWNEY DANIEL T. MULDOWNEY2012-10-09
0012009-01-01DANIEL MULDOWNEY

Plan Statistics for H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN

Measure Date Value
2022: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,901
Total number of active participants reported on line 7a of the Form 55002022-01-011,514
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-01460
Total of all active and inactive participants2022-01-011,982
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-011,983
Number of participants with account balances2022-01-011,928
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0168
2021: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,953
Total number of active participants reported on line 7a of the Form 55002021-01-011,441
Number of retired or separated participants receiving benefits2021-01-0169
Number of other retired or separated participants entitled to future benefits2021-01-01321
Total of all active and inactive participants2021-01-011,831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-011,833
Number of participants with account balances2021-01-011,605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01118
2020: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,004
Total number of active participants reported on line 7a of the Form 55002020-01-011,539
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01414
Total of all active and inactive participants2020-01-011,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,953
Number of participants with account balances2020-01-011,825
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,160
Total number of active participants reported on line 7a of the Form 55002019-01-011,455
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01462
Total of all active and inactive participants2019-01-011,917
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,917
Number of participants with account balances2019-01-011,857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,809
Total number of active participants reported on line 7a of the Form 55002018-01-011,492
Number of retired or separated participants receiving benefits2018-01-01477
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-011,969
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,969
Number of participants with account balances2018-01-011,894
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0191
2017: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,619
Total number of active participants reported on line 7a of the Form 55002017-01-011,473
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01262
Total of all active and inactive participants2017-01-011,735
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,735
Number of participants with account balances2017-01-011,636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,764
Total number of active participants reported on line 7a of the Form 55002016-01-011,416
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01121
Total of all active and inactive participants2016-01-011,537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,537
Number of participants with account balances2016-01-011,340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0156
2015: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,433
Total number of active participants reported on line 7a of the Form 55002015-01-011,187
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01315
Total of all active and inactive participants2015-01-011,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,502
Number of participants with account balances2015-01-011,399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0154
2014: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,285
Total number of active participants reported on line 7a of the Form 55002014-01-011,143
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01202
Total of all active and inactive participants2014-01-011,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,345
Number of participants with account balances2014-01-011,231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0134
2013: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,139
Total number of active participants reported on line 7a of the Form 55002013-01-011,048
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01184
Total of all active and inactive participants2013-01-011,232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,232
Number of participants with account balances2013-01-011,137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0138
2012: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,054
Total number of active participants reported on line 7a of the Form 55002012-01-01920
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01175
Total of all active and inactive participants2012-01-011,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,095
Number of participants with account balances2012-01-011,024
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0121
2011: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,002
Total number of active participants reported on line 7a of the Form 55002011-01-01855
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01174
Total of all active and inactive participants2011-01-011,029
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,029
Number of participants with account balances2011-01-01952
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0127
2009: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,080
Total number of active participants reported on line 7a of the Form 55002009-01-01821
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01224
Total of all active and inactive participants2009-01-011,045
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,045
Number of participants with account balances2009-01-01988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0127

Financial Data on H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,399,774
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$9,096,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,964,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$15,163,491
Value of total assets at end of year2022-12-31$116,741,360
Value of total assets at beginning of year2022-12-31$131,237,248
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$131,975
Total interest from all sources2022-12-31$61,430
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$10,614,136
Participant contributions at end of year2022-12-31$1,090,099
Participant contributions at beginning of year2022-12-31$1,112,231
Participant contributions at end of year2022-12-31$277,435
Participant contributions at beginning of year2022-12-31$256,849
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,483,800
Other income not declared elsewhere2022-12-31$377,032
Total non interest bearing cash at end of year2022-12-31$147,310
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,495,888
Value of net assets at end of year (total assets less liabilities)2022-12-31$116,741,360
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$131,237,248
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$0
