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UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 401k Plan overview

Plan NameUAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES
Plan identification number 002

UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

UAW-GM LEGAL SERVICES PLAN has sponsored the creation of one or more 401k plans.

Company Name:UAW-GM LEGAL SERVICES PLAN
Employer identification number (EIN):386452301
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-10-01
0022016-10-01HARRELL L BAILEY HARRELL L BAILEY2018-07-10
0022015-10-01HARRELL L BAILEY HARRELL L BAILEY2017-07-11
0022014-10-01HARRELL L BAILEY HARRELL L BAILEY2016-07-05
0022013-10-01HARRELL L BAILEY HARRELL L BAILEY2015-07-13
0022012-10-01HARRELL L BAILEY HARRELL L BAILEY2014-07-14
0022011-10-01HARRELL L BAILEY HARRELL L BAILEY2013-04-26
0022009-10-01HARRELL L BAILEY HARRELL L BAILEY2011-07-12

Plan Statistics for UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES

401k plan membership statisitcs for UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES

Measure Date Value
2017: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2017 401k membership
Total participants, beginning-of-year2017-10-0184
Total number of active participants reported on line 7a of the Form 55002017-10-010
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-010
Total of all active and inactive participants2017-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-010
Number of participants with account balances2017-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2016 401k membership
Total participants, beginning-of-year2016-10-01233
Total number of active participants reported on line 7a of the Form 55002016-10-010
Number of retired or separated participants receiving benefits2016-10-012
Number of other retired or separated participants entitled to future benefits2016-10-0182
Total of all active and inactive participants2016-10-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-0184
Number of participants with account balances2016-10-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2015 401k membership
Total participants, beginning-of-year2015-10-01270
Total number of active participants reported on line 7a of the Form 55002015-10-01181
Number of retired or separated participants receiving benefits2015-10-015
Number of other retired or separated participants entitled to future benefits2015-10-0160
Total of all active and inactive participants2015-10-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-011
Total participants2015-10-01247
Number of participants with account balances2015-10-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-10-01332
Total number of active participants reported on line 7a of the Form 55002014-10-01207
Number of retired or separated participants receiving benefits2014-10-014
Number of other retired or separated participants entitled to future benefits2014-10-0157
Total of all active and inactive participants2014-10-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-012
Total participants2014-10-01270
Number of participants with account balances2014-10-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-10-01409
Total number of active participants reported on line 7a of the Form 55002013-10-01260
Number of retired or separated participants receiving benefits2013-10-012
Number of other retired or separated participants entitled to future benefits2013-10-0169
Total of all active and inactive participants2013-10-01331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-011
Total participants2013-10-01332
Number of participants with account balances2013-10-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-10-01386
Total number of active participants reported on line 7a of the Form 55002012-10-01285
Number of retired or separated participants receiving benefits2012-10-012
Number of other retired or separated participants entitled to future benefits2012-10-0178
Total of all active and inactive participants2012-10-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01365
Number of participants with account balances2012-10-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-10-01407
Total number of active participants reported on line 7a of the Form 55002011-10-01300
Number of retired or separated participants receiving benefits2011-10-013
Number of other retired or separated participants entitled to future benefits2011-10-0183
Total of all active and inactive participants2011-10-01386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01386
Number of participants with account balances2011-10-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-10-01264
Total number of active participants reported on line 7a of the Form 55002009-10-01290
Number of retired or separated participants receiving benefits2009-10-012
Number of other retired or separated participants entitled to future benefits2009-10-0158
Total of all active and inactive participants2009-10-01350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01350
Number of participants with account balances2009-10-01350

Financial Data on UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES

Measure Date Value
2017 : UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$3,618,967
Total of all expenses incurred2017-09-30$37,664,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$37,664,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$59,798
Value of total assets at end of year2017-09-30$10,471,208
Value of total assets at beginning of year2017-09-30$44,517,212
Total interest from all sources2017-09-30$2,191
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$1,369,145
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$1,369,145
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$50,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$36,649
Participant contributions at beginning of year2017-09-30$135,620
Participant contributions at beginning of year2017-09-30$4,998
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$3,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$-34,046,004
Value of net assets at end of year (total assets less liabilities)2017-09-30$10,471,208
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$44,517,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$9,890,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$40,838,081
Interest on participant loans2017-09-30$2,191
Value of interest in common/collective trusts at end of year2017-09-30$581,206
Value of interest in common/collective trusts at beginning of year2017-09-30$3,504,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$2,150,159
Net investment gain or loss from common/collective trusts2017-09-30$37,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$20,080
Employer contributions (assets) at beginning of year2017-09-30$33,888
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$37,664,971
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30No
Opinion of an independent qualified public accountant for this plan2017-09-30Unqualified
Accountancy firm name2017-09-30GEORGE JOHNSON & COMPANY
Accountancy firm EIN2017-09-30382029668
2016 : UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2016 401k financial data
Total income from all sources (including contributions)2016-09-30$4,721,261
Total of all expenses incurred2016-09-30$7,553,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$7,552,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$311,827
Value of total assets at end of year2016-09-30$44,517,212
Value of total assets at beginning of year2016-09-30$47,348,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$250
Total interest from all sources2016-09-30$5,179
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$2,298,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-09-30$0
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$2,298,201
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$158,503
Participant contributions at end of year2016-09-30$135,620
Participant contributions at beginning of year2016-09-30$206,435
Participant contributions at end of year2016-09-30$4,998
Administrative expenses (other) incurred2016-09-30$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$-2,831,745
Value of net assets at end of year (total assets less liabilities)2016-09-30$44,517,212
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$47,348,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$40,838,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$42,730,376
Interest on participant loans2016-09-30$5,179
Value of interest in common/collective trusts at end of year2016-09-30$3,504,625
Value of interest in common/collective trusts at beginning of year2016-09-30$4,369,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$2,216,853
Net investment gain or loss from common/collective trusts2016-09-30$-110,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$153,324
Employer contributions (assets) at end of year2016-09-30$33,888
Employer contributions (assets) at beginning of year2016-09-30$42,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$7,552,756
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Unqualified
Accountancy firm name2016-09-30GEORGE JOHNSON & COMPANY
Accountancy firm EIN2016-09-30382029668
2015 : UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$3,149
Total income from all sources (including contributions)2015-09-30$1,025,016
Total of all expenses incurred2015-09-30$11,940,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$11,700,247
Value of total corrective distributions2015-09-30$239,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,031,619
Value of total assets at end of year2015-09-30$47,348,958
Value of total assets at beginning of year2015-09-30$58,267,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$526
Total interest from all sources2015-09-30$12,433
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$2,694,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$2,694,095
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$645,008
Participant contributions at end of year2015-09-30$206,435
Participant contributions at beginning of year2015-09-30$444,534
Administrative expenses (other) incurred2015-09-30$526
Liabilities. Value of operating payables at beginning of year2015-09-30$3,149
Total non interest bearing cash at end of year2015-09-30$42,989
Total non interest bearing cash at beginning of year2015-09-30$186,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-10,915,722
Value of net assets at end of year (total assets less liabilities)2015-09-30$47,348,958
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$58,264,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$42,730,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$52,987,245
Interest on participant loans2015-09-30$12,433
Value of interest in common/collective trusts at end of year2015-09-30$4,369,157
Value of interest in common/collective trusts at beginning of year2015-09-30$4,649,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-2,767,458
Net investment gain or loss from common/collective trusts2015-09-30$54,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$386,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$11,700,247
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30No
Opinion of an independent qualified public accountant for this plan2015-09-30Unqualified
Accountancy firm name2015-09-30GEORGE JOHNSON & COMPANY
Accountancy firm EIN2015-09-30382029668
2014 : UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2014 401k financial data
Total transfer of assets to this plan2014-09-30$198,913
Total transfer of assets from this plan2014-09-30$48,302
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$3,149
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$3,177
Total income from all sources (including contributions)2014-09-30$8,749,082
Total of all expenses incurred2014-09-30$4,564,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$4,562,948
Value of total corrective distributions2014-09-30$481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$2,170,195
Value of total assets at end of year2014-09-30$58,267,829
Value of total assets at beginning of year2014-09-30$53,932,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$1,225
Total interest from all sources2014-09-30$26,958
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$2,069,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-09-30$0
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$2,069,750
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$1,182,879
Participant contributions at end of year2014-09-30$444,534
Participant contributions at beginning of year2014-09-30$673,420
Administrative expenses (other) incurred2014-09-30$1,225
Liabilities. Value of operating payables at end of year2014-09-30$3,149
Liabilities. Value of operating payables at beginning of year2014-09-30$3,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$4,184,428
Value of net assets at end of year (total assets less liabilities)2014-09-30$58,264,680
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$53,929,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$52,987,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$48,069,573
Interest on participant loans2014-09-30$26,958
Value of interest in common/collective trusts at end of year2014-09-30$4,649,730
Value of interest in common/collective trusts at beginning of year2014-09-30$4,863,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$4,421,608
Net investment gain or loss from common/collective trusts2014-09-30$60,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$987,316
Employer contributions (assets) at end of year2014-09-30$186,320
Employer contributions (assets) at beginning of year2014-09-30$326,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$4,562,948
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30No
Opinion of an independent qualified public accountant for this plan2014-09-30Unqualified
