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PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 401k Plan overview

Plan NamePENFIELD CHILDRENS CENTER, INC. 403(B) PLAN
Plan identification number 001

PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PENFIELD CHILDRENS CENTER, INC. has sponsored the creation of one or more 401k plans.

Company Name:PENFIELD CHILDRENS CENTER, INC.
Employer identification number (EIN):391093701
NAIC Classification:624410
NAIC Description:Child Day Care Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01MARK RHODE MARK RHODE2013-09-19
0012011-01-01PAUL CIARDO CHRISTINE HOLMES2012-08-29
0012010-01-01PAUL CIARDO CHRISTINE HOLMES2011-10-16

Plan Statistics for PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN

401k plan membership statisitcs for PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN

Measure Date Value
2022: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01183
Total number of active participants reported on line 7a of the Form 55002022-01-01131
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0161
Total of all active and inactive participants2022-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01192
Number of participants with account balances2022-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01158
Total number of active participants reported on line 7a of the Form 55002021-01-01120
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0163
Total of all active and inactive participants2021-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01183
Number of participants with account balances2021-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01196
Total number of active participants reported on line 7a of the Form 55002020-01-01118
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0140
Total of all active and inactive participants2020-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01158
Number of participants with account balances2020-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01186
Total number of active participants reported on line 7a of the Form 55002019-01-01139
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0157
Total of all active and inactive participants2019-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01196
Number of participants with account balances2019-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01192
Total number of active participants reported on line 7a of the Form 55002018-01-01148
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0138
Total of all active and inactive participants2018-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01186
Number of participants with account balances2018-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01168
Total number of active participants reported on line 7a of the Form 55002017-01-01151
Number of other retired or separated participants entitled to future benefits2017-01-0141
Total of all active and inactive participants2017-01-01192
Total participants2017-01-01192
Number of participants with account balances2017-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01157
Total number of active participants reported on line 7a of the Form 55002016-01-01133
Number of other retired or separated participants entitled to future benefits2016-01-0135
Total of all active and inactive participants2016-01-01168
Total participants2016-01-01168
Number of participants with account balances2016-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01158
Total number of active participants reported on line 7a of the Form 55002015-01-01123
Number of other retired or separated participants entitled to future benefits2015-01-0134
Total of all active and inactive participants2015-01-01157
Total participants2015-01-01157
Number of participants with account balances2015-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01152
Total number of active participants reported on line 7a of the Form 55002014-01-01122
Number of other retired or separated participants entitled to future benefits2014-01-0136
Total of all active and inactive participants2014-01-01158
Total participants2014-01-01158
Number of participants with account balances2014-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01145
Total number of active participants reported on line 7a of the Form 55002013-01-01117
Number of other retired or separated participants entitled to future benefits2013-01-0135
Total of all active and inactive participants2013-01-01152
Total participants2013-01-01152
Number of participants with account balances2013-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01131
Total number of active participants reported on line 7a of the Form 55002012-01-01111
Number of other retired or separated participants entitled to future benefits2012-01-0134
Total of all active and inactive participants2012-01-01145
Total participants2012-01-01145
Number of participants with account balances2012-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01129
Total number of active participants reported on line 7a of the Form 55002011-01-01106
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-01131
Total participants2011-01-01131
Number of participants with account balances2011-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01122
Total number of active participants reported on line 7a of the Form 55002010-01-01100
Number of other retired or separated participants entitled to future benefits2010-01-0129
Total of all active and inactive participants2010-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01129
Number of participants with account balances2010-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010

