401k Plan data: WAICU RETIREMENT READINESS PLAN plan

WAICU RETIREMENT READINESS PLAN 401k Plan overview

Plan Name	WAICU RETIREMENT READINESS PLAN
Plan identification number	002

WAICU RETIREMENT READINESS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WISCONSIN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES has sponsored the creation of one or more 401k plans.

Company Name: WISCONSIN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES

Employer identification number (EIN): 391039417

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WAICU RETIREMENT READINESS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-05-01 ROD OPSAL 2019-10-09

Plan Statistics for WAICU RETIREMENT READINESS PLAN

401k plan membership statisitcs for WAICU RETIREMENT READINESS PLAN

Measure Date Value
2022: WAICU RETIREMENT READINESS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 4,165
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 2,151
Number of retired or separated participants receiving benefits 2022-01-01 12
Number of other retired or separated participants entitled to future benefits 2022-01-01 2,000
Total of all active and inactive participants 2022-01-01 4,163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 56
Total participants 2022-01-01 4,219
Number of participants with account balances 2022-01-01 3,619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 20
2021: WAICU RETIREMENT READINESS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 3,982
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 2,236
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1,874
Total of all active and inactive participants 2021-01-01 4,110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 53
Total participants 2021-01-01 4,163
Number of participants with account balances 2021-01-01 3,496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 20
2020: WAICU RETIREMENT READINESS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2,624
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 2,091
Number of retired or separated participants receiving benefits 2020-01-01 4
Number of other retired or separated participants entitled to future benefits 2020-01-01 1,880
Total of all active and inactive participants 2020-01-01 3,975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 4
Total participants 2020-01-01 3,979
Number of participants with account balances 2020-01-01 3,453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 16
2019: WAICU RETIREMENT READINESS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 2,134
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,270
Number of retired or separated participants receiving benefits 2019-01-01 6
Number of other retired or separated participants entitled to future benefits 2019-01-01 1,346
Total of all active and inactive participants 2019-01-01 2,622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 2,624
Number of participants with account balances 2019-01-01 2,511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 15

Measure	Date	Value
2022: WAICU RETIREMENT READINESS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	4,165
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	2,151
Number of retired or separated participants receiving benefits	2022-01-01	12
Number of other retired or separated participants entitled to future benefits	2022-01-01	2,000
Total of all active and inactive participants	2022-01-01	4,163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	56
Total participants	2022-01-01	4,219
Number of participants with account balances	2022-01-01	3,619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	20
2021: WAICU RETIREMENT READINESS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	3,982
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	2,236
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,874
Total of all active and inactive participants	2021-01-01	4,110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	53
Total participants	2021-01-01	4,163
Number of participants with account balances	2021-01-01	3,496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	20
2020: WAICU RETIREMENT READINESS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2,624
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	2,091
Number of retired or separated participants receiving benefits	2020-01-01	4
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,880
Total of all active and inactive participants	2020-01-01	3,975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	4
Total participants	2020-01-01	3,979
Number of participants with account balances	2020-01-01	3,453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	16
2019: WAICU RETIREMENT READINESS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	2,134
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,270
Number of retired or separated participants receiving benefits	2019-01-01	6
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,346
Total of all active and inactive participants	2019-01-01	2,622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	2,624
Number of participants with account balances	2019-01-01	2,511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	15