Value of interest in pooled separate accounts at end of year2022-12-31$99,776,754
Value of interest in pooled separate accounts at beginning of year2022-12-31$116,419,260
Interest on participant loans2022-12-31$61,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$15,368,191
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,370,292
Net investment gain/loss from pooled separate accounts2022-12-31$-21,001,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$3,065,555
Employer contributions (assets) at end of year2022-12-31$81,571
Employer contributions (assets) at beginning of year2022-12-31$78,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,964,139
Contract administrator fees2022-12-31$131,975
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DERDERIAN, KANN, SEYFERTH & SALUCCI
Accountancy firm EIN2022-12-31381944367
2021 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$76
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$28,287,488
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,858,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,772,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$12,990,025
Value of total assets at end of year2021-12-31$131,237,248
Value of total assets at beginning of year2021-12-31$110,808,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$86,384
Total interest from all sources2021-12-31$66,148
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,535,681
Participant contributions at end of year2021-12-31$1,112,231
Participant contributions at beginning of year2021-12-31$1,108,587
Participant contributions at end of year2021-12-31$256,849
Participant contributions at beginning of year2021-12-31$236,118
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$722,575
Other income not declared elsewhere2021-12-31$287,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$20,428,693
Value of net assets at end of year (total assets less liabilities)2021-12-31$131,237,248
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$110,808,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,416
Value of interest in pooled separate accounts at end of year2021-12-31$116,419,259
Value of interest in pooled separate accounts at beginning of year2021-12-31$94,796,963
Interest on participant loans2021-12-31$66,148
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,370,293
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$14,589,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-86
Net investment gain/loss from pooled separate accounts2021-12-31$14,943,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$2,731,769
Employer contributions (assets) at end of year2021-12-31$78,616
Employer contributions (assets) at beginning of year2021-12-31$75,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,772,411
Contract administrator fees2021-12-31$86,384
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DERDERIAN, KANN, SEYFERTH & SALUCCI
Accountancy firm EIN2021-12-31381944367
2020 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$26,575,323
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$11,123,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,052,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$12,910,662
Value of total assets at end of year2020-12-31$110,808,479
Value of total assets at beginning of year2020-12-31$95,356,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$71,437
Total interest from all sources2020-12-31$74,067
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$8,667,185
Participant contributions at end of year2020-12-31$1,108,587
Participant contributions at beginning of year2020-12-31$1,144,279
Participant contributions at end of year2020-12-31$236,118
Participant contributions at beginning of year2020-12-31$127
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,650,224
Other income not declared elsewhere2020-12-31$355,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$15,451,662
Value of net assets at end of year (total assets less liabilities)2020-12-31$110,808,479
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$95,356,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$871,891
Value of interest in pooled separate accounts at end of year2020-12-31$94,796,963
Value of interest in pooled separate accounts at beginning of year2020-12-31$81,666,920
Interest on participant loans2020-12-31$74,067
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$14,589,349
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$11,655,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$48,686
Net investment gain/loss from pooled separate accounts2020-12-31$13,185,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,593,253
Employer contributions (assets) at end of year2020-12-31$75,046
Employer contributions (assets) at beginning of year2020-12-31$17,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,052,224
Contract administrator fees2020-12-31$71,437
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DERDERIAN, KANN, SEYFERTH & SALUCCI
Accountancy firm EIN2020-12-31381944367
2019 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$17,179
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$28,363,338
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,180,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,084,775
Expenses. Certain deemed distributions of participant loans2019-12-31$-3,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,200,700
Value of total assets at end of year2019-12-31$95,356,817
Value of total assets at beginning of year2019-12-31$76,156,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$99,292
Total interest from all sources2019-12-31$74,463
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,230,574
Participant contributions at end of year2019-12-31$1,144,279
Participant contributions at beginning of year2019-12-31$1,236,758
Participant contributions at end of year2019-12-31$127
Participant contributions at beginning of year2019-12-31$5,925
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,470,072
Other income not declared elsewhere2019-12-31$302,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$19,182,862
Value of net assets at end of year (total assets less liabilities)2019-12-31$95,356,817
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$76,156,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$871,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$645,586
Value of interest in pooled separate accounts at end of year2019-12-31$81,666,920
Value of interest in pooled separate accounts at beginning of year2019-12-31$60,641,982
Interest on participant loans2019-12-31$74,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$11,655,755
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$13,626,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$73,393
Net investment gain/loss from pooled separate accounts2019-12-31$15,711,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,500,054
Employer contributions (assets) at end of year2019-12-31$17,845
Employer contributions (assets) at beginning of year2019-12-31$445
