401k Plan data: APCOM INC. RETIREMENT AND SAVINGS PLAN plan

APCOM INC. RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan Name	APCOM INC. RETIREMENT AND SAVINGS PLAN
Plan identification number	064

APCOM INC. RETIREMENT AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

A O SMITH CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: A O SMITH CORPORATION

Employer identification number (EIN): 390619790

NAIC Classification: 332400

Additional information about A O SMITH CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2095703

More information about A O SMITH CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APCOM INC. RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
064 2014-01-01 TRACEY SEYMOUR TRACEY SEYMOUR 2015-09-08
064 2013-01-01 TRACEY SEYMOUR TRACEY SEYMOUR 2014-07-30
064 2012-01-01 TRACEY SEYMOUR TRACEY SEYMOUR 2013-07-26
064 2011-01-01 SHERRY LUNDELL SHERRY LUNDELL 2012-07-09
064 2010-01-01 SHERRY LUNDELL SHERRY LUNDELL 2011-06-22
064 2009-01-01 DUANE CARLSON

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
064	2014-01-01	TRACEY SEYMOUR	TRACEY SEYMOUR	2015-09-08
064	2013-01-01	TRACEY SEYMOUR	TRACEY SEYMOUR	2014-07-30
064	2012-01-01	TRACEY SEYMOUR	TRACEY SEYMOUR	2013-07-26
064	2011-01-01	SHERRY LUNDELL	SHERRY LUNDELL	2012-07-09
064	2010-01-01	SHERRY LUNDELL	SHERRY LUNDELL	2011-06-22
064	2009-01-01	DUANE CARLSON

Plan Statistics for APCOM INC. RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for APCOM INC. RETIREMENT AND SAVINGS PLAN

Measure Date Value
2014: APCOM INC. RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 289
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
2013: APCOM INC. RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 359
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 258
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 30
Total of all active and inactive participants 2013-01-01 288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 289
Number of participants with account balances 2013-01-01 267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: APCOM INC. RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 394
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 282
Number of other retired or separated participants entitled to future benefits 2012-01-01 77
Total of all active and inactive participants 2012-01-01 359
Total participants 2012-01-01 359
Number of participants with account balances 2012-01-01 337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: APCOM INC. RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 404
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 314
Number of other retired or separated participants entitled to future benefits 2011-01-01 80
Total of all active and inactive participants 2011-01-01 394
Total participants 2011-01-01 394
Number of participants with account balances 2011-01-01 369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 9
2010: APCOM INC. RETIREMENT AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 423
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 335
Number of other retired or separated participants entitled to future benefits 2010-01-01 69
Total of all active and inactive participants 2010-01-01 404
Total participants 2010-01-01 404
Number of participants with account balances 2010-01-01 394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 18
2009: APCOM INC. RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 450
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 347
Number of other retired or separated participants entitled to future benefits 2009-01-01 76
Total of all active and inactive participants 2009-01-01 423
Total participants 2009-01-01 423
Number of participants with account balances 2009-01-01 400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2014: APCOM INC. RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	289
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
2013: APCOM INC. RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	359
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	258
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	30
Total of all active and inactive participants	2013-01-01	288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	289
Number of participants with account balances	2013-01-01	267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: APCOM INC. RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	394
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	282
Number of other retired or separated participants entitled to future benefits	2012-01-01	77
Total of all active and inactive participants	2012-01-01	359
Total participants	2012-01-01	359
Number of participants with account balances	2012-01-01	337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: APCOM INC. RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	404
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	314
Number of other retired or separated participants entitled to future benefits	2011-01-01	80
Total of all active and inactive participants	2011-01-01	394
Total participants	2011-01-01	394
Number of participants with account balances	2011-01-01	369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	9
2010: APCOM INC. RETIREMENT AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	423
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	335
Number of other retired or separated participants entitled to future benefits	2010-01-01	69
Total of all active and inactive participants	2010-01-01	404
Total participants	2010-01-01	404
Number of participants with account balances	2010-01-01	394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	18
2009: APCOM INC. RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	450
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	347
Number of other retired or separated participants entitled to future benefits	2009-01-01	76
Total of all active and inactive participants	2009-01-01	423
Total participants	2009-01-01	423
Number of participants with account balances	2009-01-01	400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on APCOM INC. RETIREMENT AND SAVINGS PLAN

