401k Plan data: SHAPE DYNAMICS INC. UNION SAVINGS PLAN plan

SHAPE DYNAMICS INC. UNION SAVINGS PLAN 401k Plan overview

Plan Name	SHAPE DYNAMICS INC. UNION SAVINGS PLAN
Plan identification number	002

SHAPE DYNAMICS INC. UNION SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SHAPE DYNAMICS, INC. has sponsored the creation of one or more 401k plans.

Company Name: SHAPE DYNAMICS, INC.

Employer identification number (EIN): 382699992

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHAPE DYNAMICS INC. UNION SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-10-01
002 2020-10-01
002 2019-10-01
002 2018-10-01
002 2017-10-01
002 2016-10-01
002 2015-10-01
002 2014-10-01
002 2013-10-01 JOHN MCINTYRE
002 2012-10-01 MICHAEL EVANS 2014-01-25
002 2011-10-01 MICHAEL EVANS 2013-01-15
002 2010-10-01 JANELL SPICER 2012-01-18

Plan Statistics for SHAPE DYNAMICS INC. UNION SAVINGS PLAN

401k plan membership statisitcs for SHAPE DYNAMICS INC. UNION SAVINGS PLAN

Measure Date Value
2016: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 103
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 89
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 7
Total of all active and inactive participants 2016-10-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 96
Number of participants with account balances 2016-10-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 0
2015: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 112
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 98
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 4
Total of all active and inactive participants 2015-10-01 102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 102
Number of participants with account balances 2015-10-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 113
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 103
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 7
Total of all active and inactive participants 2014-10-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 110
Number of participants with account balances 2014-10-01 58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 124
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 113
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 4
Total of all active and inactive participants 2013-10-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 117
Number of participants with account balances 2013-10-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0

Measure	Date	Value
2016: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	103
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	89
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	7
Total of all active and inactive participants	2016-10-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	96
Number of participants with account balances	2016-10-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	0
2015: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	112
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	98
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	4
Total of all active and inactive participants	2015-10-01	102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	102
Number of participants with account balances	2015-10-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	113
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	103
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	7
Total of all active and inactive participants	2014-10-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	110
Number of participants with account balances	2014-10-01	58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	124
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	113
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	4
Total of all active and inactive participants	2013-10-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	117
Number of participants with account balances	2013-10-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0

