401k Plan data: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN plan

FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN
Plan identification number	001

FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FOY & ASSOCIATES, PC has sponsored the creation of one or more 401k plans.

Company Name: FOY & ASSOCIATES, PC

Employer identification number (EIN): 383687296

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 FARRAH MCGUFFIE 2023-10-06
001 2021-01-01 JOHN FOY 2022-09-29 JOHN FOY 2022-09-29
001 2020-01-01 JOHN FOY 2021-09-30 JOHN FOY 2021-09-30
001 2019-01-01 JOHN FOY 2020-10-09 JOHN FOY 2020-10-09
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 J FASSE, TPA 2013-06-26
001 2011-01-01 JOHN FOY 2012-07-30 JOHN FOY 2012-07-30
001 2010-01-01 JOHN FOY 2011-06-28 JOHN FOY 2011-06-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	FARRAH MCGUFFIE	2023-10-06
001	2021-01-01	JOHN FOY	2022-09-29	JOHN FOY	2022-09-29
001	2020-01-01	JOHN FOY	2021-09-30	JOHN FOY	2021-09-30
001	2019-01-01	JOHN FOY	2020-10-09	JOHN FOY	2020-10-09
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	J FASSE, TPA	2013-06-26
001	2011-01-01	JOHN FOY	2012-07-30	JOHN FOY	2012-07-30
001	2010-01-01	JOHN FOY	2011-06-28	JOHN FOY	2011-06-28

Plan Statistics for FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN

Measure Date Value
2022: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 148
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 32
Total of all active and inactive participants 2022-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 180
Number of participants with account balances 2022-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 124
Number of other retired or separated participants entitled to future benefits 2021-01-01 27
Total of all active and inactive participants 2021-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 152
Number of participants with account balances 2021-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 128
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 25
Total of all active and inactive participants 2020-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 153
Number of participants with account balances 2020-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 108
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 31
Total of all active and inactive participants 2019-01-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 139
Number of participants with account balances 2019-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0

Measure	Date	Value
2022: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	148
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	32
Total of all active and inactive participants	2022-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	180
Number of participants with account balances	2022-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	124
Number of other retired or separated participants entitled to future benefits	2021-01-01	27
Total of all active and inactive participants	2021-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	152
Number of participants with account balances	2021-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	128
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	25
Total of all active and inactive participants	2020-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	153
Number of participants with account balances	2020-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	108
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	31
Total of all active and inactive participants	2019-01-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	139
Number of participants with account balances	2019-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0

Financial Data on FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN

Measure	Date	Value
2022 : FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-109,299
Total of all expenses incurred	2022-12-31	$281,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$263,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,119,380
Value of total assets at end of year	2022-12-31	$5,763,230
Value of total assets at beginning of year	2022-12-31	$6,154,473
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$17,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$723,284
Participant contributions at end of year	2022-12-31	$21,337
Participant contributions at beginning of year	2022-12-31	$18,866
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$82,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-391,243
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$5,763,230
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$6,154,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$5,385,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$5,797,508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$345,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$326,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,228,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$313,326
Employer contributions (assets) at end of year	2022-12-31	$11,229
Employer contributions (assets) at beginning of year	2022-12-31	$11,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$263,973
Contract administrator fees	2022-12-31	$17,971
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BENNETT THRASHER
Accountancy firm EIN	2022-12-31	581673613
2021 : FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$1,621,268
Total of all expenses incurred	2021-12-31	$245,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$227,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$877,929
Value of total assets at end of year	2021-12-31	$6,154,473
Value of total assets at beginning of year	2021-12-31	$4,778,632
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$17,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$617,329
Participant contributions at end of year	2021-12-31	$18,866
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,375,841
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$6,154,473
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,778,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$5,797,508
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$4,482,421
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$326,702
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$296,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$743,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$260,600
Employer contributions (assets) at end of year	2021-12-31	$11,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$227,586
Contract administrator fees	2021-12-31	$17,841
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BIRNBEY, MINSK, MINSK & PERLING
Accountancy firm EIN	2021-12-31	580644812
2020 : FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$1,465,931
Total of all expenses incurred	2020-12-31	$392,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$376,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$720,552
Value of total assets at end of year	2020-12-31	$4,778,632
Value of total assets at beginning of year	2020-12-31	$3,704,769
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$15,085
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$501,960
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,073,863
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,778,632
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$3,704,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$15,085
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$4,482,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$3,474,549
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$296,211
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$230,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$745,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$218,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$376,983
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BIRNBEY, MINSK, MINSK & PERLING
Accountancy firm EIN	2020-12-31	580644812
2019 : FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$1,348,495
Total income from all sources (including contributions)	2019-12-31	$1,348,495
Total of all expenses incurred	2019-12-31	$121,564
Total of all expenses incurred	2019-12-31	$121,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$107,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$107,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$755,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$755,478
Value of total assets at end of year	2019-12-31	$3,704,769
Value of total assets at end of year	2019-12-31	$3,704,769
Value of total assets at beginning of year	2019-12-31	$2,477,838
Value of total assets at beginning of year	2019-12-31	$2,477,838
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$14,296
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$14,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$100,000
Value of fidelity bond cover	2019-12-31	$100,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$441,722
Contributions received from participants	2019-12-31	$441,722
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$113,599
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$113,599
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,226,931
Value of net income/loss	2019-12-31	$1,226,931
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,704,769
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,704,769
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,477,838
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,477,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$14,296
Investment advisory and management fees	2019-12-31	$14,296
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,474,549
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,474,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,286,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,286,427
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$230,220
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$230,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$191,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$191,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$593,017
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$593,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$200,157
Contributions received in cash from employer	2019-12-31	$200,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$107,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$107,268
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BIRNBEY, MINSK, MINSK & PERLING
Accountancy firm name	2019-12-31	BIRNBEY, MINSK, MINSK & PERLING
Accountancy firm EIN	2019-12-31	580644812
Accountancy firm EIN	2019-12-31	580644812

Form 5500 Responses for FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN

2022: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: FOY & ASSOCIATES, PC 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805531-000

Policy instance

Insurance contract or identification number	805531-000
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $27,930
Total amount of fees paid to insurance company	USD $2,780
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $13,965
Additional information about fees paid to insurance broker	0
Insurance broker organization code?	3
Amount paid for insurance broker fees	2780

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805531-000

Policy instance

Insurance contract or identification number	805531-000
Number of Individuals Covered	93
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $27,671
Total amount of fees paid to insurance company	USD $2,805
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $27,671
Insurance broker organization code?	3
Amount paid for insurance broker fees	2805

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805531-000

Policy instance

Insurance contract or identification number	805531-000
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $20,189
Total amount of fees paid to insurance company	USD $2,037
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $20,189
Insurance broker organization code?	3
Amount paid for insurance broker fees	2037
Additional information about fees paid to insurance broker	TPA FEES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805531-000

Policy instance

Insurance contract or identification number	805531-000
Number of Individuals Covered	139
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $15,647
Total amount of fees paid to insurance company	USD $1,583
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,647
Insurance broker organization code?	3
Amount paid for insurance broker fees	1583
Additional information about fees paid to insurance broker	TPA FORUM

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Company Name:	FOY & ASSOCIATES, PC
Employer identification number (EIN):	383687296
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers