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A O SMITH RETIREMENT SECURITY PLAN 401k Plan overview

Plan NameA O SMITH RETIREMENT SECURITY PLAN
Plan identification number 018

A O SMITH RETIREMENT SECURITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

A O SMITH CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:A O SMITH CORPORATION
Employer identification number (EIN):390619790
NAIC Classification:332400

Additional information about A O SMITH CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2095703

More information about A O SMITH CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A O SMITH RETIREMENT SECURITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0182023-01-01TRACEY SEYMOUR2024-07-17
0182022-01-01TRACEY SEYMOUR2023-08-08
0182021-01-01TRACEY SEYMOUR2022-09-29
0182020-01-01TRACEY SEYMOUR2021-07-09
0182020-01-01TRACEY SEYMOUR2022-09-30
0182019-01-01TRACEY SEYMOUR2020-09-14
0182018-01-01TRACEY SEYMOUR2019-07-29
0182017-01-01
0182016-01-01
0182015-01-01
0182014-01-01TRACEY SEYMOUR TRACEY SEYMOUR2015-09-08
0182013-01-01TRACEY SEYMOUR TRACEY SEYMOUR2014-07-30
0182012-01-01TRACEY SEYMOUR TRACEY SEYMOUR2013-07-26
0182011-01-01SHERRY LUNDELL SHERRY LUNDELL2012-07-09
0182009-01-01DUANE CARLSON