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,084,775
Contract administrator fees2019-12-31$99,292
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DERDERIAN, KANN, SEYFERTH & SALUCCI
Accountancy firm EIN2019-12-31381944367
2018 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$3,799,618
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$7,412,077
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,398,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,353,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,604,384
Value of total assets at end of year2018-12-31$76,156,776
Value of total assets at beginning of year2018-12-31$71,343,218
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$45,096
Total interest from all sources2018-12-31$75,074
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$7,525,048
Participant contributions at end of year2018-12-31$1,236,758
Participant contributions at beginning of year2018-12-31$1,144,105
Participant contributions at end of year2018-12-31$5,925
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,786,768
Other income not declared elsewhere2018-12-31$286,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,013,940
Value of net assets at end of year (total assets less liabilities)2018-12-31$76,156,776
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$71,343,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$645,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$547,613
Value of interest in pooled separate accounts at end of year2018-12-31$60,641,982
Value of interest in pooled separate accounts at beginning of year2018-12-31$59,332,279
Interest on participant loans2018-12-31$75,074
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$13,626,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$10,319,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,624
Net investment gain/loss from pooled separate accounts2018-12-31$-4,545,344
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,292,568
Employer contributions (assets) at end of year2018-12-31$445
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,353,041
Contract administrator fees2018-12-31$45,096
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DERDERIAN, KANN, SEYFERTH & SALUCCI
Accountancy firm EIN2018-12-31381944367
2017 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$19,176,124
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,593,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,496,172
Expenses. Certain deemed distributions of participant loans2017-12-31$42,120
Value of total corrective distributions2017-12-31$13,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,900,247
Value of total assets at end of year2017-12-31$71,343,218
Value of total assets at beginning of year2017-12-31$57,760,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$41,483
Total interest from all sources2017-12-31$59,739
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,539,413
Participant contributions at end of year2017-12-31$1,144,105
Participant contributions at beginning of year2017-12-31$1,075,163
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,308,008
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$13,582,843
Value of net assets at end of year (total assets less liabilities)2017-12-31$71,343,218
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$57,760,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$547,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$798,179
Value of interest in pooled separate accounts at end of year2017-12-31$59,332,279
Value of interest in pooled separate accounts at beginning of year2017-12-31$45,312,343
Interest on participant loans2017-12-31$59,739
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$10,319,221
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,574,690
Net investment gain/loss from pooled separate accounts2017-12-31$9,216,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,052,826
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,496,172
Contract administrator fees2017-12-31$41,483
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DERDERIAN, KANN, SEYFERTH & SALUCCI
Accountancy firm EIN2017-12-31381944367
2016 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$2,314,616
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$10,281,513
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,575,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,378,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,426,890
Value of total assets at end of year2016-12-31$57,760,375
Value of total assets at beginning of year2016-12-31$50,740,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$197,545
Total interest from all sources2016-12-31$193,362
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$13,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$13,797
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,797,356
Participant contributions at end of year2016-12-31$1,075,163
Participant contributions at beginning of year2016-12-31$956,460
Participant contributions at beginning of year2016-12-31$137,692
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$959,713
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,705,668
Value of net assets at end of year (total assets less liabilities)2016-12-31$57,760,375
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$50,740,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$132,688
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$798,179
Value of interest in pooled separate accounts at end of year2016-12-31$45,312,343
Value of interest in pooled separate accounts at beginning of year2016-12-31$39,137,362
Interest on participant loans2016-12-31$51,048
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$142,314
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,574,690
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,464,997
Net investment gain/loss from pooled separate accounts2016-12-31$1,647,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,669,821
Employer contributions (assets) at beginning of year2016-12-31$43,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,378,300
Contract administrator fees2016-12-31$64,857
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DERDERIAN, KANN, SEYFERTH & SALUCCI
Accountancy firm EIN2016-12-31381944367
2015 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,458,508
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,514,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,312,709
Value of total corrective distributions2015-12-31$1,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,665,417
Value of total assets at end of year2015-12-31$50,740,091
Value of total assets at beginning of year2015-12-31$48,796,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$200,651
Total interest from all sources2015-12-31$125,314
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,709,096
Participant contributions at end of year2015-12-31$956,460
Participant contributions at beginning of year2015-12-31$867,650
Participant contributions at end of year2015-12-31$137,692