Financial Data on PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN

Measure Date Value
2022 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-152,331
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,053,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$996,421
Expenses. Certain deemed distributions of participant loans2022-12-31$33,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$689,580
Value of total assets at end of year2022-12-31$4,452,319
Value of total assets at beginning of year2022-12-31$5,658,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$23,893
Total interest from all sources2022-12-31$2,137
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$183,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$183,089
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$250,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$422,522
Participant contributions at end of year2022-12-31$43,340
Participant contributions at beginning of year2022-12-31$84,704
Assets. Other investments not covered elsewhere at end of year2022-12-31$169,057
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$169,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,206,123
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,452,319
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,658,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$23,893
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,239,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,573,738
Interest on participant loans2022-12-31$2,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,027,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$97,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$996,421
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,462,533
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$804,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$782,051
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$662,598
Value of total assets at end of year2021-12-31$5,658,442
Value of total assets at beginning of year2021-12-31$5,000,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$22,655
Total interest from all sources2021-12-31$3,686
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$273,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$273,239
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$250,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$417,481
Participant contributions at end of year2021-12-31$84,704
Participant contributions at beginning of year2021-12-31$102,979
Participant contributions at beginning of year2021-12-31$17,889
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$245,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$657,827
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,658,442
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,000,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$22,655
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,573,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,879,747
Interest on participant loans2021-12-31$3,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$523,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$782,051
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,108,389
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$158,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$143,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$506,466
Value of total assets at end of year2020-12-31$5,000,615
Value of total assets at beginning of year2020-12-31$4,050,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$15,413
Total interest from all sources2020-12-31$2,589
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$121,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$121,595
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$250,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$395,864
Participant contributions at end of year2020-12-31$102,979
Participant contributions at beginning of year2020-12-31$91,883
Participant contributions at end of year2020-12-31$17,889
Participant contributions at beginning of year2020-12-31$15,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$949,711
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,000,615
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,050,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$15,413
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,879,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,939,644
Interest on participant loans2020-12-31$2,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$477,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$110,602
Employer contributions (assets) at beginning of year2020-12-31$4,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$143,265
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,242,387
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$310,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$295,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$535,546
Value of total assets at end of year2019-12-31$4,050,904
Value of total assets at beginning of year2019-12-31$3,118,842
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,415
Total interest from all sources2019-12-31$2,385
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$128,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$128,973
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$250,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$398,102
Participant contributions at end of year2019-12-31$91,883
Participant contributions at beginning of year2019-12-31$84,079
Participant contributions at end of year2019-12-31$15,218
Participant contributions at beginning of year2019-12-31$15,162
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$30,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$932,062
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,050,904
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,118,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$14,415
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,939,644
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,015,526
Interest on participant loans2019-12-31$2,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$575,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$106,507
Employer contributions (assets) at end of year2019-12-31$4,159
Employer contributions (assets) at beginning of year2019-12-31$4,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$295,910
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY VICHOW KRAUSE, LLP
Accountancy firm EIN2019-12-31390859910
2018 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$235,569
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$232,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$218,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$474,505
Value of total assets at end of year2018-12-31$3,118,842
Value of total assets at beginning of year2018-12-31$3,115,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$14,122
Total interest from all sources2018-12-31$2,585
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$152,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$152,951
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$250,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$339,011
Participant contributions at end of year2018-12-31$84,079
Participant contributions at beginning of year2018-12-31$90,889
Participant contributions at end of year2018-12-31$15,162
Participant contributions at beginning of year2018-12-31$8,029
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$36,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$3,447
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,118,842
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,115,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$14,122
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,015,526
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,911,037
Interest on participant loans2018-12-31$2,585
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$103,020
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-394,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$99,308
Employer contributions (assets) at end of year2018-12-31$4,075
Employer contributions (assets) at beginning of year2018-12-31$2,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$218,000
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$675,174
Total of all expenses incurred2017-12-31$538,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$536,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$279,279
Value of total assets at end of year2017-12-31$3,115,395
Value of total assets at beginning of year2017-12-31$2,978,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,527
Total interest from all sources2017-12-31$3,814
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$158,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$158,211
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$310,495
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$213,225
Participant contributions at end of year2017-12-31$90,889
Participant contributions at beginning of year2017-12-31$103,725
Participant contributions at end of year2017-12-31$8,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$136,631
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,115,395
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,978,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,911,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,465,885
Interest on participant loans2017-12-31$3,814
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$103,020
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$409,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$233,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$66,054
Employer contributions (assets) at end of year2017-12-31$2,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$536,016
Contract administrator fees2017-12-31$2,527
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$547,726
Total of all expenses incurred2016-12-31$139,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$136,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$293,077
Value of total assets at end of year2016-12-31$2,978,764
Value of total assets at beginning of year2016-12-31$2,570,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,698
Total interest from all sources2016-12-31$3,505
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$93,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$93,206
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$297,876
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$219,392
Participant contributions at end of year2016-12-31$103,725
Participant contributions at beginning of year2016-12-31$68,454
Participant contributions at beginning of year2016-12-31$7,813
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$408,541
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,978,764
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,570,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,465,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,138,096
Interest on participant loans2016-12-31$3,505
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$409,154
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$353,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$157,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$73,685
Employer contributions (assets) at beginning of year2016-12-31$2,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$136,487
Contract administrator fees2016-12-31$2,698
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$233,358
Total of all expenses incurred2015-12-31$180,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$177,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$294,671