Financial Data on SHAPE DYNAMICS INC. UNION SAVINGS PLAN

Measure	Date	Value
2017 : SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total income from all sources (including contributions)	2017-09-30	$589,521
Total loss/gain on sale of assets	2017-09-30	$0
Total of all expenses incurred	2017-09-30	$692,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$692,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$230,062
Value of total assets at end of year	2017-09-30	$2,760,254
Value of total assets at beginning of year	2017-09-30	$2,863,204
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$0
Total interest from all sources	2017-09-30	$3,109
Total dividends received (eg from common stock, registered investment company shares)	2017-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$500,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$199,578
Participant contributions at end of year	2017-09-30	$56,471
Participant contributions at beginning of year	2017-09-30	$94,985
Participant contributions at end of year	2017-09-30	$0
Participant contributions at beginning of year	2017-09-30	$7,677
Income. Received or receivable in cash from other sources (including rollovers)	2017-09-30	$30,484
Liabilities. Value of operating payables at end of year	2017-09-30	$0
Liabilities. Value of operating payables at beginning of year	2017-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Value of net income/loss	2017-09-30	$-102,950
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$2,760,254
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$2,863,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-30	$2,703,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-30	$2,733,828
Interest on participant loans	2017-09-30	$3,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-09-30	$26,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-09-30	$26,714
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-09-30	$0
Net investment gain/loss from pooled separate accounts	2017-09-30	$356,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	Yes
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$692,471
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-30	Disclaimer
Accountancy firm name	2017-09-30	PLANTE & MORAN, PLLC
Accountancy firm EIN	2017-09-30	381357951
2016 : SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$3,030
Total income from all sources (including contributions)	2016-09-30	$618,758
Total loss/gain on sale of assets	2016-09-30	$0
Total of all expenses incurred	2016-09-30	$363,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$361,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$382,715
Value of total assets at end of year	2016-09-30	$2,863,204
Value of total assets at beginning of year	2016-09-30	$2,611,081
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$2,232
Total interest from all sources	2016-09-30	$236,043
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Administrative expenses professional fees incurred	2016-09-30	$2,232
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$500,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$220,803
Participant contributions at end of year	2016-09-30	$94,985
Participant contributions at beginning of year	2016-09-30	$84,899
Participant contributions at end of year	2016-09-30	$7,677
Participant contributions at beginning of year	2016-09-30	$10,154
Income. Received or receivable in cash from other sources (including rollovers)	2016-09-30	$161,912
Liabilities. Value of operating payables at end of year	2016-09-30	$0
Liabilities. Value of operating payables at beginning of year	2016-09-30	$3,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$255,153
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$2,863,204
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$2,608,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$2,733,828
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$2,453,914
Interest on participant loans	2016-09-30	$3,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-09-30	$26,714
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-09-30	$62,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-09-30	$62,114
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-09-30	$232,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$361,373
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	CROWE HORWATH LLP
Accountancy firm EIN	2016-09-30	350921680
2015 : SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$3,030
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$6,115
Total income from all sources (including contributions)	2015-09-30	$138,766
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$11,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$1,769
Expenses. Certain deemed distributions of participant loans	2015-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$231,598
Value of total assets at end of year	2015-09-30	$2,611,081
Value of total assets at beginning of year	2015-09-30	$2,486,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$9,471
Total interest from all sources	2015-09-30	$162,447
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Administrative expenses professional fees incurred	2015-09-30	$9,471
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$222,329
Participant contributions at end of year	2015-09-30	$84,899
Participant contributions at beginning of year	2015-09-30	$76,634
Participant contributions at end of year	2015-09-30	$10,154
Participant contributions at beginning of year	2015-09-30	$13,199
Income. Received or receivable in cash from other sources (including rollovers)	2015-09-30	$9,269
Liabilities. Value of operating payables at end of year	2015-09-30	$3,030
Liabilities. Value of operating payables at beginning of year	2015-09-30	$6,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$127,526
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$2,608,051
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$2,480,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in pooled separate accounts at end of year	2015-09-30	$2,453,914
Value of interest in pooled separate accounts at beginning of year	2015-09-30	$2,373,275
Interest on participant loans	2015-09-30	$2,917
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-09-30	$62,114
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-09-30	$23,532
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-09-30	$23,532
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-09-30	$159,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-255,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$1,769
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	REHMANN ROBSON LLC
Accountancy firm EIN	2015-09-30	383635706
2014 : SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$6,115
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$385,291
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$315,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$308,027
Expenses. Certain deemed distributions of participant loans	2014-09-30	$970
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$218,134
Value of total assets at end of year	2014-09-30	$2,486,640
Value of total assets at beginning of year	2014-09-30	$2,410,605
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$6,374
Total interest from all sources	2014-09-30	$96,767
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Administrative expenses professional fees incurred	2014-09-30	$6,374
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$500,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$218,134
Participant contributions at end of year	2014-09-30	$76,634
Participant contributions at beginning of year	2014-09-30	$46,958
Participant contributions at end of year	2014-09-30	$13,199
Participant contributions at beginning of year	2014-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-09-30	$0
Liabilities. Value of operating payables at end of year	2014-09-30	$6,115
Liabilities. Value of operating payables at beginning of year	2014-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Income. Non cash contributions	2014-09-30	$0
Value of net income/loss	2014-09-30	$69,920
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$2,480,525
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$2,410,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$2,124,090
Value of interest in pooled separate accounts at end of year	2014-09-30	$2,373,275
Value of interest in pooled separate accounts at beginning of year	2014-09-30	$0
Income. Interest from loans (other than to participants)	2014-09-30	$2,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-09-30	$23,532
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-09-30	$239,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-09-30	$239,557
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-09-30	$94,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$70,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	Yes
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$308,027
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	REHMANN ROBSON LLC
Accountancy firm EIN	2014-09-30	383635706

Form 5500 Responses for SHAPE DYNAMICS INC. UNION SAVINGS PLAN

2016: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Insurance	Yes
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement – Insurance	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Insurance	Yes
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement – Insurance	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Insurance	Yes
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement – Insurance	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: SHAPE DYNAMICS INC. UNION SAVINGS PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Insurance	Yes
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement – Insurance	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-821912

Policy instance

Insurance contract or identification number	GA-821912
Number of Individuals Covered	58
Insurance policy start date	2014-10-01
Insurance policy end date	2015-09-30
Total amount of commissions paid to insurance broker	USD $9,942
Total amount of fees paid to insurance company	USD $1,008
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,942
Insurance broker organization code?	3
Amount paid for insurance broker fees	1008
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MESIROW FINANCIAL INVEST MNGMT INC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-821912

Policy instance

Insurance contract or identification number	GA-821912
Number of Individuals Covered	56
Insurance policy start date	2013-10-01
Insurance policy end date	2014-09-30
Total amount of commissions paid to insurance broker	USD $8,911
Total amount of fees paid to insurance company	USD $975
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,911
Insurance broker organization code?	3
Amount paid for insurance broker fees	975
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH, PIERCE, FENNER &

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SHAPE DYNAMICS, INC.
Employer identification number (EIN):	382699992
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2021-10-01
002	2020-10-01
002	2019-10-01
002	2018-10-01
002	2017-10-01
002	2016-10-01
002	2015-10-01
002	2014-10-01
002	2013-10-01	JOHN MCINTYRE
002	2012-10-01	MICHAEL EVANS	2014-01-25
002	2011-10-01	MICHAEL EVANS	2013-01-15
002	2010-10-01	JANELL SPICER	2012-01-18