Participant contributions at beginning of year2015-12-31$113,672
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$463,862
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,943,785
Value of net assets at end of year (total assets less liabilities)2015-12-31$50,740,091
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$48,796,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$184,176
Value of interest in pooled separate accounts at end of year2015-12-31$39,137,362
Value of interest in pooled separate accounts at beginning of year2015-12-31$37,581,624
Interest on participant loans2015-12-31$43,619
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$81,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,464,997
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$10,196,701
Net investment gain/loss from pooled separate accounts2015-12-31$-1,332,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,492,459
Employer contributions (assets) at end of year2015-12-31$43,580
Employer contributions (assets) at beginning of year2015-12-31$36,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,312,709
Contract administrator fees2015-12-31$16,475
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DERDERIAN, KANN, SEYFERTH & SALUCCI
Accountancy firm EIN2015-12-31381944367
2014 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$12,370
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,839,582
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,821,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,578,552
Expenses. Certain deemed distributions of participant loans2014-12-31$1,852
Value of total corrective distributions2014-12-31$19,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,552,562
Value of total assets at end of year2014-12-31$48,796,306
Value of total assets at beginning of year2014-12-31$45,790,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$221,809
Total interest from all sources2014-12-31$141,191
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$17,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,285,784
Participant contributions at end of year2014-12-31$867,650
Participant contributions at beginning of year2014-12-31$867,015
Participant contributions at end of year2014-12-31$113,672
Participant contributions at beginning of year2014-12-31$107,418
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$961,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,018,196
Value of net assets at end of year (total assets less liabilities)2014-12-31$48,796,306
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$45,790,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$183,859
Value of interest in pooled separate accounts at end of year2014-12-31$37,581,624
Value of interest in pooled separate accounts at beginning of year2014-12-31$34,873,905
Interest on participant loans2014-12-31$49,937
Interest earned on other investments2014-12-31$91,254
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$10,196,701
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$9,910,415
Net investment gain/loss from pooled separate accounts2014-12-31$1,145,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,304,870
Employer contributions (assets) at end of year2014-12-31$36,659
Employer contributions (assets) at beginning of year2014-12-31$31,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,578,552
Contract administrator fees2014-12-31$20,450
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DKSS
Accountancy firm EIN2014-12-31381944367
2013 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,940,840
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,743,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,520,526
Expenses. Certain deemed distributions of participant loans2013-12-31$15,269
Value of total corrective distributions2013-12-31$24,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,384,237
Value of total assets at end of year2013-12-31$45,790,480
Value of total assets at beginning of year2013-12-31$37,592,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$183,201
Total interest from all sources2013-12-31$172,932
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,703,969
Participant contributions at end of year2013-12-31$867,015
Participant contributions at beginning of year2013-12-31$792,095
Participant contributions at end of year2013-12-31$107,418
Participant contributions at beginning of year2013-12-31$92,284
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$585,552
Total non interest bearing cash at beginning of year2013-12-31$53,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,197,533
Value of net assets at end of year (total assets less liabilities)2013-12-31$45,790,480
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$37,592,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$165,917
Value of interest in pooled separate accounts at end of year2013-12-31$34,873,905
Value of interest in pooled separate accounts at beginning of year2013-12-31$27,497,794
Interest on participant loans2013-12-31$45,753
Interest earned on other investments2013-12-31$127,179
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$9,910,415
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$9,120,939
Net investment gain/loss from pooled separate accounts2013-12-31$5,383,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,094,716
Employer contributions (assets) at end of year2013-12-31$31,727
Employer contributions (assets) at beginning of year2013-12-31$36,827
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,520,526
Contract administrator fees2013-12-31$17,284
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DKSS
Accountancy firm EIN2013-12-31381944367
2012 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$6,032
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,537,763
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,166,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,998,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,345,145
Value of total assets at end of year2012-12-31$37,592,947
Value of total assets at beginning of year2012-12-31$32,227,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$167,790
Total interest from all sources2012-12-31$41,468
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$9,800
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,158,932
Participant contributions at end of year2012-12-31$792,095
Participant contributions at beginning of year2012-12-31$653,841
Participant contributions at end of year2012-12-31$92,284
Participant contributions at beginning of year2012-12-31$11
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$294,666
Other income not declared elsewhere2012-12-31$176,704
Total non interest bearing cash at end of year2012-12-31$53,008
Total non interest bearing cash at beginning of year2012-12-31$120,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,371,306
Value of net assets at end of year (total assets less liabilities)2012-12-31$37,592,947
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$32,227,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$140,400
