401k Plan data: BAY HARBOR MARINA 401(K) PLAN plan

BAY HARBOR MARINA 401(K) PLAN 401k Plan overview

Plan Name	BAY HARBOR MARINA 401(K) PLAN
Plan identification number	001

BAY HARBOR MARINA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BAY HARBOR MARINA INC. has sponsored the creation of one or more 401k plans.

Company Name: BAY HARBOR MARINA INC.

Employer identification number (EIN): 382628518

NAIC Classification: 713900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAY HARBOR MARINA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01
001 2015-01-01
001 2014-01-01 JAC REIJMER 2015-10-12
001 2013-01-01 BARBARA VALENTINE 2014-10-13
001 2012-01-01 STEVEN SMITH STEVEN SMITH 2013-06-12
001 2011-01-01 STEVEN SMITH STEVEN SMITH 2012-04-04
001 2009-01-01 DAVID M RIEBEL DAVID M RIEBEL 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01
001	2015-01-01
001	2014-01-01	JAC REIJMER	2015-10-12
001	2013-01-01	BARBARA VALENTINE	2014-10-13
001	2012-01-01	STEVEN SMITH		STEVEN SMITH	2013-06-12
001	2011-01-01	STEVEN SMITH		STEVEN SMITH	2012-04-04
001	2009-01-01	DAVID M RIEBEL		DAVID M RIEBEL	2010-10-11

Plan Statistics for BAY HARBOR MARINA 401(K) PLAN

401k plan membership statisitcs for BAY HARBOR MARINA 401(K) PLAN

Measure Date Value
2012: BAY HARBOR MARINA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 18
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 18
Number of participants with account balances 2012-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: BAY HARBOR MARINA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 17
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 17
Number of participants with account balances 2011-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: BAY HARBOR MARINA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 19
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 20
Number of participants with account balances 2009-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2012: BAY HARBOR MARINA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	18
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	18
Number of participants with account balances	2012-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: BAY HARBOR MARINA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	17
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	17
Number of participants with account balances	2011-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: BAY HARBOR MARINA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	19
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	20
Number of participants with account balances	2009-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on BAY HARBOR MARINA 401(K) PLAN

Measure	Date	Value
2012 : BAY HARBOR MARINA 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$43,301
Expenses. Total of all expenses incurred	2012-12-31	$2,655
Total plan assets at end of year	2012-12-31	$244,099
Total plan assets at beginning of year	2012-12-31	$203,453
Value of fidelity bond covering the plan	2012-12-31	$50,000
Total contributions received or receivable from participants	2012-12-31	$15,263
Other income received	2012-12-31	$28,038
Net income (gross income less expenses)	2012-12-31	$40,646
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$244,099
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$203,453
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$2,366
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$2,655
2011 : BAY HARBOR MARINA 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$3,629
Expenses. Total of all expenses incurred	2011-12-31	$46,975
Benefits paid (including direct rollovers)	2011-12-31	$45,453
Total plan assets at end of year	2011-12-31	$203,453
Total plan assets at beginning of year	2011-12-31	$246,799
Value of fidelity bond covering the plan	2011-12-31	$50,000
Total contributions received or receivable from participants	2011-12-31	$14,986
Contributions received from other sources (not participants or employers)	2011-12-31	$129
Other income received	2011-12-31	$-11,486
Net income (gross income less expenses)	2011-12-31	$-43,346
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$203,453
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$246,799
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$6,544
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$1,522
2010 : BAY HARBOR MARINA 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$47,914
Expenses. Total of all expenses incurred	2010-12-31	$17,149
Benefits paid (including direct rollovers)	2010-12-31	$14,496
Total plan assets at end of year	2010-12-31	$246,799
Total plan assets at beginning of year	2010-12-31	$216,034
Value of fidelity bond covering the plan	2010-12-31	$25,000
Total contributions received or receivable from participants	2010-12-31	$17,660
Other income received	2010-12-31	$29,107
Net income (gross income less expenses)	2010-12-31	$30,765
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$246,799
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$216,034
Total contributions received or receivable from employer(s)	2010-12-31	$1,147
Value of certain deemed distributions of participant loans	2010-12-31	$1,284
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,369

Form 5500 Responses for BAY HARBOR MARINA 401(K) PLAN

2012: BAY HARBOR MARINA 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BAY HARBOR MARINA 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BAY HARBOR MARINA 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

GP89081

Policy instance

Insurance contract or identification number	GP89081
Number of Individuals Covered	18
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $555
Total amount of fees paid to insurance company	USD $915
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Amount paid for insurance broker fees	750
Additional information about fees paid to insurance broker	RECORD KEEPING FEES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $555
Insurance broker name	HANTZ FINANCIAL SERVICES , IN

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

GP89081

Policy instance

Insurance contract or identification number	GP89081
Number of Individuals Covered	17
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $595
Total amount of fees paid to insurance company	USD $942
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

GP89081

Policy instance

Insurance contract or identification number	GP89081
Number of Individuals Covered	20
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $558
Total amount of fees paid to insurance company	USD $1,159
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $279
Amount paid for insurance broker fees	79
Additional information about fees paid to insurance broker	NON-MONETARY COMPENSATION TO SALES REP AND MARKETING ALLOWANCE
Insurance broker organization code?	4
Insurance broker name	I AM, INC.

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Company Name:	BAY HARBOR MARINA INC.
Employer identification number (EIN):	382628518
NAIC Classification:	713900