Value of total assets at end of year2015-12-31$2,570,223
Value of total assets at beginning of year2015-12-31$2,517,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,703
Total interest from all sources2015-12-31$2,647
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$133,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$133,291
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$257,074
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$222,066
Participant contributions at end of year2015-12-31$68,454
Participant contributions at beginning of year2015-12-31$43,715
Participant contributions at end of year2015-12-31$7,813
Participant contributions at beginning of year2015-12-31$7,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$52,666
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,570,223
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,517,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,138,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,164,807
Interest on participant loans2015-12-31$2,647
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$353,148
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$298,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-197,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$72,605
Employer contributions (assets) at end of year2015-12-31$2,712
Employer contributions (assets) at beginning of year2015-12-31$2,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$177,989
Contract administrator fees2015-12-31$2,703
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$410,102
Total of all expenses incurred2014-12-31$62,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$59,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$269,346
Value of total assets at end of year2014-12-31$2,517,557
Value of total assets at beginning of year2014-12-31$2,169,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,621
Total interest from all sources2014-12-31$1,480
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$196,053
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$196,053
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$250,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$200,173
Participant contributions at end of year2014-12-31$43,715
Participant contributions at beginning of year2014-12-31$28,857
Participant contributions at end of year2014-12-31$7,350
Participant contributions at beginning of year2014-12-31$6,868
Other income not declared elsewhere2014-12-31$6,041
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$347,805
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,517,557
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,169,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,164,807
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,882,533
Interest on participant loans2014-12-31$1,480
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$298,947
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$249,052
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-62,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$69,173
Employer contributions (assets) at end of year2014-12-31$2,738
Employer contributions (assets) at beginning of year2014-12-31$2,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$59,676
Contract administrator fees2014-12-31$2,621
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$600,632
Total of all expenses incurred2013-12-31$89,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$87,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$229,900
Value of total assets at end of year2013-12-31$2,169,752
Value of total assets at beginning of year2013-12-31$1,658,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,360
Total interest from all sources2013-12-31$1,317
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$98,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$98,680
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$250,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$171,695
Participant contributions at end of year2013-12-31$28,857
Participant contributions at beginning of year2013-12-31$26,447
Participant contributions at end of year2013-12-31$6,868
Participant contributions at beginning of year2013-12-31$5,878
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,165
Other income not declared elsewhere2013-12-31$1,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$511,018
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,169,752
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,658,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,882,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,624,419
Interest on participant loans2013-12-31$1,317
Interest earned on other investments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$249,052
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$268,849
Net investment gain or loss from common/collective trusts2013-12-31$1,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$57,040
Employer contributions (assets) at end of year2013-12-31$2,442
Employer contributions (assets) at beginning of year2013-12-31$1,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$87,254
Contract administrator fees2013-12-31$2,360
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$398,996
Total of all expenses incurred2012-12-31$246,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$244,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$214,348
Value of total assets at end of year2012-12-31$1,658,734
Value of total assets at beginning of year2012-12-31$1,506,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,148
Total interest from all sources2012-12-31$2,094
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$49,161
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$49,161
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$250,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$148,050
Participant contributions at end of year2012-12-31$26,447
Participant contributions at beginning of year2012-12-31$70,348
Participant contributions at end of year2012-12-31$5,878
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$9,732
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$152,077
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,658,734
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,506,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,624,419
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,436,309
Interest on participant loans2012-12-31$2,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$133,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$56,566
Employer contributions (assets) at end of year2012-12-31$1,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$244,771
Contract administrator fees2012-12-31$2,148
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCRIBNER COHEN AND COMPANY, S.C.
Accountancy firm EIN2012-12-31391210538
2011 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$183,210
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$69,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$66,374
Expenses. Certain deemed distributions of participant loans2011-12-31$113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$203,503
Value of total assets at end of year2011-12-31$1,506,657
Value of total assets at beginning of year2011-12-31$1,392,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,593
Total interest from all sources2011-12-31$2,680
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$29,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$29,770
Administrative expenses professional fees incurred2011-12-31$2,593
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$250,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$147,567
Participant contributions at end of year2011-12-31$70,348
Participant contributions at beginning of year2011-12-31$13,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$114,130
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,506,657
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,392,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,436,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,378,578
Interest on participant loans2011-12-31$2,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-52,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$55,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$66,374
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCRIBNER COHEN AND COMPANY, S.C.
Accountancy firm EIN2011-12-31391210538
2010 : PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$358,398
Total of all expenses incurred2010-12-31$31,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$27,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$207,629
Value of total assets at end of year2010-12-31$1,392,527
Value of total assets at beginning of year2010-12-31$1,065,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,615
Total interest from all sources2010-12-31$1,189
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$27,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$27,256
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$151,891
Participant contributions at end of year2010-12-31$13,949
Participant contributions at beginning of year2010-12-31$19,044
Administrative expenses (other) incurred2010-12-31$3,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$327,048
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,392,527
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,065,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,378,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,046,435
Interest on participant loans2010-12-31$1,189
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$122,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$55,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$27,735
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCRIBNER COHEN AND COMPANY, S.C.
Accountancy firm EIN2010-12-31391210538

Form 5500 Responses for PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN

2022: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PENFIELD CHILDRENS CENTER, INC. 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 )
Policy contract number200053
Policy instance 1
Insurance contract or identification number200053
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 )
Policy contract number200053
Policy instance 1
Insurance contract or identification number200053
Number of Individuals Covered27
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $332
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $332
Insurance broker organization code?3
Insurance broker nameSPECTRUM INVESTMENT ADVISORS, INC.
SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 )
Policy contract number200053
Policy instance 1
Insurance contract or identification number200053
Number of Individuals Covered23
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $505
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $505
Insurance broker organization code?3
Insurance broker nameEQUABLE SECURITIES CORP.
SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 )
Policy contract number200053
Policy instance 1
Insurance contract or identification number200053
Number of Individuals Covered21
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $474
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $474
Insurance broker organization code?3
Insurance broker nameEQUABLE SECURITIES CORP.
SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 )
Policy contract number200053
Policy instance 1
Insurance contract or identification number200053
Number of Individuals Covered22
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $209
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $209
Insurance broker organization code?3
Insurance broker nameEQUABLE SECURITIES CORP.

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