Value of interest in pooled separate accounts at end of year2012-12-31$27,497,794
Value of interest in pooled separate accounts at beginning of year2012-12-31$22,311,876
Interest on participant loans2012-12-31$41,468
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$9,120,939
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$9,141,339
Net investment gain/loss from pooled separate accounts2012-12-31$2,974,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$891,547
Employer contributions (assets) at end of year2012-12-31$36,827
Employer contributions (assets) at beginning of year2012-12-31$2
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,998,667
Contract administrator fees2012-12-31$17,590
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DERDERIAN,KANN,SERFERTH,SALUCCI,PC
Accountancy firm EIN2012-12-31381944367
2011 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,218,504
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,492,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,321,298
Value of total corrective distributions2011-12-31$3,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,209,663
Value of total assets at end of year2011-12-31$32,227,673
Value of total assets at beginning of year2011-12-31$32,501,433
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$167,854
Total interest from all sources2011-12-31$38,311
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$9,800
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,791,776
Participant contributions at end of year2011-12-31$653,841
Participant contributions at beginning of year2011-12-31$556,665
Participant contributions at end of year2011-12-31$11
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$487,196
Other income not declared elsewhere2011-12-31$184,242
Total non interest bearing cash at end of year2011-12-31$120,604
Total non interest bearing cash at beginning of year2011-12-31$15,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-273,760
Value of net assets at end of year (total assets less liabilities)2011-12-31$32,227,673
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$32,501,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$142,754
Value of interest in pooled separate accounts at end of year2011-12-31$22,311,876
Value of interest in pooled separate accounts at beginning of year2011-12-31$23,733,840
Interest on participant loans2011-12-31$38,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$9,141,339
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$8,195,840
Net investment gain/loss from pooled separate accounts2011-12-31$-1,213,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$930,691
Employer contributions (assets) at end of year2011-12-31$2
Employer contributions (assets) at beginning of year2011-12-31$88
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,321,298
Contract administrator fees2011-12-31$15,300
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$178,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,412,895
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,965,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,727,540
Expenses. Certain deemed distributions of participant loans2010-12-31$52,952
Value of total corrective distributions2010-12-31$25,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,747,236
Value of total assets at end of year2010-12-31$32,501,433
Value of total assets at beginning of year2010-12-31$29,232,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$159,489
Total interest from all sources2010-12-31$41,178
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$9,800
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,734,352
Participant contributions at end of year2010-12-31$556,665
Participant contributions at beginning of year2010-12-31$775,783
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$83,330
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$105,131
Other income not declared elsewhere2010-12-31$201,543
Administrative expenses (other) incurred2010-12-31$10,900
Total non interest bearing cash at end of year2010-12-31$15,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,447,450
Value of net assets at end of year (total assets less liabilities)2010-12-31$32,501,433
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$29,232,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$131,339
Value of interest in pooled separate accounts at end of year2010-12-31$23,733,840
Value of interest in pooled separate accounts at beginning of year2010-12-31$20,716,487
Interest on participant loans2010-12-31$41,178
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$8,195,840
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$7,634,378
Net investment gain/loss from pooled separate accounts2010-12-31$2,422,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$907,753
Employer contributions (assets) at end of year2010-12-31$88
Employer contributions (assets) at beginning of year2010-12-31$22,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,727,540
Contract administrator fees2010-12-31$7,450
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590
2009 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN

2022: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number781818-01
Policy instance 1
Insurance contract or identification number781818-01
Number of Individuals Covered1641
Insurance policy start date2022-10-29
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $26,800
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,120
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 86342 - 1
Policy instance 1
Insurance contract or identification numberRM 86342 - 1
Number of Individuals Covered1441
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $194,818
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $175,336
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 86342 - 1
Policy instance 1
Insurance contract or identification numberRM 86342 - 1
Number of Individuals Covered1539
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $162,930
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $146,637
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 86342 - 1
Policy instance 1
Insurance contract or identification numberRM 86342 - 1
Number of Individuals Covered1455
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $137,203
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $123,482
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 86342 - 1
Policy instance 1
Insurance contract or identification numberRM 86342 - 1
Number of Individuals Covered1492
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $115,228
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $103,381
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 86342 - 1
Policy instance 1
Insurance contract or identification numberRM 86342 - 1
Number of Individuals Covered1636
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $246,837
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $231,471
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameCOLLEEN A SCHUENEMAN

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