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PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NamePLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

PLUMB, INC. has sponsored the creation of one or more 401k plans.

Company Name:PLUMB, INC.
Employer identification number (EIN):383055232
NAIC Classification:445110
NAIC Description:Supermarkets and Other Grocery (except Convenience) Stores

Additional information about PLUMB, INC.

Jurisdiction of Incorporation: Michigan Secretary of State
Incorporation Date: 0000-00-00
Company Identification Number: 230198
Legal Registered Office Address: 1663 WEST SHERMAN BLVD. MUSKEGON


United States of America (USA)
49441

More information about PLUMB, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-12-26TRACY WOOLSEY TRACY WOOLSEY2018-02-14
0022015-12-28JAMES NADER JAMES NADER2017-10-11
0022014-12-29JIM NADER JIM NADER2016-10-11
0022013-12-30JIM NADER JIM NADER2015-10-13
0022013-01-01JAMES NADER JAMES NADER2014-10-14
0022012-01-01JAMES NADER JAMES NADER2013-09-25
0022011-01-01JAMES NADER JAMES NADER2013-06-24
0022009-01-01JAMES NADER JAMES NADER2010-12-28
0022009-01-01JAMES NADER JAMES NADER2010-12-28
0022009-01-01JAMES NADER JAMES NADER2013-06-24

Financial Data on PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2017 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total plan liabilities at end of year2017-11-30$0
Total plan liabilities at beginning of year2017-11-30$1,480,343
Total income from all sources2017-11-30$1,476,325
Expenses. Total of all expenses incurred2017-11-30$14,796
Benefits paid (including direct rollovers)2017-11-30$14,796
Total plan assets at end of year2017-11-30$0
Total plan assets at beginning of year2017-11-30$18,814
Value of fidelity bond covering the plan2017-11-30$1,000,000
Other income received2017-11-30$1,476,325
Net income (gross income less expenses)2017-11-30$1,461,529
Net plan assets at end of year (total assets less liabilities)2017-11-30$0
Net plan assets at beginning of year (total assets less liabilities)2017-11-30$-1,461,529
Assets. Value of employer securities2017-11-30$0
2016 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-25$1,480,343
Total plan liabilities at beginning of year2016-12-25$1,476,325
Total income from all sources2016-12-25$-71,761
Expenses. Total of all expenses incurred2016-12-25$4,018
Total plan assets at end of year2016-12-25$18,814
Total plan assets at beginning of year2016-12-25$90,575
Value of fidelity bond covering the plan2016-12-25$1,000,000
Expenses. Other expenses not covered elsewhere2016-12-25$4,018
Other income received2016-12-25$-71,761
Net income (gross income less expenses)2016-12-25$-75,779
Net plan assets at end of year (total assets less liabilities)2016-12-25$-1,461,529
Net plan assets at beginning of year (total assets less liabilities)2016-12-25$-1,385,750
Assets. Value of employer securities2016-12-25$18,719
2015 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-27$1,476,325
Total plan liabilities at beginning of year2015-12-27$1,780,999
Total income from all sources2015-12-27$-816,048
Expenses. Total of all expenses incurred2015-12-27$86,598
Benefits paid (including direct rollovers)2015-12-27$68,788
Total plan assets at end of year2015-12-27$90,575
Total plan assets at beginning of year2015-12-27$1,297,895
Value of fidelity bond covering the plan2015-12-27$1,000,000
Expenses. Other expenses not covered elsewhere2015-12-27$17,810
Other income received2015-12-27$-1,138,782
Net income (gross income less expenses)2015-12-27$-902,646
Net plan assets at end of year (total assets less liabilities)2015-12-27$-1,385,750
Net plan assets at beginning of year (total assets less liabilities)2015-12-27$-483,104
Assets. Value of employer securities2015-12-27$90,440
Total contributions received or receivable from employer(s)2015-12-27$322,734
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-27$68,355
2014 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-28$1,780,999
Total plan liabilities at beginning of year2014-12-28$2,082,657
Total income from all sources2014-12-28$479,553
Expenses. Total of all expenses incurred2014-12-28$109,361
Benefits paid (including direct rollovers)2014-12-28$88,534
Total plan assets at end of year2014-12-28$1,297,895
Total plan assets at beginning of year2014-12-28$1,229,361
Value of fidelity bond covering the plan2014-12-28$1,000,000
Expenses. Other expenses not covered elsewhere2014-12-28$20,827
Other income received2014-12-28$113,779
Net income (gross income less expenses)2014-12-28$370,192
Net plan assets at end of year (total assets less liabilities)2014-12-28$-483,104
Net plan assets at beginning of year (total assets less liabilities)2014-12-28$-853,296
Assets. Value of employer securities2014-12-28$1,297,578
Total contributions received or receivable from employer(s)2014-12-28$365,774
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-28$45,237
2013 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Transfers to/from the plan2013-12-29$0
Total plan liabilities at end of year2013-12-29$2,082,657
Total plan liabilities at beginning of year2013-12-29$2,381,327
Total income from all sources2013-12-29$-1,959,392
Expenses. Total of all expenses incurred2013-12-29$67,103
Benefits paid (including direct rollovers)2013-12-29$43,290
Total plan assets at end of year2013-12-29$1,229,361
Total plan assets at beginning of year2013-12-29$3,554,526
Value of fidelity bond covering the plan2013-12-29$1,000,000
Total contributions received or receivable from participants2013-12-29$0
Expenses. Other expenses not covered elsewhere2013-12-29$23,813
Contributions received from other sources (not participants or employers)2013-12-29$0
Other income received2013-12-29$-2,325,166
Noncash contributions received2013-12-29$0
Net income (gross income less expenses)2013-12-29$-2,026,495
Net plan assets at end of year (total assets less liabilities)2013-12-29$-853,296
Net plan assets at beginning of year (total assets less liabilities)2013-12-29$1,173,199
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2013-12-29$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2013-12-29$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-29$0
Assets. Value of employer securities2013-12-29$1,229,059
Total contributions received or receivable from employer(s)2013-12-29$365,774
Value of certain deemed distributions of participant loans2013-12-29$0
Value of corrective distributions2013-12-29$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-29$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-29$0
2012 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$2,381,327
Total plan liabilities at beginning of year2012-12-31$2,702,838
Total income from all sources2012-12-31$1,531,415
Expenses. Total of all expenses incurred2012-12-31$973
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$3,554,526
Total plan assets at beginning of year2012-12-31$2,345,595
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$973
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$1,208,931
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$1,530,442
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,173,199
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$-357,243
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2012-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2012-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022012-12-31$0
Assets. Value of employer securities2012-12-31$3,554,224
Total contributions received or receivable from employer(s)2012-12-31$322,484
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$5,026,577
Total plan liabilities at beginning of year2011-12-31$5,026,577
Total income from all sources2011-12-31$-891,580
Expenses. Total of all expenses incurred2011-12-31$8,359
Benefits paid (including direct rollovers)2011-12-31$8,359
Total plan assets at end of year2011-12-31$2,345,293
Total plan assets at beginning of year2011-12-31$3,245,232
Value of fidelity bond covering the plan2011-12-31$5,000,000
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-899,939
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-899,939
Net plan assets at end of year (total assets less liabilities)2011-12-31$-2,681,284
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$-1,781,345
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2011-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2011-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-12-31$0
Assets. Value of employer securities2011-12-31$2,345,293
Total contributions received or receivable from employer(s)2011-12-31$8,359
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$5,026,577
Total plan liabilities at beginning of year2010-12-31$5,026,577
Total income from all sources2010-12-31$161,907
Expenses. Total of all expenses incurred2010-12-31$35,264
Benefits paid (including direct rollovers)2010-12-31$35,264
Total plan assets at end of year2010-12-31$3,245,232
Total plan assets at beginning of year2010-12-31$3,118,589
Value of fidelity bond covering the plan2010-12-31$5,000,000
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$126,643
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$126,643
Net plan assets at end of year (total assets less liabilities)2010-12-31$-1,781,345
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$-1,907,988
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2010-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2010-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022010-12-31$0
Assets. Value of employer securities2010-12-31$3,245,232
Total contributions received or receivable from employer(s)2010-12-31$35,264
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN

2016: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-12-26Type of plan entitySingle employer plan
2016-12-26Submission has been amendedNo
2016-12-26This submission is the final filingYes
2016-12-26This return/report is a short plan year return/report (less than 12 months)Yes
2016-12-26Plan is a collectively bargained planNo
2016-12-26Plan funding arrangement – TrustYes
2016-12-26Plan benefit arrangement - TrustYes
2015: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-12-28Type of plan entitySingle employer plan
2015-12-28Submission has been amendedNo
2015-12-28This submission is the final filingNo
2015-12-28This return/report is a short plan year return/report (less than 12 months)Yes
2015-12-28Plan is a collectively bargained planNo
2015-12-28Plan funding arrangement – TrustYes
2015-12-28Plan benefit arrangement - TrustYes
2014: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-12-29Type of plan entitySingle employer plan
2014-12-29Submission has been amendedNo
2014-12-29This submission is the final filingNo
2014-12-29This return/report is a short plan year return/report (less than 12 months)Yes
2014-12-29Plan is a collectively bargained planNo
2014-12-29Plan funding arrangement – TrustYes
2014-12-29Plan benefit arrangement - TrustYes
2013: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-12-30Type of plan entitySingle employer plan
2013-12-30Submission has been amendedNo
2013-12-30This submission is the final filingNo
2013-12-30This return/report is a short plan year return/report (less than 12 months)Yes
2013-12-30Plan is a collectively bargained planNo
2013-12-30Plan funding arrangement – TrustYes
2013-12-30Plan benefit arrangement - TrustYes
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PLUMB'S EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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