| Plan Name | PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN |
| Plan identification number | 002 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | PLUMB, INC. |
| Employer identification number (EIN): | 383055232 |
| NAIC Classification: | 445110 |
| NAIC Description: | Supermarkets and Other Grocery (except Convenience) Stores |
Additional information about PLUMB, INC.
| Jurisdiction of Incorporation: | Michigan Secretary of State |
| Incorporation Date: | 0000-00-00 |
| Company Identification Number: | 230198 |
| Legal Registered Office Address: |
1663 WEST SHERMAN BLVD. MUSKEGON United States of America (USA) 49441 |
More information about PLUMB, INC.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 002 | 2016-12-26 | TRACY WOOLSEY | TRACY WOOLSEY | 2018-02-14 | |
| 002 | 2015-12-28 | JAMES NADER | JAMES NADER | 2017-10-11 | |
| 002 | 2014-12-29 | JIM NADER | JIM NADER | 2016-10-11 | |
| 002 | 2013-12-30 | JIM NADER | JIM NADER | 2015-10-13 | |
| 002 | 2013-01-01 | JAMES NADER | JAMES NADER | 2014-10-14 | |
| 002 | 2012-01-01 | JAMES NADER | JAMES NADER | 2013-09-25 | |
| 002 | 2011-01-01 | JAMES NADER | JAMES NADER | 2013-06-24 | |
| 002 | 2009-01-01 | JAMES NADER | JAMES NADER | 2010-12-28 | |
| 002 | 2009-01-01 | JAMES NADER | JAMES NADER | 2010-12-28 | |
| 002 | 2009-01-01 | JAMES NADER | JAMES NADER | 2013-06-24 |
| Measure | Date | Value |
|---|---|---|
| 2017 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data | ||
| Total plan liabilities at end of year | 2017-11-30 | $0 |
| Total plan liabilities at beginning of year | 2017-11-30 | $1,480,343 |
| Total income from all sources | 2017-11-30 | $1,476,325 |
| Expenses. Total of all expenses incurred | 2017-11-30 | $14,796 |
| Benefits paid (including direct rollovers) | 2017-11-30 | $14,796 |
| Total plan assets at end of year | 2017-11-30 | $0 |
| Total plan assets at beginning of year | 2017-11-30 | $18,814 |
| Value of fidelity bond covering the plan | 2017-11-30 | $1,000,000 |
| Other income received | 2017-11-30 | $1,476,325 |
| Net income (gross income less expenses) | 2017-11-30 | $1,461,529 |
| Net plan assets at end of year (total assets less liabilities) | 2017-11-30 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-11-30 | $-1,461,529 |
| Assets. Value of employer securities | 2017-11-30 | $0 |
| 2016 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data | ||
| Total plan liabilities at end of year | 2016-12-25 | $1,480,343 |
| Total plan liabilities at beginning of year | 2016-12-25 | $1,476,325 |
| Total income from all sources | 2016-12-25 | $-71,761 |
| Expenses. Total of all expenses incurred | 2016-12-25 | $4,018 |
| Total plan assets at end of year | 2016-12-25 | $18,814 |
| Total plan assets at beginning of year | 2016-12-25 | $90,575 |
| Value of fidelity bond covering the plan | 2016-12-25 | $1,000,000 |
| Expenses. Other expenses not covered elsewhere | 2016-12-25 | $4,018 |
| Other income received | 2016-12-25 | $-71,761 |
| Net income (gross income less expenses) | 2016-12-25 | $-75,779 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-25 | $-1,461,529 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-25 | $-1,385,750 |
| Assets. Value of employer securities | 2016-12-25 | $18,719 |
| 2015 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data | ||
| Total plan liabilities at end of year | 2015-12-27 | $1,476,325 |
| Total plan liabilities at beginning of year | 2015-12-27 | $1,780,999 |
| Total income from all sources | 2015-12-27 | $-816,048 |
| Expenses. Total of all expenses incurred | 2015-12-27 | $86,598 |
| Benefits paid (including direct rollovers) | 2015-12-27 | $68,788 |
| Total plan assets at end of year | 2015-12-27 | $90,575 |
| Total plan assets at beginning of year | 2015-12-27 | $1,297,895 |
| Value of fidelity bond covering the plan | 2015-12-27 | $1,000,000 |
| Expenses. Other expenses not covered elsewhere | 2015-12-27 | $17,810 |
| Other income received | 2015-12-27 | $-1,138,782 |
| Net income (gross income less expenses) | 2015-12-27 | $-902,646 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-27 | $-1,385,750 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-27 | $-483,104 |
| Assets. Value of employer securities | 2015-12-27 | $90,440 |
| Total contributions received or receivable from employer(s) | 2015-12-27 | $322,734 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-27 | $68,355 |
| 2014 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data | ||
| Total plan liabilities at end of year | 2014-12-28 | $1,780,999 |
| Total plan liabilities at beginning of year | 2014-12-28 | $2,082,657 |
| Total income from all sources | 2014-12-28 | $479,553 |
| Expenses. Total of all expenses incurred | 2014-12-28 | $109,361 |
| Benefits paid (including direct rollovers) | 2014-12-28 | $88,534 |