Financial Data on WAICU RETIREMENT READINESS PLAN

Measure	Date	Value
2022 : WAICU RETIREMENT READINESS PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-37,292,988
Total of all expenses incurred	2022-12-31	$24,087,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$23,863,575
Expenses. Certain deemed distributions of participant loans	2022-12-31	$838
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$13,311,387
Value of total assets at end of year	2022-12-31	$342,568,919
Value of total assets at beginning of year	2022-12-31	$403,949,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$223,364
Total interest from all sources	2022-12-31	$3,709,984
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$2,905,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$2,905,066
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$7,666,101
Participant contributions at end of year	2022-12-31	$196,284
Participant contributions at beginning of year	2022-12-31	$199,416
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$25,371
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$2,557,791
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$2,193,171
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$663,510
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$442
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$383
Other income not declared elsewhere	2022-12-31	$-349,797
Administrative expenses (other) incurred	2022-12-31	$134,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-61,380,765
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$342,568,919
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$403,949,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$62,157
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$236,717,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$297,671,302
Value of interest in pooled separate accounts at end of year	2022-12-31	$8,703,672
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$8,263,691
Interest on participant loans	2022-12-31	$7,391
Interest earned on other investments	2022-12-31	$3,696,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$487,600
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$6,537
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$93,905,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$95,594,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-57,560,806
Net investment gain/loss from pooled separate accounts	2022-12-31	$691,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$4,981,776
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$1,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$23,863,575
Contract administrator fees	2022-12-31	$26,904
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2022-12-31	390589910
2021 : WAICU RETIREMENT READINESS PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$56,327,226
Total of all expenses incurred	2021-12-31	$27,378,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$27,167,061
Expenses. Certain deemed distributions of participant loans	2021-12-31	$3,563
Value of total corrective distributions	2021-12-31	$565
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$12,701,796
Value of total assets at end of year	2021-12-31	$403,949,684
Value of total assets at beginning of year	2021-12-31	$375,001,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$207,608
Total interest from all sources	2021-12-31	$486,102
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$6,528,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$6,528,764
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$7,356,016
Participant contributions at end of year	2021-12-31	$199,416
Participant contributions at beginning of year	2021-12-31	$123,323
Participant contributions at end of year	2021-12-31	$25,371
Participant contributions at beginning of year	2021-12-31	$87,609
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$2,193,171
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$580,752
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$383
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$197
Other income not declared elsewhere	2021-12-31	$166,145
Administrative expenses (other) incurred	2021-12-31	$137,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$28,948,429
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$403,949,684
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$375,001,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$44,701
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$297,671,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$270,274,067
Value of interest in pooled separate accounts at end of year	2021-12-31	$8,263,691
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$7,586,622
Interest on participant loans	2021-12-31	$8,792
Interest earned on other investments	2021-12-31	$477,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$95,594,829
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$96,901,377
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$35,155,063
Net investment gain/loss from pooled separate accounts	2021-12-31	$1,289,356
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$4,765,028
Employer contributions (assets) at end of year	2021-12-31	$1,521
Employer contributions (assets) at beginning of year	2021-12-31	$28,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$27,167,061
Contract administrator fees	2021-12-31	$25,727
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : WAICU RETIREMENT READINESS PLAN 2020 401k financial data
Total transfer of assets to this plan	2020-12-31	$101,909,152
Total income from all sources (including contributions)	2020-12-31	$56,584,559
Total of all expenses incurred	2020-12-31	$22,722,292
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$22,554,757
Expenses. Certain deemed distributions of participant loans	2020-12-31	$30,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$12,117,740
Value of total assets at end of year	2020-12-31	$375,001,255
Value of total assets at beginning of year	2020-12-31	$239,229,836
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$136,593
Total interest from all sources	2020-12-31	$3,149,239
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,325,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,325,228
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$6,159,736
Participant contributions at end of year	2020-12-31	$123,323
Participant contributions at beginning of year	2020-12-31	$99,689
Participant contributions at end of year	2020-12-31	$87,609
Participant contributions at beginning of year	2020-12-31	$35,647
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$67,736,326
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,204,817
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$197
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$1,137
Other income not declared elsewhere	2020-12-31	$132,333
Administrative expenses (other) incurred	2020-12-31	$93,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$33,862,267
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$375,001,255
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$239,229,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$26,769
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$270,274,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$99,231,064
Value of interest in pooled separate accounts at end of year	2020-12-31	$7,586,622
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$5,376,155
Interest on participant loans	2020-12-31	$6,534
Interest earned on other investments	2020-12-31	$3,138,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$4,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$96,901,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$66,734,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$39,890,334
Net investment gain/loss from pooled separate accounts	2020-12-31	$-30,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$3,753,187
Employer contributions (assets) at end of year	2020-12-31	$28,060
Employer contributions (assets) at beginning of year	2020-12-31	$15,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$22,554,757
Contract administrator fees	2020-12-31	$16,430
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : WAICU RETIREMENT READINESS PLAN 2019 401k financial data
Total transfer of assets to this plan	2019-12-31	$25,200,988
Total income from all sources (including contributions)	2019-12-31	$45,735,176
Total of all expenses incurred	2019-12-31	$20,764,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$20,644,843
Expenses. Certain deemed distributions of participant loans	2019-12-31	$5,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$11,974,375
Value of total assets at end of year	2019-12-31	$239,229,836
Value of total assets at beginning of year	2019-12-31	$189,057,804
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$114,159
Total interest from all sources	2019-12-31	$2,572,756
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$2,486,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$2,486,621
Administrative expenses professional fees incurred	2019-12-31	$10,737
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$5,155,455
Participant contributions at end of year	2019-12-31	$99,689
Participant contributions at beginning of year	2019-12-31	$132,438
Participant contributions at end of year	2019-12-31	$35,647
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$67,736,326
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$605,504
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$3,453,971
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$1,137
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$102,580
Administrative expenses (other) incurred	2019-12-31	$71,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$24,971,044
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$239,229,836
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$189,057,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$19,610
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$99,231,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$122,839,292
Value of interest in pooled separate accounts at end of year	2019-12-31	$5,376,155
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$4,813,866
Interest on participant loans	2019-12-31	$7,118
Interest earned on other investments	2019-12-31	$2,565,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$66,734,186
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$60,666,704
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$28,310,475
Net investment gain/loss from pooled separate accounts	2019-12-31	$288,369
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$3,364,949
Employer contributions (assets) at end of year	2019-12-31	$15,632
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$20,644,843
Contract administrator fees	2019-12-31	$12,167
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2019-12-31	410746749

Form 5500 Responses for WAICU RETIREMENT READINESS PLAN

2022: WAICU RETIREMENT READINESS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Mulitple employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: WAICU RETIREMENT READINESS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Mulitple employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: WAICU RETIREMENT READINESS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Mulitple employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WAICU RETIREMENT READINESS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

MULTIPLE

Policy instance

Insurance contract or identification number	MULTIPLE
Number of Individuals Covered	1868
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

TA069806

Policy instance

Insurance contract or identification number	TA069806
Number of Individuals Covered	2035
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

MULTIPLE

Policy instance

Insurance contract or identification number	MULTIPLE
Number of Individuals Covered	1961
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

TA069806

Policy instance

Insurance contract or identification number	TA069806
Number of Individuals Covered	1871
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

MULTIPLE

Policy instance

Insurance contract or identification number	MULTIPLE
Number of Individuals Covered	2012
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

TA069806

Policy instance

Insurance contract or identification number	TA069806
Number of Individuals Covered	1694
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

TA069806

Policy instance

Insurance contract or identification number	TA069806
Number of Individuals Covered	1241
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

MULTIPLE

Policy instance

Insurance contract or identification number	MULTIPLE
Number of Individuals Covered	1542
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	WISCONSIN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES
Employer identification number (EIN):	391039417
NAIC Classification:	611000