DEGEN-BERGLUND, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN
401k plan membership statisitcs for DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2013: DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 90 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 54 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 22 |
| Total of all active and inactive participants | 2013-01-01 | 76 |
| Total participants | 2013-01-01 | 76 |
| Number of participants with account balances | 2013-01-01 | 57 |
| 2012: DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 97 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 65 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 25 |
| Total of all active and inactive participants | 2012-01-01 | 90 |
| Total participants | 2012-01-01 | 90 |
| Number of participants with account balances | 2012-01-01 | 62 |
| 2011: DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 114 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 76 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 21 |
| Total of all active and inactive participants | 2011-01-01 | 97 |
| Total participants | 2011-01-01 | 97 |
| Number of participants with account balances | 2011-01-01 | 68 |
| 2010: DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 115 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 100 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 14 |
| Total of all active and inactive participants | 2010-01-01 | 114 |
| Total participants | 2010-01-01 | 114 |
| Number of participants with account balances | 2010-01-01 | 69 |
| 2009: DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 118 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 103 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 12 |
| Total of all active and inactive participants | 2009-01-01 | 115 |
| Total participants | 2009-01-01 | 115 |
| Number of participants with account balances | 2009-01-01 | 70 |
| Measure | Date | Value |
|---|
| 2013 : DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $513,428 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $281,863 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $270,237 |
| Total plan assets at end of year | 2013-12-31 | $2,134,040 |
| Total plan assets at beginning of year | 2013-12-31 | $1,902,475 |
| Value of fidelity bond covering the plan | 2013-12-31 | $30,000,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $117,765 |
| Other income received | 2013-12-31 | $344,050 |
| Net income (gross income less expenses) | 2013-12-31 | $231,565 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $2,134,040 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,902,475 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $51,613 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $11,626 |
| 2012 : DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-12-31 | $-17,710 |
| Total plan liabilities at beginning of year | 2012-12-31 | $24,531 |
| Total income from all sources | 2012-12-31 | $327,763 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $45,712 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $35,345 |
| Total plan assets at end of year | 2012-12-31 | $1,902,475 |
| Total plan assets at beginning of year | 2012-12-31 | $1,662,665 |
| Value of fidelity bond covering the plan | 2012-12-31 | $30,000,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $140,101 |
| Other income received | 2012-12-31 | $163,285 |
| Net income (gross income less expenses) | 2012-12-31 | $282,051 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,902,475 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,638,134 |
| Assets. Value of participant loans | 2012-12-31 | $24,197 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $24,377 |
| Value of certain deemed distributions of participant loans | 2012-12-31 | $7,537 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $2,830 |
| 2011 : DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN 2011 401k financial data |
|---|
| Transfers to/from the plan | 2011-12-31 | $-51,760 |
| Total plan liabilities at end of year | 2011-12-31 | $24,531 |
| Total plan liabilities at beginning of year | 2011-12-31 | $9,076 |
| Total income from all sources | 2011-12-31 | $85,191 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $29,297 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $24,531 |
| Total plan assets at end of year | 2011-12-31 | $1,662,665 |
| Total plan assets at beginning of year | 2011-12-31 | $1,643,076 |
| Value of fidelity bond covering the plan | 2011-12-31 | $5,000,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $159,851 |
| Other income received | 2011-12-31 | $-102,702 |
| Net income (gross income less expenses) | 2011-12-31 | $55,894 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,638,134 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,634,000 |
| Assets. Value of participant loans | 2011-12-31 | $36,439 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $28,042 |
| Value of certain deemed distributions of participant loans | 2011-12-31 | $1,370 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $3,396 |
| 2010 : DEGEN-BERGLUND INC STAFF SAVINGS & RETIREMENT PLAN 2010 401k financial data |
|---|
| Total plan liabilities at end of year | 2010-12-31 | $9,076 |
| Total plan liabilities at beginning of year | 2010-12-31 | $0 |
| Total income from all sources | 2010-12-31 | $349,543 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $117,190 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $114,919 |
| Total plan assets at end of year | 2010-12-31 | $1,643,076 |
| Total plan assets at beginning of year | 2010-12-31 | $1,401,647 |
| Value of fidelity bond covering the plan | 2010-12-31 | $5,000,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $166,300 |
| Other income received | 2010-12-31 | $152,677 |
| Net income (gross income less expenses) | 2010-12-31 | $232,353 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,634,000 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,401,647 |
| Assets. Value of participant loans | 2010-12-31 | $19,797 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $30,566 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $2,271 |
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 738707-0101 |
| Policy instance | 1 |
| Insurance contract or identification number | 738707-0101 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-01-17 | | Total amount of commissions paid to insurance broker | USD $527 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $526 | | Insurance broker organization code? | 3 | | Insurance broker name | ATTELN,GAGERMEIER,PHILLIPS |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 738707-0102 |
| Policy instance | 2 |
| Insurance contract or identification number | 738707-0102 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-01-17 | | Total amount of commissions paid to insurance broker | USD $75 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $75 | | Insurance broker organization code? | 3 | | Insurance broker name | ATTELN,GAGERMEIER,PHILLIPS |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 698116 |
| Policy instance | 3 |
| Insurance contract or identification number | 698116 | | Number of Individuals Covered | 57 | | Insurance policy start date | 2013-01-18 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $4,014 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,660 | | Insurance broker organization code? | 3 | | Insurance broker name | MASHAK, MICHAEL J |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 738707-0101 |
| Policy instance | 1 |
| Insurance contract or identification number | 738707-0101 | | Number of Individuals Covered | 61 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $2,791 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,524 | | Insurance broker organization code? | 3 | | Insurance broker name | WOLFF AND MASHAK |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 738707-0102 |
| Policy instance | 2 |
| Insurance contract or identification number | 738707-0102 | | Number of Individuals Covered | 62 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $499 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $444 | | Insurance broker organization code? | 3 | | Insurance broker name | WOLFF AND MASHAK |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 738707-0101 |
| Policy instance | 1 |
| Insurance contract or identification number | 738707-0101 | | Number of Individuals Covered | 68 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $3,639 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 738707-0102 |
| Policy instance | 2 |
| Insurance contract or identification number | 738707-0102 | | Number of Individuals Covered | 67 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $630 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 738707-0101 |
| Policy instance | 1 |
| Insurance contract or identification number | 738707-0101 | | Number of Individuals Covered | 69 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $3,683 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 738707-0102 |
| Policy instance | 2 |
| Insurance contract or identification number | 738707-0102 | | Number of Individuals Covered | 68 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $659 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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