Measure	Date	Value
2014 : APCOM INC. RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$28,045,524
Total income from all sources (including contributions)	2014-12-31	$3,080,167
Total of all expenses incurred	2014-12-31	$4,011,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,011,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,489,684
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$28,976,754
Total interest from all sources	2014-12-31	$4,413
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$934,848
Amount contributed by the employer to the plan for this plan year	2014-12-31	$934,848
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$456,172
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$120,557
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$98,664
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-931,230
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$28,976,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Interest on participant loans	2014-12-31	$4,413
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$28,001,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$934,848
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$853,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,011,397
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	REILLY, PENNER & BENTON LLP
Accountancy firm EIN	2014-12-31	390747409
2013 : APCOM INC. RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$5,216,766
Total of all expenses incurred	2013-12-31	$1,861,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,861,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,224,619
Value of total assets at end of year	2013-12-31	$28,976,754
Value of total assets at beginning of year	2013-12-31	$25,621,649
Total interest from all sources	2013-12-31	$4,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$853,798
Amount contributed by the employer to the plan for this plan year	2013-12-31	$853,798
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$370,821
Participant contributions at end of year	2013-12-31	$120,557
Participant contributions at beginning of year	2013-12-31	$105,730
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$976
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,355,105
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$28,976,754
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$25,621,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Interest on participant loans	2013-12-31	$4,079
Value of interest in master investment trust accounts at end of year	2013-12-31	$28,001,423
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$24,561,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$853,798
Employer contributions (assets) at end of year	2013-12-31	$853,798
Employer contributions (assets) at beginning of year	2013-12-31	$954,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,861,661
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	REILLY, PENNER & BENTON LLP
Accountancy firm EIN	2013-12-31	390747409
2012 : APCOM INC. RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Total transfer of assets from this plan	2012-12-31	$60,413
Total income from all sources (including contributions)	2012-12-31	$4,376,251
Total of all expenses incurred	2012-12-31	$1,463,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,463,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,431,308
Value of total assets at end of year	2012-12-31	$25,621,649
Value of total assets at beginning of year	2012-12-31	$22,769,585
Total interest from all sources	2012-12-31	$4,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$968,798
Amount contributed by the employer to the plan for this plan year	2012-12-31	$968,798
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$361,903
Participant contributions at end of year	2012-12-31	$105,730
Participant contributions at beginning of year	2012-12-31	$110,315
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$100,607
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$120
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,912,477
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$25,621,649
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$22,769,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Interest on participant loans	2012-12-31	$4,081
Value of interest in master investment trust accounts at end of year	2012-12-31	$24,561,019
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$21,718,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$968,798
Employer contributions (assets) at end of year	2012-12-31	$954,780
Employer contributions (assets) at beginning of year	2012-12-31	$941,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,463,774
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	REILLY, PENNER & BENTON LLP
Accountancy firm EIN	2012-12-31	390747409
2011 : APCOM INC. RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Total transfer of assets from this plan	2011-12-31	$5,020
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,659
Total income from all sources (including contributions)	2011-12-31	$1,039,978
Total of all expenses incurred	2011-12-31	$1,140,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,140,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,312,810
Value of total assets at end of year	2011-12-31	$22,769,585
Value of total assets at beginning of year	2011-12-31	$22,879,692
Total interest from all sources	2011-12-31	$3,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$951,653
Amount contributed by the employer to the plan for this plan year	2011-12-31	$951,653
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$361,157
Participant contributions at end of year	2011-12-31	$110,315
Participant contributions at beginning of year	2011-12-31	$106,494
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$159
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$191
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$4,659
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-100,428
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$22,769,585
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$22,875,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Interest on participant loans	2011-12-31	$3,906
Value of interest in master investment trust accounts at end of year	2011-12-31	$21,718,087
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$21,754,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$951,653
Employer contributions (assets) at end of year	2011-12-31	$941,024
Employer contributions (assets) at beginning of year	2011-12-31	$1,018,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,140,406
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	REILLY, PENNER & BENTON LLP
Accountancy firm EIN	2011-12-31	390747409
2010 : APCOM INC. RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,659
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,213
Total income from all sources (including contributions)	2010-12-31	$4,032,008
Total of all expenses incurred	2010-12-31	$483,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$483,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,368,502
Value of total assets at end of year	2010-12-31	$22,879,692
Value of total assets at beginning of year	2010-12-31	$19,330,873
Total interest from all sources	2010-12-31	$2,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$1,019,340
Amount contributed by the employer to the plan for this plan year	2010-12-31	$1,019,340
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$349,162
Participant contributions at end of year	2010-12-31	$106,494
Participant contributions at beginning of year	2010-12-31	$55,981
Participant contributions at beginning of year	2010-12-31	$3,844
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$191
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$197
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$4,659
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$4,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,548,373
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$22,875,033
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,326,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest on participant loans	2010-12-31	$2,802
Value of interest in master investment trust accounts at end of year	2010-12-31	$21,754,882
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$18,247,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,019,340
Employer contributions (assets) at end of year	2010-12-31	$1,018,125
Employer contributions (assets) at beginning of year	2010-12-31	$1,023,310
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$483,635
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	REILLY, PENNER & BENTON LLP
Accountancy firm EIN	2010-12-31	390747409
2009 : APCOM INC. RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$1,017,515
Amount contributed by the employer to the plan for this plan year	2009-12-31	$1,017,515

Form 5500 Responses for APCOM INC. RETIREMENT AND SAVINGS PLAN

2014: APCOM INC. RETIREMENT AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: APCOM INC. RETIREMENT AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: APCOM INC. RETIREMENT AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: APCOM INC. RETIREMENT AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: APCOM INC. RETIREMENT AND SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: APCOM INC. RETIREMENT AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	A O SMITH CORPORATION
Employer identification number (EIN):	390619790
NAIC Classification:	332400

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2095703