Plan Statistics for A O SMITH RETIREMENT SECURITY PLAN

401k plan membership statisitcs for A O SMITH RETIREMENT SECURITY PLAN

Measure Date Value
2023: A O SMITH RETIREMENT SECURITY PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-015,888
Total number of active participants reported on line 7a of the Form 55002023-01-014,837
Number of retired or separated participants receiving benefits2023-01-0145
Number of other retired or separated participants entitled to future benefits2023-01-011,206
Total of all active and inactive participants2023-01-016,088
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0130
Total participants2023-01-016,118
Number of participants with account balances2023-01-015,966
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-01726
2022: A O SMITH RETIREMENT SECURITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,038
Total number of active participants reported on line 7a of the Form 55002022-01-014,638
Number of retired or separated participants receiving benefits2022-01-0144
Number of other retired or separated participants entitled to future benefits2022-01-011,175
Total of all active and inactive participants2022-01-015,857
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0131
Total participants2022-01-015,888
Number of participants with account balances2022-01-015,751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01884
2021: A O SMITH RETIREMENT SECURITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-015,466
Total number of active participants reported on line 7a of the Form 55002021-01-014,769
Number of retired or separated participants receiving benefits2021-01-0135
Number of other retired or separated participants entitled to future benefits2021-01-011,196
Total of all active and inactive participants2021-01-016,000
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0138
Total participants2021-01-016,038
Number of participants with account balances2021-01-015,818
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01750
2020: A O SMITH RETIREMENT SECURITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-015,182
Total number of active participants reported on line 7a of the Form 55002020-01-014,294
Number of retired or separated participants receiving benefits2020-01-0143
Number of other retired or separated participants entitled to future benefits2020-01-011,095
Total of all active and inactive participants2020-01-015,432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0134
Total participants2020-01-015,466
Number of participants with account balances2020-01-015,414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01380
2019: A O SMITH RETIREMENT SECURITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015,091
Total number of active participants reported on line 7a of the Form 55002019-01-014,198
Number of retired or separated participants receiving benefits2019-01-0137
Number of other retired or separated participants entitled to future benefits2019-01-01924
Total of all active and inactive participants2019-01-015,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0123
Total participants2019-01-015,182
Number of participants with account balances2019-01-015,088
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01325
2018: A O SMITH RETIREMENT SECURITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,943
Total number of active participants reported on line 7a of the Form 55002018-01-014,113
Number of retired or separated participants receiving benefits2018-01-0134
Number of other retired or separated participants entitled to future benefits2018-01-01919
Total of all active and inactive participants2018-01-015,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0125
Total participants2018-01-015,091
Number of participants with account balances2018-01-014,961
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01330
2017: A O SMITH RETIREMENT SECURITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,798
Total number of active participants reported on line 7a of the Form 55002017-01-014,015
Number of retired or separated participants receiving benefits2017-01-0124
Number of other retired or separated participants entitled to future benefits2017-01-01883
Total of all active and inactive participants2017-01-014,922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0121
Total participants2017-01-014,943
Number of participants with account balances2017-01-014,910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01162
2016: A O SMITH RETIREMENT SECURITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,698
Total number of active participants reported on line 7a of the Form 55002016-01-013,894
Number of retired or separated participants receiving benefits2016-01-0119
Number of other retired or separated participants entitled to future benefits2016-01-01869
Total of all active and inactive participants2016-01-014,782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0116
Total participants2016-01-014,798
Number of participants with account balances2016-01-014,680
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01118
2015: A O SMITH RETIREMENT SECURITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,292
Total number of active participants reported on line 7a of the Form 55002015-01-013,794
Number of retired or separated participants receiving benefits2015-01-0117
Number of other retired or separated participants entitled to future benefits2015-01-01868
Total of all active and inactive participants2015-01-014,679
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0119
Total participants2015-01-014,698
Number of participants with account balances2015-01-014,560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01100
2014: A O SMITH RETIREMENT SECURITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,592
Total number of active participants reported on line 7a of the Form 55002014-01-014,361
Number of retired or separated participants receiving benefits2014-01-0113
Number of other retired or separated participants entitled to future benefits2014-01-01898
Total of all active and inactive participants2014-01-015,272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0120
Total participants2014-01-015,292
Number of participants with account balances2014-01-015,052
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0145
2013: A O SMITH RETIREMENT SECURITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,385
Total number of active participants reported on line 7a of the Form 55002013-01-012,748
Number of retired or separated participants receiving benefits2013-01-0112
Number of other retired or separated participants entitled to future benefits2013-01-01813
Total of all active and inactive participants2013-01-013,573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0119
Total participants2013-01-013,592
Number of participants with account balances2013-01-013,497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0133
2012: A O SMITH RETIREMENT SECURITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,387
Total number of active participants reported on line 7a of the Form 55002012-01-012,468
Number of retired or separated participants receiving benefits2012-01-0116
Number of other retired or separated participants entitled to future benefits2012-01-01889
Total of all active and inactive participants2012-01-013,373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0112
Total participants2012-01-013,385
Number of participants with account balances2012-01-012,981
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0149
2011: A O SMITH RETIREMENT SECURITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,389
Total number of active participants reported on line 7a of the Form 55002011-01-012,688
Number of retired or separated participants receiving benefits2011-01-0114
Number of other retired or separated participants entitled to future benefits2011-01-01672
Total of all active and inactive participants2011-01-013,374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0113
Total participants2011-01-013,387
Number of participants with account balances2011-01-012,778
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0145
2009: A O SMITH RETIREMENT SECURITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,180
Total number of active participants reported on line 7a of the Form 55002009-01-011,337
Number of retired or separated participants receiving benefits2009-01-0111
Number of other retired or separated participants entitled to future benefits2009-01-01691
Total of all active and inactive participants2009-01-012,039
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0114
Total participants2009-01-012,053
Number of participants with account balances2009-01-013,221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0113