Accountancy firm name2014-09-30GEORGE JOHNSON & COMPANY
Accountancy firm EIN2014-09-30382029668
2013 : UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2013 401k financial data
Total transfer of assets to this plan2013-09-30$11,782
Total transfer of assets from this plan2013-09-30$34,948
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$3,177
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$2,998
Total income from all sources (including contributions)2013-09-30$9,246,479
Total of all expenses incurred2013-09-30$1,617,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$1,615,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$2,477,788
Value of total assets at end of year2013-09-30$53,932,818
Value of total assets at beginning of year2013-09-30$46,326,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$1,626
Total interest from all sources2013-09-30$28,591
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$1,245,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$1,245,349
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$1,152,095
Participant contributions at end of year2013-09-30$673,420
Participant contributions at beginning of year2013-09-30$651,147
Administrative expenses (other) incurred2013-09-30$1,626
Liabilities. Value of operating payables at end of year2013-09-30$3,177
Liabilities. Value of operating payables at beginning of year2013-09-30$2,998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$7,629,256
Value of net assets at end of year (total assets less liabilities)2013-09-30$53,929,641
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$46,323,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$48,069,573
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$42,463,151
Interest on participant loans2013-09-30$28,591
Value of interest in common/collective trusts at end of year2013-09-30$4,863,295
Value of interest in common/collective trusts at beginning of year2013-09-30$2,878,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$5,437,689
Net investment gain or loss from common/collective trusts2013-09-30$57,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$1,325,693
Employer contributions (assets) at end of year2013-09-30$326,530
Employer contributions (assets) at beginning of year2013-09-30$333,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$1,615,597
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30No
Opinion of an independent qualified public accountant for this plan2013-09-30Unqualified
Accountancy firm name2013-09-30GEORGE JOHNSON & COMPANY
Accountancy firm EIN2013-09-30382029668
2012 : UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2012 401k financial data
Total transfer of assets to this plan2012-09-30$78,177
Total transfer of assets from this plan2012-09-30$783,732
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$2,998
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$2,997
Total income from all sources (including contributions)2012-09-30$9,596,176
Total of all expenses incurred2012-09-30$3,005,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$3,002,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$2,421,911
Value of total assets at end of year2012-09-30$46,326,549
Value of total assets at beginning of year2012-09-30$40,440,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$2,066
Total interest from all sources2012-09-30$38,505
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$837,569
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$837,569
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$1,065,545
Participant contributions at end of year2012-09-30$651,147
Participant contributions at beginning of year2012-09-30$907,594
Administrative expenses (other) incurred2012-09-30$2,066
Liabilities. Value of operating payables at end of year2012-09-30$2,998
Liabilities. Value of operating payables at beginning of year2012-09-30$2,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$6,591,146
Value of net assets at end of year (total assets less liabilities)2012-09-30$46,323,551
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$40,437,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$42,463,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$36,519,671
Interest on participant loans2012-09-30$38,505
Value of interest in common/collective trusts at end of year2012-09-30$2,878,396
Value of interest in common/collective trusts at beginning of year2012-09-30$2,667,529
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$6,203,437
Net investment gain or loss from common/collective trusts2012-09-30$94,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$1,356,366
Employer contributions (assets) at end of year2012-09-30$333,855
Employer contributions (assets) at beginning of year2012-09-30$346,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$3,002,964
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Unqualified
Accountancy firm name2012-09-30GEORGE JOHNSON & COMPANY
Accountancy firm EIN2012-09-30382029668
2011 : UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2011 401k financial data
Total transfer of assets to this plan2011-09-30$7,209,608
Total transfer of assets from this plan2011-09-30$639,503
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$2,997
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$2,144
Total income from all sources (including contributions)2011-09-30$2,009,035
Total of all expenses incurred2011-09-30$3,964,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$3,961,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$2,332,326
Value of total assets at end of year2011-09-30$40,440,957
Value of total assets at beginning of year2011-09-30$35,825,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$2,733
Total interest from all sources2011-09-30$44,868
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$687,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$687,625
Was this plan covered by a fidelity bond2011-09-30No
If this is an individual account plan, was there a blackout period2011-09-30No
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$970,224
Participant contributions at end of year2011-09-30$907,594
Participant contributions at beginning of year2011-09-30$731,678
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$20,045
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-09-30$23,337
Administrative expenses (other) incurred2011-09-30$2,733
Liabilities. Value of operating payables at end of year2011-09-30$2,997
Liabilities. Value of operating payables at beginning of year2011-09-30$2,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-1,955,527
Value of net assets at end of year (total assets less liabilities)2011-09-30$40,437,960
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$35,823,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$36,519,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$32,403,259
Interest on participant loans2011-09-30$44,868
Value of interest in common/collective trusts at end of year2011-09-30$2,667,529
Value of interest in common/collective trusts at beginning of year2011-09-30$2,381,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-1,135,291
Net investment gain or loss from common/collective trusts2011-09-30$79,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$1,342,057
Employer contributions (assets) at end of year2011-09-30$346,163
Employer contributions (assets) at beginning of year2011-09-30$285,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$3,961,829
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30No
Opinion of an independent qualified public accountant for this plan2011-09-30Unqualified
Accountancy firm name2011-09-30GEORGE JOHNSON & COMPANY
Accountancy firm EIN2011-09-30382029668

Form 5500 Responses for UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES

2017: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01This submission is the final filingYes
2017-10-01Plan is a collectively bargained planYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Plan is a collectively bargained planYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Plan is a collectively bargained planYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Plan is a collectively bargained planYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Plan is a collectively bargained planYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan is a collectively bargained planYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan is a collectively bargained planYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: UAW - GM LEGAL SERVICES PLAN 401(K) PLAN FOR UNION EMPLOYEES 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Plan is a collectively bargained planYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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