401k Plan data: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN plan

GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN
Plan identification number	001

GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

GREGORY E. STEPHENS, D.O., P.C. has sponsored the creation of one or more 401k plans.

Company Name: GREGORY E. STEPHENS, D.O., P.C.

Employer identification number (EIN): 383461449

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2018-01-01 GREGORY E STEPHENS GREGORY E STEPHENS 2019-02-22
001 2017-01-01 GREGORY E STEPHENS GREGORY E STEPHENS 2018-03-06
001 2016-01-01 GREGORY E STEPHENS GREGORY E STEPHENS 2017-06-26
001 2015-01-01 GREGORY E STEPHENS GREGORY E STEPHENS 2016-05-03
001 2014-04-01 GREGORY E STEPHENS GREGORY E STEPHENS 2015-08-11
001 2014-04-01 GREGORY E STEPHENS GREGORY E STEPHENS 2015-08-18

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01
001	2019-01-01
001	2018-01-01	GREGORY E STEPHENS	GREGORY E STEPHENS	2019-02-22
001	2017-01-01	GREGORY E STEPHENS	GREGORY E STEPHENS	2018-03-06
001	2016-01-01	GREGORY E STEPHENS	GREGORY E STEPHENS	2017-06-26
001	2015-01-01	GREGORY E STEPHENS	GREGORY E STEPHENS	2016-05-03
001	2014-04-01	GREGORY E STEPHENS	GREGORY E STEPHENS	2015-08-11
001	2014-04-01	GREGORY E STEPHENS	GREGORY E STEPHENS	2015-08-18

Plan Statistics for GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN

401k plan membership statisitcs for GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN

Measure Date Value
2020: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 6
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 6
Number of participants with account balances 2019-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 5
Number of participants with account balances 2018-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 6
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 7
Number of participants with account balances 2017-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 6
Number of participants with account balances 2016-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 6
Number of participants with account balances 2015-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-04-01 0
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 6
Number of retired or separated participants receiving benefits 2014-04-01 0
Number of other retired or separated participants entitled to future benefits 2014-04-01 0
Total of all active and inactive participants 2014-04-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-04-01 0
Total participants 2014-04-01 6
Number of participants with account balances 2014-04-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-04-01 0

Measure	Date	Value
2020: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	6
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	6
Number of participants with account balances	2019-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	5
Number of participants with account balances	2018-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	6
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	7
Number of participants with account balances	2017-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	6
Number of participants with account balances	2016-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	6
Number of participants with account balances	2015-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-04-01	0
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	6
Number of retired or separated participants receiving benefits	2014-04-01	0
Number of other retired or separated participants entitled to future benefits	2014-04-01	0
Total of all active and inactive participants	2014-04-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-04-01	0
Total participants	2014-04-01	6
Number of participants with account balances	2014-04-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-04-01	0

Financial Data on GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN

Measure	Date	Value
2020 : GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$77,581
Expenses. Total of all expenses incurred	2020-12-31	$1,917,846
Benefits paid (including direct rollovers)	2020-12-31	$1,914,054
Total plan assets at end of year	2020-12-31	$0
Total plan assets at beginning of year	2020-12-31	$1,840,265
Expenses. Other expenses not covered elsewhere	2020-12-31	$3,792
Other income received	2020-12-31	$77,581
Net income (gross income less expenses)	2020-12-31	$-1,840,265
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$1,840,265
2019 : GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$296,917
Expenses. Total of all expenses incurred	2019-12-31	$3,646
Total plan assets at end of year	2019-12-31	$1,840,265
Total plan assets at beginning of year	2019-12-31	$1,546,994
Value of fidelity bond covering the plan	2019-12-31	$150,000
Total contributions received or receivable from participants	2019-12-31	$25,000
Expenses. Other expenses not covered elsewhere	2019-12-31	$3,646
Other income received	2019-12-31	$224,510
Net income (gross income less expenses)	2019-12-31	$293,271
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,840,265
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,546,994
Total contributions received or receivable from employer(s)	2019-12-31	$47,407
2018 : GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$181,149
Expenses. Total of all expenses incurred	2018-12-31	$147,312
Benefits paid (including direct rollovers)	2018-12-31	$387
Total plan assets at end of year	2018-12-31	$1,546,994
Total plan assets at beginning of year	2018-12-31	$1,513,157
Value of fidelity bond covering the plan	2018-12-31	$150,000
Total contributions received or receivable from participants	2018-12-31	$24,500
Expenses. Other expenses not covered elsewhere	2018-12-31	$146,925
Other income received	2018-12-31	$103,010
Net income (gross income less expenses)	2018-12-31	$33,837
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,546,994
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,513,157
Total contributions received or receivable from employer(s)	2018-12-31	$53,639
2017 : GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$204,667
Expenses. Total of all expenses incurred	2017-12-31	$149
Benefits paid (including direct rollovers)	2017-12-31	$149
Total plan assets at end of year	2017-12-31	$1,513,157
Total plan assets at beginning of year	2017-12-31	$1,308,639
Value of fidelity bond covering the plan	2017-12-31	$150,000
Total contributions received or receivable from participants	2017-12-31	$24,000
Other income received	2017-12-31	$132,550
Net income (gross income less expenses)	2017-12-31	$204,518
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,513,157
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,308,639
Total contributions received or receivable from employer(s)	2017-12-31	$48,117
2016 : GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$130,970
Expenses. Total of all expenses incurred	2016-12-31	$586
Benefits paid (including direct rollovers)	2016-12-31	$586
Total plan assets at end of year	2016-12-31	$1,308,639
Total plan assets at beginning of year	2016-12-31	$1,178,255
Value of fidelity bond covering the plan	2016-12-31	$150,000
Total contributions received or receivable from participants	2016-12-31	$24,000
Other income received	2016-12-31	$55,256
Net income (gross income less expenses)	2016-12-31	$130,384
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,308,639
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,178,255
Total contributions received or receivable from employer(s)	2016-12-31	$51,714
2015 : GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$107,745
Total plan assets at end of year	2015-12-31	$1,178,255
Total plan assets at beginning of year	2015-12-31	$1,070,510
Value of fidelity bond covering the plan	2015-12-31	$150,000
Total contributions received or receivable from participants	2015-12-31	$24,000
Other income received	2015-12-31	$32,243
Net income (gross income less expenses)	2015-12-31	$107,745
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,178,255
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,070,510
Total contributions received or receivable from employer(s)	2015-12-31	$51,502
2014 : GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$1,070,525
Expenses. Total of all expenses incurred	2014-12-31	$15
Total plan assets at end of year	2014-12-31	$1,070,510
Total plan assets at beginning of year	2014-12-31	$0
Value of fidelity bond covering the plan	2014-12-31	$150,000
Total contributions received or receivable from participants	2014-12-31	$20,500
Contributions received from other sources (not participants or employers)	2014-12-31	$955,327
Other income received	2014-12-31	$58,787
Net income (gross income less expenses)	2014-12-31	$1,070,510
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,070,510
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$35,911
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$15

Form 5500 Responses for GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN

2020: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GREGORY E STEPHENS, D.O., P.C. 401K AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	First time form 5500 has been submitted	Yes
2014-04-01	Submission has been amended	Yes
2014-04-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-04-01	Plan funding arrangement – Trust	Yes
2014-04-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GREGORY E. STEPHENS, D.O., P.C.
Employer identification number (EIN):	383461449
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)