| Total plan assets at end of year | 2014-12-28 | $1,297,895 |
| Total plan assets at beginning of year | 2014-12-28 | $1,229,361 |
| Value of fidelity bond covering the plan | 2014-12-28 | $1,000,000 |
| Expenses. Other expenses not covered elsewhere | 2014-12-28 | $20,827 |
| Other income received | 2014-12-28 | $113,779 |
| Net income (gross income less expenses) | 2014-12-28 | $370,192 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-28 | $-483,104 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-28 | $-853,296 |
| Assets. Value of employer securities | 2014-12-28 | $1,297,578 |
| Total contributions received or receivable from employer(s) | 2014-12-28 | $365,774 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-28 | $45,237 |
| 2013 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data | ||
| Transfers to/from the plan | 2013-12-29 | $0 |
| Total plan liabilities at end of year | 2013-12-29 | $2,082,657 |
| Total plan liabilities at beginning of year | 2013-12-29 | $2,381,327 |
| Total income from all sources | 2013-12-29 | $-1,959,392 |
| Expenses. Total of all expenses incurred | 2013-12-29 | $67,103 |
| Benefits paid (including direct rollovers) | 2013-12-29 | $43,290 |
| Total plan assets at end of year | 2013-12-29 | $1,229,361 |
| Total plan assets at beginning of year | 2013-12-29 | $3,554,526 |
| Value of fidelity bond covering the plan | 2013-12-29 | $1,000,000 |
| Total contributions received or receivable from participants | 2013-12-29 | $0 |
| Expenses. Other expenses not covered elsewhere | 2013-12-29 | $23,813 |
| Contributions received from other sources (not participants or employers) | 2013-12-29 | $0 |
| Other income received | 2013-12-29 | $-2,325,166 |
| Noncash contributions received | 2013-12-29 | $0 |
| Net income (gross income less expenses) | 2013-12-29 | $-2,026,495 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-29 | $-853,296 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-29 | $1,173,199 |
| Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2013-12-29 | $0 |
| Value of leases to which the plan was a party in default or classified as uncollectible during the plan year | 2013-12-29 | $0 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2013-12-29 | $0 |
| Assets. Value of employer securities | 2013-12-29 | $1,229,059 |
| Total contributions received or receivable from employer(s) | 2013-12-29 | $365,774 |
| Value of certain deemed distributions of participant loans | 2013-12-29 | $0 |
| Value of corrective distributions | 2013-12-29 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-29 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-29 | $0 |
| 2012 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data | ||
| Transfers to/from the plan | 2012-12-31 | $0 |
| Total plan liabilities at end of year | 2012-12-31 | $2,381,327 |
| Total plan liabilities at beginning of year | 2012-12-31 | $2,702,838 |
| Total income from all sources | 2012-12-31 | $1,531,415 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $973 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $0 |
| Total plan assets at end of year | 2012-12-31 | $3,554,526 |
| Total plan assets at beginning of year | 2012-12-31 | $2,345,595 |
| Value of fidelity bond covering the plan | 2012-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $0 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $973 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $0 |
| Other income received | 2012-12-31 | $1,208,931 |
| Noncash contributions received | 2012-12-31 | $0 |
| Net income (gross income less expenses) | 2012-12-31 | $1,530,442 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,173,199 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $-357,243 |
| Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2012-12-31 | $0 |
| Value of leases to which the plan was a party in default or classified as uncollectible during the plan year | 2012-12-31 | $0 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2012-12-31 | $0 |
| Assets. Value of employer securities | 2012-12-31 | $3,554,224 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $322,484 |
| Value of certain deemed distributions of participant loans | 2012-12-31 | $0 |
| Value of corrective distributions | 2012-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data | ||
| Transfers to/from the plan | 2011-12-31 | $0 |
| Total plan liabilities at end of year | 2011-12-31 | $5,026,577 |
| Total plan liabilities at beginning of year | 2011-12-31 | $5,026,577 |
| Total income from all sources | 2011-12-31 | $-891,580 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $8,359 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $8,359 |
| Total plan assets at end of year | 2011-12-31 | $2,345,293 |
| Total plan assets at beginning of year | 2011-12-31 | $3,245,232 |