Financial Data on A O SMITH RETIREMENT SECURITY PLAN

Measure Date Value
2023 : A O SMITH RETIREMENT SECURITY PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$61,787
Total unrealized appreciation/depreciation of assets2023-12-31$61,787
Total transfer of assets to this plan2023-12-31$2,534,263
Total income from all sources (including contributions)2023-12-31$119,893,637
Total of all expenses incurred2023-12-31$48,626,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$48,626,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$43,862,205
Value of total assets at end of year2023-12-31$582,729,048
Value of total assets at beginning of year2023-12-31$508,927,169
Total interest from all sources2023-12-31$516,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$15,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$23,425,774
Participant contributions at end of year2023-12-31$9,710,819
Participant contributions at beginning of year2023-12-31$8,895,516
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$3,748,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$71,267,616
Value of net assets at end of year (total assets less liabilities)2023-12-31$582,729,048
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$508,927,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Interest on participant loans2023-12-31$470,757
Interest earned on other investments2023-12-31$45,674
Value of interest in master investment trust accounts at end of year2023-12-31$563,119,347
Value of interest in master investment trust accounts at beginning of year2023-12-31$493,557,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$115,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$16,687,574
Employer contributions (assets) at end of year2023-12-31$7,433,788
Employer contributions (assets) at beginning of year2023-12-31$6,474,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$48,626,021
Asset. Corporate debt instrument debt (other) at end of year2023-12-31$1,989,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2023-12-31$360,155
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2023-12-31390747409
2022 : A O SMITH RETIREMENT SECURITY PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-28,483,309
Total of all expenses incurred2022-12-31$51,404,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$51,404,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$52,277,562
Value of total assets at end of year2022-12-31$508,927,169
Value of total assets at beginning of year2022-12-31$588,814,744
Total interest from all sources2022-12-31$334,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$21,180,531
Participant contributions at end of year2022-12-31$8,895,516
Participant contributions at beginning of year2022-12-31$9,120,006
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$16,342,276
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$5,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-79,887,575
Value of net assets at end of year (total assets less liabilities)2022-12-31$508,927,169
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$588,814,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Interest on participant loans2022-12-31$334,882
Value of interest in master investment trust accounts at end of year2022-12-31$493,557,167
Value of interest in master investment trust accounts at beginning of year2022-12-31$573,404,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$14,754,755
Employer contributions (assets) at end of year2022-12-31$6,474,486
Employer contributions (assets) at beginning of year2022-12-31$6,284,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$51,404,266
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2022-12-31390747409
2021 : A O SMITH RETIREMENT SECURITY PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$17,368,080
Total income from all sources (including contributions)2021-12-31$118,338,489
Total of all expenses incurred2021-12-31$60,000,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$60,000,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$36,124,734
Value of total assets at end of year2021-12-31$588,814,744
Value of total assets at beginning of year2021-12-31$513,108,261
Total interest from all sources2021-12-31$366,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$20,246,491
Participant contributions at end of year2021-12-31$9,120,006
Participant contributions at beginning of year2021-12-31$9,175,172
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,587,302
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$5,690
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$100,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$58,338,403
Value of net assets at end of year (total assets less liabilities)2021-12-31$588,814,744
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$513,108,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Interest on participant loans2021-12-31$366,022
Value of interest in master investment trust accounts at end of year2021-12-31$573,404,115
Value of interest in master investment trust accounts at beginning of year2021-12-31$497,779,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$14,290,941
Employer contributions (assets) at end of year2021-12-31$6,284,933
Employer contributions (assets) at beginning of year2021-12-31$6,053,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$60,000,086
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2021-12-31390747409
2020 : A O SMITH RETIREMENT SECURITY PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$87,420,641
Total of all expenses incurred2020-12-31$33,586,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$33,586,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$33,429,709
Value of total assets at end of year2020-12-31$513,108,261
Value of total assets at beginning of year2020-12-31$459,273,741
Total interest from all sources2020-12-31$427,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$18,361,934
Participant contributions at end of year2020-12-31$9,175,172
Participant contributions at beginning of year2020-12-31$9,258,528
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,655,923
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$100,055
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$121,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$53,834,520
Value of net assets at end of year (total assets less liabilities)2020-12-31$513,108,261
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$459,273,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Interest on participant loans2020-12-31$427,554
Value of interest in master investment trust accounts at end of year2020-12-31$497,779,390
Value of interest in master investment trust accounts at beginning of year2020-12-31$443,978,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$13,411,852
Employer contributions (assets) at end of year2020-12-31$6,053,644
Employer contributions (assets) at beginning of year2020-12-31$5,915,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$33,586,121
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2020-12-31390747409
2019 : A O SMITH RETIREMENT SECURITY PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$101,966,017
Total of all expenses incurred2019-12-31$34,553,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$34,553,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$31,952,361
Value of total assets at end of year2019-12-31$459,273,741
Value of total assets at beginning of year2019-12-31$391,861,400
Total interest from all sources2019-12-31$416,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$17,350,872
Participant contributions at end of year2019-12-31$9,258,528
Participant contributions at beginning of year2019-12-31$9,324,267
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,631,175
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$121,193
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$116,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$67,412,341
Value of net assets at end of year (total assets less liabilities)2019-12-31$459,273,741
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$391,861,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest on participant loans2019-12-31$416,786
Value of interest in master investment trust accounts at end of year2019-12-31$443,978,977
Value of interest in master investment trust accounts at beginning of year2019-12-31$376,538,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$12,970,314
Employer contributions (assets) at end of year2019-12-31$5,915,043
Employer contributions (assets) at beginning of year2019-12-31$5,882,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$34,553,676
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2019-12-31390747409
2018 : A O SMITH RETIREMENT SECURITY PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$37,508
Total income from all sources (including contributions)2018-12-31$6,389,329
Total of all expenses incurred2018-12-31$29,960,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$29,960,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$29,223,230
Value of total assets at end of year2018-12-31$391,861,400
Value of total assets at beginning of year2018-12-31$415,470,167
Total interest from all sources2018-12-31$368,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$15,959,907
Participant contributions at end of year2018-12-31$9,324,267
Participant contributions at beginning of year2018-12-31$8,737,215
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$681,899
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$116,607
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$25,344
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$37,508
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-23,571,259
Value of net assets at end of year (total assets less liabilities)2018-12-31$391,861,400
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$415,432,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest on participant loans2018-12-31$368,035
Value of interest in master investment trust accounts at end of year2018-12-31$376,538,250
Value of interest in master investment trust accounts at beginning of year2018-12-31$400,695,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$12,581,424
Employer contributions (assets) at end of year2018-12-31$5,882,276
Employer contributions (assets) at beginning of year2018-12-31$6,012,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$29,960,588
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2018-12-31390747409
2017 : A O SMITH RETIREMENT SECURITY PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$37,508
Total income from all sources (including contributions)2017-12-31$78,204,618
Total of all expenses incurred2017-12-31$26,500,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$26,500,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$28,348,131
Value of total assets at end of year2017-12-31$415,470,167
Value of total assets at beginning of year2017-12-31$363,728,930
Total interest from all sources2017-12-31$285,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$14,990,574
Participant contributions at end of year2017-12-31$8,737,215
Participant contributions at beginning of year2017-12-31$6,871,417
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,044,362
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$25,344
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$63,647
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$37,508
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$51,703,729
Value of net assets at end of year (total assets less liabilities)2017-12-31$415,432,659
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$363,728,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest on participant loans2017-12-31$285,528
Value of interest in master investment trust accounts at end of year2017-12-31$400,695,032
Value of interest in master investment trust accounts at beginning of year2017-12-31$351,040,781
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$12,313,195
Employer contributions (assets) at end of year2017-12-31$6,012,576
Employer contributions (assets) at beginning of year2017-12-31$5,753,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$26,500,889
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2017-12-31390747409
2016 : A O SMITH RETIREMENT SECURITY PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$29,005
Total income from all sources (including contributions)2016-12-31$48,568,904
Total of all expenses incurred2016-12-31$32,308,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$32,308,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$25,779,704
Value of total assets at end of year2016-12-31$363,728,930
Value of total assets at beginning of year2016-12-31$347,497,294
Total interest from all sources2016-12-31$220,251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$13,878,183
Participant contributions at end of year2016-12-31$6,871,417
Participant contributions at beginning of year2016-12-31$6,721,331
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$323,700
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$63,647
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$20,176
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$29,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$16,260,641
Value of net assets at end of year (total assets less liabilities)2016-12-31$363,728,930
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$347,468,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest on participant loans2016-12-31$220,251
Value of interest in master investment trust accounts at end of year2016-12-31$351,040,781
Value of interest in master investment trust accounts at beginning of year2016-12-31$335,315,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$11,577,821
Employer contributions (assets) at end of year2016-12-31$5,753,085
Employer contributions (assets) at beginning of year2016-12-31$5,440,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$32,308,263
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2016-12-31390747409
2015 : A O SMITH RETIREMENT SECURITY PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$29,005
Total income from all sources (including contributions)2015-12-31$26,400,249
Total of all expenses incurred2015-12-31$25,223,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$25,223,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$24,804,673
Value of total assets at end of year2015-12-31$347,497,294
Value of total assets at beginning of year2015-12-31$346,292,024
Total interest from all sources2015-12-31$218,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$13,079,967
Participant contributions at end of year2015-12-31$6,721,331
Participant contributions at beginning of year2015-12-31$5,668,945
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$852,824
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$20,176
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$86,956
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$29,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,176,265
Value of net assets at end of year (total assets less liabilities)2015-12-31$347,468,289
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$346,292,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest on participant loans2015-12-31$218,189
Value of interest in master investment trust accounts at end of year2015-12-31$335,315,765
Value of interest in master investment trust accounts at beginning of year2015-12-31$336,761,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$10,871,882
Employer contributions (assets) at end of year2015-12-31$5,440,022
Employer contributions (assets) at beginning of year2015-12-31$3,774,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$25,223,984
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2015-12-31390747409
2014 : A O SMITH RETIREMENT SECURITY PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$74,977,347
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$40,484
Total income from all sources (including contributions)2014-12-31$30,989,132
Total of all expenses incurred2014-12-31$25,842,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$25,842,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$16,646,139
Value of total assets at end of year2014-12-31$346,292,024
Value of total assets at beginning of year2014-12-31$266,208,821
Total interest from all sources2014-12-31$156,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$9,868,943
Participant contributions at end of year2014-12-31$5,668,945
Participant contributions at beginning of year2014-12-31$4,951,835
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,561,423
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$86,956
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$16,742
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$40,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,146,340
Value of net assets at end of year (total assets less liabilities)2014-12-31$346,292,024
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$266,168,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest on participant loans2014-12-31$156,556
Value of interest in master investment trust accounts at end of year2014-12-31$336,761,600
Value of interest in master investment trust accounts at beginning of year2014-12-31$260,581,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,215,773
Employer contributions (assets) at end of year2014-12-31$3,774,523
Employer contributions (assets) at beginning of year2014-12-31$658,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$25,842,792
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2014-12-31390747409
2013 : A O SMITH RETIREMENT SECURITY PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$40,484
Total income from all sources (including contributions)2013-12-31$48,877,938
Total of all expenses incurred2013-12-31$21,785,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$21,785,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$14,079,224
Value of total assets at end of year2013-12-31$266,208,821
Value of total assets at beginning of year2013-12-31$239,075,632
Total interest from all sources2013-12-31$154,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$9,079,595
Participant contributions at end of year2013-12-31$4,951,835
Participant contributions at beginning of year2013-12-31$4,608,048
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$544,663
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$16,742
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$3,960,137
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$40,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$27,092,705
Value of net assets at end of year (total assets less liabilities)2013-12-31$266,168,337
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$239,075,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$154,683
Value of interest in master investment trust accounts at end of year2013-12-31$260,581,726
Value of interest in master investment trust accounts at beginning of year2013-12-31$230,007,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,454,966
Employer contributions (assets) at end of year2013-12-31$658,518
Employer contributions (assets) at beginning of year2013-12-31$500,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$21,785,233
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2013-12-31390747409
2012 : A O SMITH RETIREMENT SECURITY PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$11,515,178
Total income from all sources (including contributions)2012-12-31$31,931,020
Total of all expenses incurred2012-12-31$16,313,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$16,313,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,981,549
Value of total assets at end of year2012-12-31$239,075,632
Value of total assets at beginning of year2012-12-31$211,942,463
Total interest from all sources2012-12-31$156,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$7,807,429
Participant contributions at end of year2012-12-31$4,608,048
Participant contributions at beginning of year2012-12-31$3,857,691
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$286,677
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$3,960,137
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$54,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$15,617,991
Value of net assets at end of year (total assets less liabilities)2012-12-31$239,075,632
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$211,942,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$156,349
Value of interest in master investment trust accounts at end of year2012-12-31$230,007,170
Value of interest in master investment trust accounts at beginning of year2012-12-31$207,701,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,887,443
Employer contributions (assets) at end of year2012-12-31$500,277
Employer contributions (assets) at beginning of year2012-12-31$328,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$16,313,029
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31REILLY, PENNER & BENTON LLP
Accountancy firm EIN2012-12-31390747409
2011 : A O SMITH RETIREMENT SECURITY PLAN 2011 401k financial data
Total transfer of assets from this plan2011-12-31$50,611,833
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$457,784
Total income from all sources (including contributions)2011-12-31$15,819,816
Total of all expenses incurred2011-12-31$23,243,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$23,243,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,770,622
Value of total assets at end of year2011-12-31$211,942,463
Value of total assets at beginning of year2011-12-31$270,436,110
Total interest from all sources2011-12-31$166,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$9,806,588
Participant contributions at end of year2011-12-31$3,857,691
Participant contributions at beginning of year2011-12-31$4,236,780
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$472,080
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$54,422
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$27,187
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$457,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-7,424,030
Value of net assets at end of year (total assets less liabilities)2011-12-31$211,942,463
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$269,978,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$166,386
Value of interest in master investment trust accounts at end of year2011-12-31$207,701,658
Value of interest in master investment trust accounts at beginning of year2011-12-31$266,002,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,491,954
Employer contributions (assets) at end of year2011-12-31$328,692
Employer contributions (assets) at beginning of year2011-12-31$170,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$23,243,846
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31REILLY, PENNER & BENTON, LLP
Accountancy firm EIN2011-12-31390747409
2010 : A O SMITH RETIREMENT SECURITY PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$16,194,524
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$457,784
Total income from all sources (including contributions)2010-12-31$42,959,105
Total of all expenses incurred2010-12-31$18,471,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$18,471,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$15,208,405
Value of total assets at end of year2010-12-31$270,436,110
Value of total assets at beginning of year2010-12-31$229,296,568
Total interest from all sources2010-12-31$182,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$10,243,495
Participant contributions at end of year2010-12-31$4,236,780
Participant contributions at beginning of year2010-12-31$2,389,494
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$512,725
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$27,187
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$291,219
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$457,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$24,487,232
Value of net assets at end of year (total assets less liabilities)2010-12-31$269,978,326
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$229,296,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest on participant loans2010-12-31$182,458
Value of interest in master investment trust accounts at end of year2010-12-31$266,002,127
Value of interest in master investment trust accounts at beginning of year2010-12-31$222,148,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,452,185
Employer contributions (assets) at end of year2010-12-31$170,016
Employer contributions (assets) at beginning of year2010-12-31$4,467,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$18,471,873
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31REILLY, PENNER & BENTON, LLP
Accountancy firm EIN2010-12-31390747409

Form 5500 Responses for A O SMITH RETIREMENT SECURITY PLAN

2023: A O SMITH RETIREMENT SECURITY PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: A O SMITH RETIREMENT SECURITY PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: A O SMITH RETIREMENT SECURITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: A O SMITH RETIREMENT SECURITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: A O SMITH RETIREMENT SECURITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: A O SMITH RETIREMENT SECURITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: A O SMITH RETIREMENT SECURITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: A O SMITH RETIREMENT SECURITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: A O SMITH RETIREMENT SECURITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: A O SMITH RETIREMENT SECURITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: A O SMITH RETIREMENT SECURITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: A O SMITH RETIREMENT SECURITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: A O SMITH RETIREMENT SECURITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: A O SMITH RETIREMENT SECURITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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