| Value of fidelity bond covering the plan | 2011-12-31 | $5,000,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $0 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $0 |
| Other income received | 2011-12-31 | $-899,939 |
| Noncash contributions received | 2011-12-31 | $0 |
| Net income (gross income less expenses) | 2011-12-31 | $-899,939 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $-2,681,284 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $-1,781,345 |
| Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2011-12-31 | $0 |
| Value of leases to which the plan was a party in default or classified as uncollectible during the plan year | 2011-12-31 | $0 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2011-12-31 | $0 |
| Assets. Value of employer securities | 2011-12-31 | $2,345,293 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $8,359 |
| Value of certain deemed distributions of participant loans | 2011-12-31 | $0 |
| Value of corrective distributions | 2011-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data | ||
| Transfers to/from the plan | 2010-12-31 | $0 |
| Total plan liabilities at end of year | 2010-12-31 | $5,026,577 |
| Total plan liabilities at beginning of year | 2010-12-31 | $5,026,577 |
| Total income from all sources | 2010-12-31 | $161,907 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $35,264 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $35,264 |
| Total plan assets at end of year | 2010-12-31 | $3,245,232 |
| Total plan assets at beginning of year | 2010-12-31 | $3,118,589 |
| Value of fidelity bond covering the plan | 2010-12-31 | $5,000,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $0 |
| Expenses. Other expenses not covered elsewhere | 2010-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $0 |
| Other income received | 2010-12-31 | $126,643 |
| Noncash contributions received | 2010-12-31 | $0 |
| Net income (gross income less expenses) | 2010-12-31 | $126,643 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $-1,781,345 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $-1,907,988 |
| Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2010-12-31 | $0 |
| Value of leases to which the plan was a party in default or classified as uncollectible during the plan year | 2010-12-31 | $0 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2010-12-31 | $0 |
| Assets. Value of employer securities | 2010-12-31 | $3,245,232 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $35,264 |
| Value of certain deemed distributions of participant loans | 2010-12-31 | $0 |
| Value of corrective distributions | 2010-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data | ||
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2016: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses | ||
|---|---|---|
| 2016-12-26 | Type of plan entity | Single employer plan |
| 2016-12-26 | Submission has been amended | No |
| 2016-12-26 | This submission is the final filing | Yes |
| 2016-12-26 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2016-12-26 | Plan is a collectively bargained plan | No |
| 2016-12-26 | Plan funding arrangement – Trust | Yes |
| 2016-12-26 | Plan benefit arrangement - Trust | Yes |
| 2015: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses | ||
| 2015-12-28 | Type of plan entity | Single employer plan |
| 2015-12-28 | Submission has been amended | No |
| 2015-12-28 | This submission is the final filing | No |
| 2015-12-28 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2015-12-28 | Plan is a collectively bargained plan | No |
| 2015-12-28 | Plan funding arrangement – Trust | Yes |
| 2015-12-28 | Plan benefit arrangement - Trust | Yes |
| 2014: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses | ||
| 2014-12-29 | Type of plan entity | Single employer plan |
| 2014-12-29 | Submission has been amended | No |
| 2014-12-29 | This submission is the final filing | No |
| 2014-12-29 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2014-12-29 | Plan is a collectively bargained plan | No |
| 2014-12-29 | Plan funding arrangement – Trust | Yes |
| 2014-12-29 | Plan benefit arrangement - Trust | Yes |
| 2013: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses | ||
| 2013-12-30 | Type of plan entity | Single employer plan |
| 2013-12-30 | Submission has been amended | No |
| 2013-12-30 | This submission is the final filing | No |
| 2013-12-30 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2013-12-30 | Plan is a collectively bargained plan | No |
| 2013-12-30 | Plan funding arrangement – Trust | Yes |
| 2013-12-30 | Plan benefit arrangement - Trust | Yes |
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses | ||
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses | ||
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | Yes |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |